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Insider Information:   Jolson Joseph A
Relationship:   Chief Executive Office...
City:   San Francisco
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   71,448    

Indirect Shares

  3,824,190      
Direct Value   $535,860    

Indirect Value

  $28,681,425      
Total Shares   3,895,638      
Total Value   $29,217,285      


JMP Group Inc
 $535,860 JMP Group Inc
 $535,860
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    39   
    0    

     Stock price went up :

    37   
    0    
     Stock price went down :
    2   
    0    
   
     Gain/Loss Ratio :
   18.5   
   0.0   
     Percentage Gain/Loss :
   83.6%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            JMP Group Inc JMP 2014-12-08 71,448 2014-12-08 3,824,190    Premium*  
            Harvest Capital Credit Corp HCAP Chief Executive Office... 2021-06-09 0 2021-06-09 0    Premium*  
* Premium Members only  

Records found :    221         Free Registration Required For Full Results.    Limit: 25

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  Page 8 of 9
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
JMP JMP Group Inc CEO   •       •       •   2009-02-24 4 AB $4.58 $45,800 I/I 10,000 595,828 0 -
JMP JMP Group Inc CEO   •       •       •   2009-02-26 4 AB $4.79 $47,900 I/I 10,000 613,328 0 -
JMP JMP Group Inc CEO   •       •       •   2009-03-02 4 AB $4.97 $49,700 I/I 10,000 631,328 0 -
JMP JMP Group Inc CEO   •       •       •   2014-04-30 4 B $6.91 $69,125 I/I 10,000 1,577,900 0.01 -
JMP JMP Group Inc CEO   •       •       •   2014-05-02 4 B $6.93 $69,305 I/I 10,000 1,587,900 0.01 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •       •   2019-11-12 4 S $8.95 $89,500 I/I (10,000) 0 0 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •       •   2019-11-12 4 B $8.95 $89,500 D/D 10,000 30,000 3.23 -
JMP JMP Group Inc CEO   •       •       •   2009-05-11 4 OE $0.00 $0 D/D 10,625 187,075 0 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-12-24 4 B $9.71 $104,324 I/I 10,744 663,725 2.66 -
JMP JMP Group Inc CEO   •       •       •   2014-04-25 4 B $6.45 $74,670 I/I 11,577 1,560,513 2.64 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •       •   2020-07-10 4 B $4.00 $47,392 I/I 11,848 837,706 2.64 %
JMP JMP Group Inc CEO   •       •       •   2013-12-31 4 OE $0.00 $0 D/D 12,019 61,421 0 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2015-12-17 4 AB $11.37 $141,008 I/I 12,407 359,188 0 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2015-12-15 4/A AB $11.33 $143,227 I/I 12,645 344,432 0 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2015-12-15 4 B $11.33 $143,227 I/I 12,645 341,832 2.1 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2018-10-17 4 B $10.50 $136,448 I/I 12,995 612,399 2.66 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •       •   2020-03-18 4 B $3.67 $49,406 I/I 13,462 745,730 2.64 %
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •      –    2019-02-20 4 B $9.83 $134,406 I/I 13,660 686,599 2.66 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2016-09-15 4 AB $12.40 $170,376 I/I 13,740 448,727 0 -
JMP JMP Group Inc CEO   •       •       •   2013-12-03 4 B $6.71 $93,940 I/I 14,000 1,541,128 0.01 -
HCAP Harvest Capital Credit Co... Director   –       •      –    2016-01-12 4 AB $11.30 $166,102 I/I 14,696 427,642 0 -
HCAP Harvest Capital Credit Co... Chief Executive Officer   •       •       •   2019-09-06 4 B $9.77 $146,550 I/I 15,000 720,231 2.64 -
JMP JMP Group Inc CEO   •       •       •   2014-04-24 4 B $6.51 $99,615 D/D 15,300 71,448 3.23 -
JMP JMP Group Inc CEO   •       •       •   2011-05-10 4 OE $0.00 $0 D/D 17,000 329,354 0 -
JMP JMP Group Inc Chairman and CEO   •       •       •   2007-11-12 4 B $6.50 $113,100 D/D 17,400 22,600 3.23 -

  221  Records found
  1   2   3   4   5   6   7   8  9      
  Page 8 of 9  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed