| |
| |
|
| Insider
Information: |
Baker Richard A. |
| Relationship: |
Non-Executive Chairman... |
| City: |
Purchase |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
1 |
|
| Direct
Shares |
350,078 |
|
|
Indirect Shares
|
688,500 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
1,038,578 |
|
|
| Total
Value |
$0 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Retail Opportunity Investments C... |
ROICW |
Non-Executive Chairman... |
2024-02-20 |
350,078 |
2013-02-26 |
688,500 |
Premium* |
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Records found :
57 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ROICW |
Retail Opportunity Invest... |
CEO and Corporate Secretary |
• • • |
2007-10-17 |
4 |
B |
$0.02 |
$33,600 |
I/I |
1,680,000 |
10,080,000 |
2.64 |
- |
|
| ROICW |
Retail Opportunity Invest... |
CEO and Corporate SecretaryOff |
• • • |
2007-10-17 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
8,400,000 |
|
- |
|
| ROICW |
Retail Opportunity Invest... |
Executive Chairman |
• • • |
2009-10-20 |
4 |
D |
$0.00 |
$0 |
I/I |
(10,125,000) |
0 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Executive Chairman |
• • – |
2010-12-06 |
4 |
D |
$9.71 |
$50,900 |
D/D |
(5,242) |
44,758 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Executive Chairman |
• • – |
2011-03-11 |
4 |
A |
$0.00 |
$0 |
D/D |
6,250 |
51,008 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Executive Chairman |
• • – |
2011-10-25 |
4 |
D |
$10.93 |
$57,295 |
D/D |
(5,242) |
45,766 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Executive Chairman |
• • – |
2011-12-31 |
4 |
D |
$11.84 |
$15,510 |
D/D |
(1,310) |
46,539 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Executive Chairman |
• • – |
2011-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
2,083 |
47,849 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2012-10-20 |
4 |
D |
$12.82 |
$67,202 |
D/D |
(5,242) |
48,797 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2012-12-31 |
4 |
D |
$12.85 |
$16,782 |
D/D |
(1,306) |
47,491 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2012-12-31 |
4/A |
A |
$0.00 |
$0 |
D/D |
2,083 |
56,122 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2012-12-31 |
4/A |
D |
$12.85 |
$16,782 |
D/D |
(1,306) |
54,816 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-01-01 |
4/A |
D |
$12.85 |
$24,197 |
D/D |
(1,883) |
55,433 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-01-01 |
4/A |
A |
$0.00 |
$0 |
D/D |
2,500 |
57,316 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-01-01 |
4 |
D |
$12.85 |
$24,197 |
D/D |
(1,883) |
45,608 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-02-01 |
4 |
OE |
$12.00 |
$96,000,000 |
I/I |
8,000,000 |
8,000,000 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-02-01 |
4 |
D |
$13.13 |
$95,999,995 |
I/I |
(7,311,500) |
688,500 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-02-26 |
4 |
A |
$0.00 |
$0 |
D/D |
3,750 |
53,941 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-04-09 |
4 |
A |
$0.00 |
$0 |
D/D |
175,568 |
229,509 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
2,084 |
231,593 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2013-12-31 |
4 |
D |
$14.72 |
$20,196 |
D/D |
(1,372) |
230,221 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2014-01-01 |
4 |
D |
$14.72 |
$36,196 |
D/D |
(2,459) |
231,512 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2014-01-01 |
4 |
A |
$0.00 |
$0 |
D/D |
3,750 |
233,971 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2014-02-21 |
4 |
A |
$0.00 |
$0 |
D/D |
3,750 |
235,262 |
0 |
- |
|
| ROICW |
Retail Opportunity Invest... |
Non-Executive Chairman |
– • – |
2015-01-01 |
4 |
A |
$0.00 |
$0 |
D/D |
5,000 |
240,262 |
0 |
- |
|
57 Records found
|
|
Page 1 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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