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Insider Information:   Steinberg David J.
Relationship:   10% Owner
City:   Boston
State:   MA
   
Insider Summary:
  
   
Companies Owned :   6    
Direct Shares   8,828,256    

Indirect Shares

   2,533,822      
Direct Value   $16,264,573    

Indirect Value

   $76,052,988      
Total Shares   11,362,078      
Total Value   $92,317,561      


Gleacher & Company Inc $0 International Wire Group Inc $15,516,545 Great Elm Capital Group Inc $748,028 Gleacher & Company Inc $0 International Wire Group Inc $15,516,545 Great Elm Capital Group Inc $748,028
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    0    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    0    
   
     Gain/Loss Ratio :
   -1.0   
   0.0   
     Percentage Gain/Loss :
   -100.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Gleacher & Company Inc GLCH 10% Owner 2008-07-01 7,078,924 0    Premium*  
            International Wire Group Inc ITWG 10% Owner 2008-12-17 1,463,825 0    Premium*  
            GCI Liberty Inc GLIBA 10% Owner 0 2015-01-13 734,312    Premium*  
            Great Elm Capital Group Inc GEG 10% Owner 2016-12-30 285,507 2017-05-12 0    Premium*  
            Everi Holdings Inc EVRI 10% Owner 0 2016-05-13 784,002    Premium*  
            Great Elm Capital Corporation GECC 10% Owner 0 2019-06-05 1,015,508    Premium*  
* Premium Members only  

Records found :    191         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 8
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-09-20 4 S $10.73 $185,942 I/I (17,328) 5,386,977 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-09-21 4 S $10.62 $449,689 I/I (42,348) 5,344,629 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-09-25 4 S $10.60 $114,385 I/I (10,791) 5,333,838 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-09-26 4 S $10.55 $67,884 I/I (6,432) 5,327,406 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-09-27 4 S $10.55 $140,118 I/I (13,276) 5,314,130 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-09-28 4 S $10.45 $569,643 I/I (54,504) 5,259,626 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-09-29 4 S $10.47 $157,037 I/I (15,000) 5,244,626 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-02 4 S $10.43 $73,272 I/I (7,023) 5,237,603 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-03 4 S $10.40 $75,343 I/I (7,242) 5,230,361 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-04 4 S $10.36 $44,975 I/I (4,340) 5,226,021 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-05 4 S $10.33 $141,809 I/I (13,722) 5,212,299 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-06 4 S $10.32 $138,687 I/I (13,445) 5,198,854 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-09 4 S $10.21 $25,525 I/I (2,500) 5,196,354 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-10 4 S $10.15 $57,868 I/I (5,700) 5,190,654 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-11 4 S $10.15 $62,872 I/I (6,192) 5,184,462 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-12 4 S $10.12 $134,549 I/I (13,300) 51,711,623 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-13 4 S $10.10 $288,047 I/I (28,506) 5,142,656 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-16 4 S $10.16 $88,738 I/I (8,738) 5,133,918 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-17 4 S $10.09 $302,248 I/I (29,954) 5,103,964 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-18 4 S $10.14 $169,383 I/I (16,702) 5,087,262 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-19 4 S $10.17 $25,429 I/I (2,500) 5,084,762 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-20 4 S $10.25 $16,089 I/I (1,569) 5,083,193 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-24 4 S $10.24 $2,048 I/I (200) 5,082,993 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-25 4 S $10.24 $2,048 I/I (200) 5,082,793 0 -
GECC Great Elm Capital Corpora... 10% Owner   –       –       •   2017-10-26 4 S $10.22 $2,043 I/I (200) 5,082,593 0 -
  191  Records found
  1   2   3  4   5   6   7   8      
  Page 3 of 8  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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