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Insider Information:   Jolson Joseph A
Relationship:   Chief Executive Office...
City:   San Francisco
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   71,448    

Indirect Shares

  3,824,190      
Direct Value   $535,860    

Indirect Value

  $28,681,425      
Total Shares   3,895,638      
Total Value   $29,217,285      


JMP Group Inc
 $535,860 JMP Group Inc
 $535,860
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    39   
    0    

     Stock price went up :

    37   
    0    
     Stock price went down :
    2   
    0    
   
     Gain/Loss Ratio :
   18.5   
   0.0   
     Percentage Gain/Loss :
   83.6%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            JMP Group Inc JMP 2014-12-08 71,448 2014-12-08 3,824,190    Premium*  
            Harvest Capital Credit Corp HCAP Chief Executive Office... 2021-06-09 0 2021-06-09 0    Premium*  
* Premium Members only  

Records found :    221         Free Registration Required For Full Results.    Limit: 25

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  Page 8 of 9
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
JMP JMP Group Inc CEO   •       •       •   2014-04-30 4 B $6.91 $69,125 I/I 10,000 1,577,900 0.01 -
JMP JMP Group Inc CEO   •       •       •   2014-05-02 4 B $6.93 $69,305 I/I 10,000 1,587,900 0.01 -
HCAP Harvest Capital Credit Co... Director   •       •      –    2014-08-14 4 B $14.16 $70,800 I/I 5,000 5,000 2.66 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-05-30 4 B $10.19 $71,330 I/I 7,000 508,811 2.66 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-11-05 4 B $10.50 $71,400 I/I 6,800 625,891 2.66 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2016-09-14 4 AB $12.38 $71,804 I/I 5,800 434,987 0 -
HCAP Harvest Capital Credit Co... Director   •       •      –    2014-11-18 4 B $12.20 $71,980 I/I 5,900 315,759 2.1 -
JMP JMP Group Inc CEO   •       •       •   2014-04-25 4 B $6.45 $74,670 I/I 11,577 1,560,513 2.64 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-05-24 4 B $10.11 $77,018 I/I 7,618 492,707 2.66 -
JMP JMP Group Inc Chairman and CEO   •       •       •   2007-11-27 4 B $7.72 $77,200 I/I 10,000 19,900 2.64 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2015-12-28 4 AB $11.50 $83,941 I/I 7,300 408,098 0 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-06-06 4 B $10.38 $84,099 I/I 8,102 530,843 2.66 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-12-20 4 B $9.50 $86,621 I/I 9,118 647,657 2.66 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •       •   2019-11-12 4 S $8.95 $89,500 I/I (10,000) 0 0 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •       •   2019-11-12 4 B $8.95 $89,500 D/D 10,000 30,000 3.23 -
JMP JMP Group Inc CEO   •       •       •   2013-12-03 4 B $6.71 $93,940 I/I 14,000 1,541,128 0.01 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-05-18 4 B $10.17 $96,310 I/I 9,470 469,456 2.66 -
HCAP Harvest Capital Credit Co... Director   •       •      –    2014-11-17 4 B $12.00 $99,395 I/I 8,272 10,000 2.1 -
JMP JMP Group Inc CEO   •       •       •   2014-04-24 4 B $6.51 $99,615 D/D 15,300 71,448 3.23 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-12-24 4 B $9.71 $104,324 I/I 10,744 663,725 2.66 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2015-12-21 4 AB $11.18 $105,478 I/I 9,435 388,623 0 -
JMP JMP Group Inc Chairman and CEO   •       •       •   2007-11-12 4 B $6.50 $113,100 D/D 17,400 22,600 3.23 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2015-12-10 4 B $12.10 $116,205 D/D 9,601 15,901 2.39 -
JMP JMP Group Inc CEO   •       •       •   2014-06-04 4 AB $6.49 $118,071 I/I 18,200 1,646,100 0 -
JMP JMP Group Inc CEO   •       •       •   2014-06-03 4 AB $6.47 $129,328 I/I 20,000 1,627,900 0 -

  221  Records found
  1   2   3   4   5   6   7   8  9      
  Page 8 of 9  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed