| |
| |
|
| Insider
Information: |
Vertex Capital Advisors, Llc |
| Relationship: |
See Explanation of Res... |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
6 |
|
| Direct
Shares |
136,010 |
|
|
Indirect Shares
|
13,182,217 |
|
|
| Direct
Value |
$923,996 |
|
|
|
Indirect Value
|
$45,093,102 |
|
|
| Total
Shares |
13,318,227 |
|
|
| Total
Value |
$46,017,098 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
8
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
8
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
-8.0
|
| Percentage
Gain/Loss : |
0.0%
|
 -249.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Supportsoft Inc |
SPRT |
See Explanation of Res... |
2015-10-02 |
0 |
2015-10-29 |
3,250,595 |
Premium* |
|
|
Yume Inc |
YUME |
10% Owner |
2015-11-17 |
0 |
2016-03-28 |
5,492,596 |
Premium* |
|
|
Quantum Corp |
QTM |
See Explanation of Res... |
2019-12-10 |
66,681 |
2019-12-10 |
2,336,364 |
Premium* |
|
|
Seachange International Inc |
SEAC |
Passive Investor |
|
0 |
2017-12-07 |
1,603,783 |
Premium* |
|
|
Immersion Corp |
IMMR |
See Explanation of Res... |
2021-03-12 |
22,763 |
2021-03-12 |
498,879 |
Premium* |
|
|
A10 Networks, Inc. |
ATEN |
See Explanation of Res... |
2022-11-07 |
46,566 |
2022-11-07 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
73 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| YUME |
Yume Inc |
10% Owner |
– – • |
2016-02-22 |
4 |
B |
$3.01 |
$241,763 |
I/I |
80,328 |
2,226,829 |
1.5 |
- |
|
| YUME |
Yume Inc |
10% Owner |
– – • |
2016-03-22 |
4 |
B |
$3.63 |
$220,842 |
I/I |
60,880 |
2,287,709 |
1.5 |
- |
|
| YUME |
Yume Inc |
10% Owner |
– – • |
2016-03-23 |
4 |
B |
$3.62 |
$117,069 |
I/I |
32,328 |
2,320,037 |
1.5 |
- |
|
| YUME |
Yume Inc |
10% Owner |
– – • |
2016-03-28 |
4 |
B |
$3.69 |
$72,091 |
I/I |
19,557 |
2,339,594 |
1.5 |
- |
|
| QTM |
Quantum Corp |
10% Owner |
– – • |
2016-05-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
29,531,722 |
|
- |
|
| SEAC |
Seachange International I... |
10% Owner |
– – • |
2017-02-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,875,956 |
|
- |
|
| QTM |
Quantum Corp |
10% Owner |
– – • |
2017-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
16,681 |
16,681 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-05-29 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,576,340 |
|
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-06-18 |
4 |
B |
$7.60 |
$717,015 |
I/I |
94,292 |
1,455,146 |
1.5 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-06-19 |
4 |
B |
$7.55 |
$1,325,000 |
I/I |
175,000 |
1,550,498 |
1.5 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-07-18 |
4 |
OE |
$10.00 |
$25,000 |
I/I |
2,500 |
1,552,998 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-08-02 |
4 |
OE |
$10.00 |
$50,000 |
I/I |
5,000 |
1,555,498 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-08-05 |
4 |
OE |
$10.00 |
$25,000 |
I/I |
2,500 |
1,557,998 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-08-06 |
4 |
OE |
$10.00 |
$191,000 |
I/I |
19,100 |
1,579,598 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-08-07 |
4 |
OE |
$10.00 |
$125,000 |
I/I |
12,500 |
1,592,098 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-08-16 |
4 |
OE |
$5.00 |
$1,668,000 |
I/I |
275,200 |
1,804,898 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2019-11-15 |
4 |
OE |
$2.50 |
$2,687,000 |
I/I |
583,000 |
2,387,898 |
0 |
- |
|
| ATEN |
A10 Networks, Inc. |
10% Owner |
– – • |
2020-08-03 |
4 |
D |
$0.00 |
$0 |
I/I |
(123,762) |
1,534,598 |
0 |
- |
|
| ATEN |
A10 Networks, Inc. |
10% Owner |
– – • |
2020-09-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(68,817) |
1,465,781 |
0 |
- |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2020-09-02 |
4 |
S |
$10.14 |
$6,175,657 |
I/I |
(599,613) |
1,085,218 |
0 |
% |
|
| IMMR |
Immersion Corp |
10% Owner |
– – • |
2020-09-03 |
4 |
S |
$9.21 |
$1,414,543 |
I/I |
(151,263) |
1,031,997 |
0 |
% |
|
| ATEN |
A10 Networks, Inc. |
Director |
– • – |
2019-08-14 |
4 |
OE |
$7.50 |
$339,000 |
I/I |
45,200 |
3,576,422 |
0 |
- |
|
| ATEN |
A10 Networks, Inc. |
Director |
– • – |
2019-08-15 |
4 |
OE |
$7.50 |
$1,634,250 |
I/I |
217,900 |
3,794,322 |
0 |
- |
|
| ATEN |
A10 Networks, Inc. |
Director |
– • – |
2019-08-16 |
4 |
OE |
$7.50 |
$8,286,000 |
I/I |
1,104,800 |
4,899,122 |
0 |
- |
|
| ATEN |
A10 Networks, Inc. |
Director |
– • – |
2019-11-14 |
4 |
OE |
$7.50 |
$504,000 |
I/I |
67,200 |
4,966,322 |
0 |
- |
|
73 Records found
|
|
Page 2 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
