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Insider Information:   Taube Seth
Relationship:   Co-CEO and CIO, Direct...
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   91,688    

Indirect Shares

  627,510      
Direct Value   $4,136,917    

Indirect Value

  $8,009,163      
Total Shares   719,198      
Total Value   $12,146,080      


PhenixFIN Corp
 $4,136,917 PhenixFIN Corp
 $4,136,917
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            PhenixFIN Corp PFX Director, 10% Owner 2012-12-28 91,688 2019-10-28 177,510    Premium*  
            Medley Management Inc. MDLY Co-CEO and CIO, Direct... 2021-01-19 0 2021-01-19 450,000    Premium*  
* Premium Members only  

Records found :    105         Free Registration Required For Full Results.    Limit: 25

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  Page 5 of 5
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
PFX PhenixFIN Corp Director   –       •      –    2017-06-08 4 B $6.15 $1,198,384 I/I 194,967 5,506,996 2.1 -
PFX PhenixFIN Corp Director   –       •      –    2017-06-09 4 B $6.14 $1,196,590 I/I 194,967 5,701,963 2.1 -
MDLY Medley Management Inc. Co-CEO and CIO   •       •       •   2021-01-19 4 A $0.00 $0 I/I 450,000 450,000 0 -
PFX PhenixFIN Corp Director   –       •       •   2019-10-25 4 S $0.00 $0 I/I (1,778,588) 5,978,350 0 -
PFX PhenixFIN Corp Director   –       •       •   2019-10-28 4 S $0.00 $0 I/I (5,978,350) 0 0 -

  105  Records found
  1   2   3   4   5     
  Page 5 of 5  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed