| |
| |
|
| Insider
Information: |
Liemandt Joseph |
| Relationship: |
10% Owner |
| City: |
Newport Beach |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
130,263,875 |
|
|
Indirect Shares
|
1,803,574 |
|
|
| Direct
Value |
$25,810,238 |
|
|
|
Indirect Value
|
$4,454,828 |
|
|
| Total
Shares |
132,067,449 |
|
|
| Total
Value |
$30,265,066 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
1
|
|
Stock
price went up :
|
1
|
0
|
| Stock
price went down : |
0
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
1.0
|
-1.0
|
| Percentage
Gain/Loss : |
 68.2%
|
 -100.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Upland Software, Inc. |
UPLD |
10% Owner |
2018-08-27 |
0 |
2018-08-27 |
1,803,574 |
Premium* |
|
|
Broadvision Inc |
BVSN |
10% Owner |
2020-01-02 |
1,071,382 |
2015-08-05 |
0 |
Premium* |
|
|
Marin Software Inc |
MRIN |
10% Owner |
2018-12-28 |
579,000 |
|
0 |
Premium* |
|
|
Falconstor Software Inc |
FALC |
10% Owner |
2018-12-27 |
128,613,493 |
2017-08-22 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
290 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 9 of 12
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-15 |
4 |
B |
$6.70 |
$335,000 |
D/D |
50,000 |
2,138,131 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-16 |
4 |
B |
$6.95 |
$28,481 |
D/D |
4,100 |
2,142,231 |
2.37 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-17 |
4 |
B |
$6.98 |
$40,777 |
D/D |
5,844 |
2,148,075 |
2.37 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-18 |
4 |
B |
$6.99 |
$71,934 |
D/D |
10,287 |
2,158,362 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-09-13 |
4 |
S |
$22.25 |
$106,891 |
D/D |
(4,805) |
2,162,126 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-09-12 |
4 |
S |
$22.10 |
$110,514 |
D/D |
(5,000) |
2,166,931 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-09-11 |
4 |
S |
$22.58 |
$338,694 |
D/D |
(15,000) |
2,171,931 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-09-07 |
4 |
S |
$22.26 |
$792,091 |
D/D |
(35,400) |
2,186,931 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-21 |
4 |
B |
$6.94 |
$384,489 |
D/D |
55,425 |
2,213,787 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-07-24 |
4 |
S |
$25.04 |
$963,898 |
D/D |
(38,500) |
2,222,331 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-22 |
4 |
B |
$6.95 |
$91,073 |
D/D |
13,100 |
2,226,887 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-07-21 |
4 |
S |
$25.01 |
$850,269 |
D/D |
(34,000) |
2,260,831 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-23 |
4 |
B |
$6.97 |
$307,516 |
D/D |
44,132 |
2,271,019 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-07-20 |
4 |
S |
$22.83 |
$428,830 |
D/D |
(18,780) |
2,294,831 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-28 |
4 |
B |
$6.99 |
$257,167 |
D/D |
36,777 |
2,307,796 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2017-06-23 |
4 |
S |
$22.68 |
$12,742,156 |
D/D |
(561,712) |
2,313,611 |
0 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-30 |
4 |
B |
$6.90 |
$47,886 |
D/D |
6,942 |
2,314,738 |
2.37 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-12-31 |
4 |
B |
$6.97 |
$16,022 |
D/D |
2,300 |
2,317,038 |
2.37 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2015-01-04 |
4 |
B |
$7.00 |
$700 |
D/D |
100 |
2,317,138 |
2.37 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2016-02-08 |
4 |
B |
$6.81 |
$143,647 |
D/D |
21,100 |
2,445,235 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2016-02-09 |
4 |
B |
$7.00 |
$300,251 |
D/D |
42,896 |
2,488,131 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2016-03-15 |
4 |
B |
$6.27 |
$131,382 |
D/D |
20,954 |
2,509,085 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2016-03-18 |
4 |
B |
$6.25 |
$74,257 |
D/D |
11,882 |
2,520,967 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2016-04-26 |
4 |
B |
$6.99 |
$61,183 |
D/D |
8,756 |
2,529,723 |
2.45 |
- |
|
| UPLD |
Upland Software, Inc. |
10% Owner |
– – • |
2016-04-27 |
4 |
B |
$6.95 |
$5,560 |
D/D |
800 |
2,530,523 |
2.37 |
- |
|
290 Records found
|
|
Page 9 of 12 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
