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Insider Information:   Halak Brian K
Relationship:   10% Owner
City:   Princeton
State:   NJ
   
Insider Summary:
  
   
Companies Owned :   28    
Direct Shares   10,552,431    

Indirect Shares

   959,812      
Direct Value   $71,549,699    

Indirect Value

   $10,208,604      
Total Shares   11,512,243      
Total Value   $81,758,302      


Volcano Corp $0 Orexigen Therapeutics, Inc. $24 Vanda Pharmaceuticals Inc. $43,583 Esperion Therapeutics, Inc. $6,429,112 Evoke Pharma Inc $348,006 Veracyte, Inc. $58,830,529 Dicerna Pharmaceuticals Inc $983,401 Otonomy, Inc. $0 Atara Biotherapeutics, Inc. $8,932 Evofem Biosciences Inc $3,091,643 aTyr Pharma Inc $4,915 Glaukos Corp $735,718 Alimera Sciences Inc $100 Syndax Pharmaceuticals Inc $108,984 ReShape Lifesciences Inc $93,626 Bionano Genomics, Inc $810,602 Alliqua BioMedical Inc $60,523 Volcano Corp $0 Orexigen Therapeutics, Inc. $24 Vanda Pharmaceuticals Inc. $43,583 Esperion Therapeutics, Inc. $6,429,112 Evoke Pharma Inc $348,006 Veracyte, Inc. $58,830,529 Dicerna Pharmaceuticals Inc $983,401 Otonomy, Inc. $0 Atara Biotherapeutics, Inc. $8,932 Evofem Biosciences Inc $3,091,643 aTyr Pharma Inc $4,915 Glaukos Corp $735,718 Alimera Sciences Inc $100 Syndax Pharmaceuticals Inc $108,984 ReShape Lifesciences Inc $93,626 Bionano Genomics, Inc $810,602 Alliqua BioMedical Inc $60,523
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    0   
    0    

     Stock price went up :
    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Northstar Neuroscience Inc NSTR Director 0 2006-05-04 3,333    Premium*  
            Cadence Pharmaceuticals Inc CADX 10% Owner 0 2014-03-19 0    Premium*  
            Volcano Corp VOLC 10% Owner 2008-04-24 3,415 2008-04-24 56,718    Premium*  
            Orexigen Therapeutics, Inc. OREX 10% Owner 2007-11-27 4,529 2011-12-22 50,643    Premium*  
            Paratek Pharmaceuticals Inc PRTK 10% Owner 0 2006-05-09 100,355    Premium*  
            Vanda Pharmaceuticals Inc. VNDA Director 2010-03-26 7,276 2010-03-26 0    Premium*  
            Achillion Pharmaceuticals Inc ACHN 10% Owner 0 2013-01-18 244,057    Premium*  
            Zogenix, Inc. ZGNX 10% Owner 2010-11-29 0 2011-09-16 169,251    Premium*  
            Clovis Oncology, Inc. CLVS 10% Owner 2011-11-21 0 2011-11-21 51,013    Premium*  
            Durata Therapeutics, Inc. DRTX 10% Owner 2014-11-17 0 2012-07-24 22,306    Premium*  
            Esperion Therapeutics, Inc. ESPR 10% Owner 2015-03-20 2,216,935 2013-07-01 35,253    Premium*  
            Ocera Therapeutics Inc OCRX 10% Owner 2017-12-11 0 2013-07-15 55,296    Premium*  
            Tobira Therapeutics Inc TBRA 10% Owner 2016-11-01 0 2013-08-21 17,171    Premium*  
            Evoke Pharma Inc EVOK 10% Owner 2016-05-26 606,283 2013-09-30 24,256    Premium*  
            Veracyte, Inc. VCYT 10% Owner 2014-09-10 2,763,294 2013-11-04 22,730    Premium*  
            Tandem Diabetes Care Inc TNDM 10% Owner 2013-11-19 0 2013-11-19 54,390    Premium*  
            Dicerna Pharmaceuticals Inc DRNA Director 2017-12-18 25,730 2018-11-06 19,150    Premium*  
            Achaogen Inc AKAO 10% Owner 2014-03-17 0 2014-03-17 33,890    Premium*  
            Otonomy, Inc. OTIC 10% Owner 2014-08-18 11,715 2014-08-18 0    Premium*  
            Atara Biotherapeutics, Inc. ATRA 10% Owner 2014-10-21 15,890 2014-10-21 0    Premium*  
            Evofem Biosciences Inc EVFM 10% Owner 2014-11-25 3,091,643 2014-11-25 0    Premium*  
            aTyr Pharma Inc LIFE 10% Owner 2015-05-12 13,414 2015-05-12 0    Premium*  
            Glaukos Corp GKOS 10% Owner 2015-06-30 6,501 2015-06-30 0    Premium*  
            Alimera Sciences Inc ALIM Director 2021-09-17 327 2015-07-16 0    Premium*  
            Syndax Pharmaceuticals Inc SNDX 10% Owner 2016-03-08 5,641 2016-03-08 0    Premium*  
            ReShape Lifesciences Inc RSLS 10% Owner 2019-08-06 813,433 2016-10-12 0    Premium*  
            Bionano Genomics, Inc BNGO 10% Owner 2018-08-23 943,878 2018-08-23 0    Premium*  
            Alliqua BioMedical Inc ALQA 10% Owner 2019-05-03 22,527 0    Premium*  
* Premium Members only  

Records found :    152         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2015-04-16 4 S $7.07 $3,917 D/D (554) 18,149 0 -
OTIC Otonomy, Inc. 10% Owner   –       –       •   2014-08-18 4 OE $8.79 $4,413 D/D 502 11,992 0 -
OTIC Otonomy, Inc. 10% Owner   –       –       •   2014-08-18 4 D $16.00 $4,432 D/D (277) 11,715 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-04-25 4 S $5.20 $7,758 D/D (1,492) 954,006 0 -
BNGO Bionano Genomics, Inc 10% Owner   –       –       •   2018-08-23 4 A $0.00 $11,498 D/D 6,891 6,891 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-04-27 4 S $5.02 $18,087 D/D (3,603) 950,403 0 -
ATRA Atara Biotherapeutics, In... 10% Owner   –       –       •   2014-10-21 4 B $11.00 $20,251 D/D 1,841 15,890 2.37 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-04-11 4 S $5.22 $22,697 D/D (4,348) 996,976 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-04-20 4 S $5.29 $23,403 D/D (4,424) 955,498 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-05-26 4 S $4.70 $27,636 D/D (5,880) 10,328 0 -
EVFM Evofem Biosciences Inc 10% Owner   –       –       •   2014-11-25 4 OE $8.54 $37,550 D/D 4,397 49,748 0 -
EVFM Evofem Biosciences Inc 10% Owner   –       –       •   2014-11-25 4/A OE $8.54 $37,550 D/D 4,397 49,750 0 -
EVFM Evofem Biosciences Inc 10% Owner   –       –       •   2014-11-25 4/A D $14.00 $37,562 D/D (2,683) 48,025 0 -
EVFM Evofem Biosciences Inc 10% Owner   –       –       •   2014-11-25 4 D $14.00 $37,562 D/D (2,683) 48,023 0 -
DRNA Dicerna Pharmaceuticals I... Director   –       •       •   2017-12-18 4 OE $3.19 $39,696 D/D 12,444 25,448 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-04-06 4 S $5.22 $45,252 D/D (8,669) 1,043,659 0 -
VOLC Volcano Corp 10% Owner   –       –       •   2008-03-24 4 S $12.41 $53,326 D/D (4,297) 0 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2015-04-15 4 S $7.58 $60,034 D/D (7,920) 1,096,575 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2015-04-14 4 S $7.78 $76,493 D/D (9,832) 1,104,495 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-04-08 4 S $5.35 $77,864 D/D (14,554) 1,001,324 0 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2015-08-18 4 S $7.02 $83,089 D/D (11,836) 1,052,328 0 -
BNGO Bionano Genomics, Inc 10% Owner   –       –       •   2018-08-23 4 B $6.13 $91,875 D/D 15,000 943,878 2.45 -
OREX Orexigen Therapeutics, In... 10% Owner   –       –       •   2009-08-13 4 B $7.85 $102,050 I/I 13,000 27,813 1.5 -
EVOK Evoke Pharma Inc 10% Owner   –       –       •   2016-04-07 4 S $5.26 $146,128 D/D (27,781) 1,015,878 0 -
DRNA Dicerna Pharmaceuticals I... Director   –       •      –    2018-06-07 4 OE $7.00 $148,379 I/I 21,197 25,886 0 -
  152  Records found
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  Page 4 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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