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Insider Information:   Levy Richard N
Relationship:   10% Owner
City:   Chicago
State:   IL
   
Insider Summary:
  
   
Companies Owned :   7    
Direct Shares   7,536,969    

Indirect Shares

   15,722,146      
Direct Value   $42,037,825    

Indirect Value

   $1,287      
Total Shares   23,259,115      
Total Value   $42,039,113      


Bakkt Holdings Ord Shs Class A $0 Dave Ord Shs Class A $42,037,825 Bakkt Holdings Ord Shs Class A $0 Dave Ord Shs Class A $42,037,825
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    4   
    0    

     Stock price went up :
    1   
    0    
     Stock price went down :
    3   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   -16.2%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Global Employment Holdings, Inc. GEYHE 10% Owner 2009-07-31 0 2009-09-30 11,431,432    Premium*  
            Ultimate Escapes Inc ULEUQ See remarks 2009-10-29 0 2009-10-29 0    Premium*  
            Armour Residential Reit EST Final/Less than 10% ow... 2009-11-06 0 2009-11-06 0    Premium*  
            China Holdings Acquisition Corp. CCLUE Final/Less than 10% Ow... 2009-11-24 0 2009-11-24 0    Premium*  
            Unigene Laboratories Inc UGNEQ Director, 10% Owner 0 2012-07-16 4,290,714    Premium*  
            Bakkt Holdings Ord Shs Class A BKKT 2023-12-29 2,195,441 2021-10-15 0    Premium*  
            Dave Ord Shs Class A DAVE 10% Owner 2022-01-05 5,341,528 2022-01-05 0    Premium*  
* Premium Members only  

Records found :    53         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
GEYHE Global Employment Holding... 10% Owner   –       –       •   2009-03-13 3 IO $0.00 $0 I/I 0 1,279,465 -
GEYHE Global Employment Holding... 10% Owner   –       –       •   2009-07-31 4 B $0.02 $10,121 I/I 506,061 1,785,526 1.5 -
GEYHE Global Employment Holding... 10% Owner   –       –       •   2009-09-30 4 OE $0.00 $9,557 I/I 9,655,905 11,431,432 0 -
ULEUQ Ultimate Escapes Inc 10% Owner   –       –       •   2009-10-26 3 IO $0.00 $0 I/I 0 1,561,380 -
ULEUQ Ultimate Escapes Inc See remarks   –       –      –    2009-10-29 4 D $8.02 $12,521,331 I/I (1,561,380) 0 0 -
EST Armour Residential Reit 10% Owner   –       –       •   2009-11-04 3 IO $0.00 $0 I/I 0 3,970,117 -
EST Armour Residential Reit Final/Less than 10% owner   –       –      –    2009-11-06 4 D $10.08 $40,017,985 I/I (3,970,117) 0 0 -
CCLUE China Holdings Acquisitio... 10% Owner   –       –       •   2009-11-18 3 IO $0.00 $0 I/I 0 3,852,237 -
CCLUE China Holdings Acquisitio... Final/Less than 10% Owner   –       –      –    2009-11-24 4 D $9.89 $38,090,534 I/I (3,852,237) 0 0 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-03-17 3 IO $0.00 $0 I/I 0 8,645,814 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-08-27 4 B $0.65 $114,811 I/I 176,633 8,822,447 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-08-30 4 B $0.68 $12,864 I/I 18,917 8,841,364 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-08-31 4 B $0.70 $35,000 I/I 50,000 8,891,364 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-09-03 4 B $0.72 $3,600 I/I 5,000 8,896,364 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-12-15 4 B $0.69 $51,750 I/I 75,000 8,971,364 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-12-17 4 B $0.72 $18,792 I/I 26,100 8,997,464 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-12-20 4 B $0.75 $37,500 I/I 50,000 9,047,464 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-12-21 4 B $0.75 $37,500 I/I 50,000 9,097,464 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •      –    2010-12-22 4 B $0.74 $37,000 I/I 50,000 9,147,464 2.1 -
UGNEQ Unigene Laboratories Inc Director   –       •       •   2012-07-16 4/A A $0.00 $0 I/I 9,147,464 4,290,714 0 -
UGNEQ Unigene Laboratories Inc Director   –       •       •   2012-07-16 4 A $0.00 $0 I/I 9,147,464 4,302,967 0 -
UGNEQ Unigene Laboratories Inc Director   –       •       •   2012-07-16 4 D $0.00 $0 I/I (9,147,464) 0 0 -
BKKT Bakkt Holdings Ord Shs Cl... Director   –       •       •   2021-10-15 4 OE $0.00 $0 D/D 5,124,300 5,124,300 0 -
BKKT Bakkt Holdings Ord Shs Cl... Director   –       •       •   2021-11-17 4 OE $0.00 $0 D/D 3,967,362 9,091,662 0 -
BKKT Bakkt Holdings Ord Shs Cl... 10% Owner   –       –       •   2021-12-16 4 S $8.98 $1,117,971 D/D (113,996) 8,977,666 0 -
  53  Records found
  1  2   3      
  Page 1 of 3  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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