| |
| |
|
| Insider
Information: |
B. Riley Fbr, Inc. |
| Relationship: |
10% Owner |
| City: |
Los Angeles |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
6 |
|
| Direct
Shares |
3,216,796 |
|
|
Indirect Shares
|
19,206,628 |
|
|
| Direct
Value |
$1,153,857 |
|
|
|
Indirect Value
|
$80,374,732 |
|
|
| Total
Shares |
22,423,424 |
|
|
| Total
Value |
$81,528,588 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
32
|
7
|
|
Stock
price went up :
|
20
|
0
|
| Stock
price went down : |
12
|
7
|
| |
|
|
|
Gain/Loss Ratio : |
1.7
|
-7.0
|
| Percentage
Gain/Loss : |
 46.3%
|
 -168.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Select Interior Concepts Inc |
SIC |
10% Owner |
2018-09-27 |
0 |
2019-01-18 |
2,762,457 |
Premium* |
|
|
Magicjack Vocaltec Ltd |
CALL |
10% Owner |
2018-11-14 |
0 |
2018-11-14 |
0 |
Premium* |
|
|
Babcock & Wilcox Enterprises, Inc. |
BW |
10% Owner |
2019-07-23 |
3,191,296 |
2019-07-23 |
3,720,312 |
Premium* |
|
|
Sonim Technologies Inc |
SONM |
10% Owner |
2019-10-30 |
25,500 |
|
0 |
Premium* |
|
|
Quantum Corp |
QTM |
10% Owner |
2020-01-29 |
0 |
2020-04-24 |
8,547,611 |
Premium* |
|
|
B. Riley Principal Merger Corp. |
ALTG |
10% Owner |
2020-01-09 |
0 |
2020-02-12 |
4,176,248 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
106 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 5 of 5
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| QTM |
Quantum Corp |
10% Owner |
– – • |
2020-04-14 |
4 |
B |
$3.79 |
$366,488 |
I/I |
96,783 |
8,454,737 |
1.5 |
% |
|
| QTM |
Quantum Corp |
10% Owner |
– – • |
2020-04-15 |
4 |
B |
$3.59 |
$78,402 |
I/I |
21,842 |
8,476,579 |
1.5 |
% |
|
| QTM |
Quantum Corp |
10% Owner |
– – • |
2020-04-16 |
4 |
B |
$3.65 |
$1,551 |
I/I |
425 |
8,477,004 |
1.42 |
% |
|
| QTM |
Quantum Corp |
10% Owner |
– – • |
2020-04-20 |
4 |
B |
$3.90 |
$156,772 |
I/I |
40,200 |
8,517,204 |
1.5 |
% |
|
| QTM |
Quantum Corp |
10% Owner |
– – • |
2020-04-21 |
4 |
B |
$3.81 |
$81,511 |
I/I |
21,371 |
8,538,575 |
1.5 |
% |
|
| QTM |
Quantum Corp |
10% Owner |
– – • |
2020-04-24 |
4 |
B |
$3.80 |
$34,337 |
I/I |
9,036 |
5,989,100 |
1.5 |
% |
|
106 Records found
|
|
Page 5 of 5 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
