| |
| |
|
| Insider
Information: |
Riley Investment Partners Master Fund, L.p. |
| Relationship: |
See remarks |
| City: |
Los Angeles |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
10 |
|
| Direct
Shares |
68,044 |
|
|
Indirect Shares
|
19,863,273 |
|
|
| Direct
Value |
$146,665 |
|
|
|
Indirect Value
|
$14,391,807 |
|
|
| Total
Shares |
19,931,317 |
|
|
| Total
Value |
$14,538,473 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
2
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
2
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
-2.0
|
0.0
|
| Percentage
Gain/Loss : |
 -100.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Applied Blockchain Ord Shs |
APLD |
10% Owner |
2007-01-05 |
0 |
2008-01-31 |
1,016,434 |
Premium* |
|
|
Iteris Inc |
ITI |
10% Owner |
2007-02-21 |
33,333 |
2007-02-21 |
3,055,450 |
Premium* |
|
|
Integrated Silicon Solution Inc |
ISSI |
10% Owner |
2008-01-30 |
10,000 |
2008-02-14 |
1,680,082 |
Premium* |
|
|
Magnetek Inc |
MAG |
10% Owner |
2007-03-09 |
0 |
2007-10-03 |
1,460,109 |
Premium* |
|
|
National RV Holdings Inc |
NRVHQ |
10% Owner |
2007-03-09 |
0 |
2007-10-16 |
830,329 |
Premium* |
|
|
Kitty Hawk Inc |
KHKH |
Director |
2008-01-02 |
24,711 |
2008-01-02 |
459,700 |
Premium* |
|
|
DDI Corp |
DDIC |
Director |
|
0 |
2007-05-08 |
1,365,846 |
Premium* |
|
|
Cartesian Inc |
CRTN |
10% Owner |
|
0 |
2008-11-03 |
3,154,534 |
Premium* |
|
|
Kaspien Holdings Inc |
KSPN |
10% Owner |
2007-08-21 |
0 |
2008-11-04 |
2,713,562 |
Premium* |
|
|
Regent Communications Inc |
RGCIQ |
See remarks |
|
0 |
2008-11-21 |
4,127,227 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
123 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 5
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| RGCIQ |
Regent Communications Inc |
See remarks |
– – – |
2007-11-09 |
4 |
B |
$2.24 |
$1,793 |
I/I |
800 |
1,845,584 |
0.01 |
- |
|
| RGCIQ |
Regent Communications Inc |
See remarks |
– – – |
2007-11-12 |
4 |
B |
$2.21 |
$20,366 |
I/I |
9,200 |
1,854,784 |
0.01 |
- |
|
| KSPN |
Kaspien Holdings Inc |
10% Owner |
– – • |
2008-05-23 |
4 |
B |
$2.50 |
$87,028 |
I/I |
34,771 |
1,859,213 |
1.5 |
- |
|
| RGCIQ |
Regent Communications Inc |
See remarks |
– – – |
2007-11-13 |
4 |
B |
$2.14 |
$96,246 |
I/I |
45,000 |
1,899,784 |
0.01 |
- |
|
| KSPN |
Kaspien Holdings Inc |
10% Owner |
– – • |
2008-05-27 |
4 |
B |
$2.51 |
$103,041 |
I/I |
41,005 |
1,900,218 |
1.5 |
- |
|
| KSPN |
Kaspien Holdings Inc |
10% Owner |
– – • |
2008-05-07 |
4 |
B |
$2.38 |
$17,397 |
I/I |
7,298 |
1,947,001 |
1.5 |
- |
|
| KSPN |
Kaspien Holdings Inc |
10% Owner |
– – • |
2008-05-12 |
4 |
B |
$2.40 |
$3,840 |
I/I |
1,600 |
1,948,601 |
1.42 |
- |
|
| CRTN |
Cartesian Inc |
10% Owner |
– – • |
2008-06-12 |
4 |
S |
$1.60 |
$1,600,000 |
I/I |
(1,000,000) |
2,417,215 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-05-25 |
5 |
B |
$2.28 |
$34,217 |
I/I |
15,000 |
2,421,686 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-05-31 |
5 |
B |
$2.34 |
$47,038 |
I/I |
20,100 |
2,441,787 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-06-07 |
5 |
B |
$2.18 |
$54,500 |
I/I |
25,000 |
2,466,787 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-06-14 |
5 |
B |
$2.14 |
$17,140 |
I/I |
8,000 |
2,474,786 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-06-22 |
5 |
B |
$2.15 |
$32,250 |
I/I |
15,000 |
2,489,786 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-06-23 |
5 |
B |
$2.15 |
$79,550 |
I/I |
37,000 |
2,526,786 |
0 |
- |
|
| ISSI |
Integrated Silicon Soluti... |
10% Owner |
– – • |
2007-03-09 |
4 |
B |
$5.85 |
$115,286 |
I/I |
19,707 |
2,552,216 |
1.5 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-07-12 |
5 |
B |
$2.35 |
$64,534 |
I/I |
27,500 |
2,554,286 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-07-19 |
5 |
B |
$2.35 |
$25,859 |
I/I |
11,004 |
2,565,290 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-07-21 |
5 |
B |
$2.35 |
$10,775 |
I/I |
4,585 |
2,753,208 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-07-28 |
5 |
B |
$2.40 |
$65,190 |
I/I |
27,067 |
2,780,275 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-07-31 |
5 |
B |
$2.45 |
$12,250 |
I/I |
5,000 |
2,785,275 |
0 |
- |
|
| KSPN |
Kaspien Holdings Inc |
10% Owner |
– – • |
2007-08-21 |
4 |
B |
$4.28 |
$22,963 |
I/I |
5,368 |
2,800,164 |
1.5 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-08-09 |
5 |
B |
$2.39 |
$94,078 |
I/I |
39,431 |
2,824,706 |
0 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-08-10 |
5 |
B |
$2.40 |
$15,406 |
I/I |
6,419 |
2,831,125 |
0 |
- |
|
| KSPN |
Kaspien Holdings Inc |
10% Owner |
– – • |
2007-08-22 |
4 |
B |
$4.35 |
$191,928 |
I/I |
44,168 |
2,844,332 |
1.5 |
- |
|
| ITI |
Iteris Inc |
10% Owner |
– – • |
2006-08-11 |
5 |
B |
$2.40 |
$109,825 |
I/I |
45,850 |
2,876,975 |
0 |
- |
|
123 Records found
|
|
Page 4 of 5 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
|
|
