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Insider Information:   Lockwood David James
Relationship:   Director
City:   San Francisco
State:   CA
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   76,384    

Indirect Shares

  22,613,092      
Direct Value   $200,126    

Indirect Value

  $797,895      
Total Shares   22,689,476      
Total Value   $998,021      


Great Elm Capital Group Inc
 $200,126 Great Elm Capital Group Inc
 $200,126
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    5   
    42    

     Stock price went up :

    5   
    23    
     Stock price went down :
    0   
    19    
   
     Gain/Loss Ratio :
   5.0   
   1.2   
     Percentage Gain/Loss :
   232.4%
 -890.9%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Steinway Musical Instruments Inc LVB See Remarks, Director 2007-11-19 0 2011-06-02 1,191,251    Premium*  
            LiveRamp Holdings Inc ACXM 10% Owner 0 2008-01-24 25,500    Premium*  
            Immucor Inc BLUD 0 2010-04-27 1,372,671    Premium*  
            Bigband Networks, Inc. BBND See Remarks, 10% Owner 2011-08-18 0 2011-08-18 20,023,670    Premium*  
            Great Elm Capital Group Inc GEG Director 2013-11-13 76,384 2013-01-15 0    Premium*  
* Premium Members only  

Records found :    52         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
LVB Steinway Musical Instrume... Director   –       •       •   2009-03-30 4 B $12.22 $329,940 I/I 27,000 1,081,853 2.25 -
LVB Steinway Musical Instrume... See Remarks   –       •      –    2011-06-02 4 B $56.00 $6,126,288 I/I 109,398 1,191,251 2.1 -

  52  Records found
  1   2   3     
  Page 3 of 3  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed