| |
| |
|
| Insider
Information: |
Empire Capital Management, L.l.c. |
| Relationship: |
10% Owner |
| City: |
Westport |
| State: |
CT |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
7 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
21,615,955 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$79,536,630 |
|
|
| Total
Shares |
21,615,955 |
|
|
| Total
Value |
$79,536,630 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
2
|
1
|
|
Stock
price went up :
|
2
|
0
|
| Stock
price went down : |
0
|
1
|
| |
|
|
|
Gain/Loss Ratio : |
2.0
|
-1.0
|
| Percentage
Gain/Loss : |
 33.6%
|
 -100.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Swk Holdings Corporation C |
SWKH |
10% Owner |
|
0 |
2007-01-17 |
3,200,000 |
Premium* |
|
|
Oasys Mobile Inc |
OYSME |
10% Owner |
2005-05-27 |
0 |
2007-05-29 |
2,591,710 |
Premium* |
|
|
Lantronix Inc |
LTRX |
10% Owner |
2005-05-27 |
0 |
2009-11-04 |
6,030,000 |
Premium* |
|
|
Prophotonix Limited |
STKR |
10% Owner |
2007-07-02 |
0 |
2008-10-31 |
5,492,500 |
Premium* |
|
|
Thermoenergy Corp |
TMEN |
10% Owner |
|
0 |
2009-06-26 |
3,003,571 |
Premium* |
|
|
Endwave Corp |
ENWV |
10% Owner |
2009-12-11 |
0 |
2011-06-17 |
0 |
Premium* |
|
|
Ocz Technology Group Inc |
OCZTQ |
10% Owner |
2010-03-23 |
0 |
2010-10-29 |
1,298,174 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
145 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 6 of 6
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| STKR |
Prophotonix Limited |
10% Owner |
– – • |
2008-08-28 |
4 |
B |
$0.45 |
$20,385 |
I/I |
45,300 |
5,225,300 |
1.5 |
- |
|
| STKR |
Prophotonix Limited |
10% Owner |
– – • |
2008-09-17 |
4 |
B |
$0.37 |
$3,589 |
I/I |
9,700 |
5,235,000 |
1.42 |
- |
|
| STKR |
Prophotonix Limited |
10% Owner |
– – • |
2008-09-18 |
4 |
B |
$0.40 |
$4,400 |
I/I |
11,000 |
5,246,000 |
1.42 |
- |
|
| STKR |
Prophotonix Limited |
10% Owner |
– – • |
2008-09-19 |
4 |
B |
$0.40 |
$2,210 |
I/I |
5,525 |
5,251,525 |
1.42 |
- |
|
| STKR |
Prophotonix Limited |
10% Owner |
– – • |
2008-10-10 |
4 |
B |
$0.39 |
$4,056 |
I/I |
10,400 |
5,261,925 |
1.42 |
- |
|
| STKR |
Prophotonix Limited |
10% Owner |
– – • |
2008-10-31 |
4 |
B |
$0.30 |
$69,173 |
I/I |
230,575 |
5,492,500 |
1.5 |
- |
|
| TMEN |
Thermoenergy Corp |
10% Owner |
– – • |
2009-06-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,003,571 |
|
- |
|
| LTRX |
Lantronix Inc |
10% Owner |
– – • |
2009-11-04 |
4 |
S |
$0.58 |
$116,000 |
I/I |
(200,000) |
6,030,000 |
0 |
- |
|
| ENWV |
Endwave Corp |
10% Owner |
– – • |
2009-12-11 |
4 |
B |
$2.34 |
$143,896 |
I/I |
61,494 |
1,167,951 |
1.5 |
- |
|
| ENWV |
Endwave Corp |
10% Owner |
– – • |
2009-12-11 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,167,951 |
|
- |
|
| ENWV |
Endwave Corp |
10% Owner |
– – • |
2009-12-23 |
4 |
B |
$2.34 |
$28,195 |
I/I |
12,049 |
1,180,000 |
1.5 |
- |
|
| ENWV |
Endwave Corp |
10% Owner |
– – • |
2010-02-03 |
4 |
B |
$2.59 |
$90,982 |
I/I |
35,128 |
1,215,128 |
1.5 |
- |
|
| ENWV |
Endwave Corp |
10% Owner |
– – • |
2010-02-09 |
4 |
B |
$2.50 |
$303,660 |
I/I |
121,464 |
1,336,592 |
1.5 |
- |
|
| OCZTQ |
Ocz Technology Group Inc |
10% Owner |
– – • |
2010-03-23 |
4 |
B |
$3.00 |
$3,000,000 |
I/I |
1,000,000 |
1,000,000 |
1.5 |
- |
|
| OCZTQ |
Ocz Technology Group Inc |
10% Owner |
– – • |
2010-10-29 |
4 |
B |
$3.08 |
$3,998,376 |
I/I |
1,298,174 |
1,298,174 |
1.5 |
- |
|
| OCZTQ |
Ocz Technology Group Inc |
10% Owner |
– – • |
2010-10-29 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,298,174 |
|
- |
|
| ENWV |
Endwave Corp |
10% Owner |
– – • |
2011-06-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,336,592) |
0 |
0 |
- |
|
| SWKH |
Swk Holdings Corporation ... |
No longer 10% Owner |
– – – |
2005-06-08 |
4 |
S |
$1.82 |
$41,860 |
I/I |
(23,000) |
2,962,474 |
|
- |
|
| SWKH |
Swk Holdings Corporation ... |
No longer 10% Owner |
– – – |
2005-06-09 |
4 |
S |
$1.81 |
$232,538 |
I/I |
(128,474) |
2,834,000 |
|
- |
|
| SWKH |
Swk Holdings Corporation ... |
officerTitle |
– – • |
2005-12-30 |
4 |
B |
$1.30 |
$67,600 |
I/I |
52,000 |
5,009,681 |
1.5 |
- |
|
145 Records found
|
|
Page 6 of 6 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
