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Insider Information:   Tompkins Mark N.
Relationship:   10% Owner
City:   Lugano-Paradiso
State:  
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   9,557,930    

Indirect Shares

   108,160      
Direct Value   $4,022,592    

Indirect Value

   $35,693      
Total Shares   9,666,090      
Total Value   $4,058,285      


Exicure Ord Shs $602,470 Akoustis Technologies, Inc. $447,877 Augmedix, Inc $2,268,600 Transphorm Ord Shs $0 Amesite Inc. $703,645 Exicure Ord Shs $602,470 Akoustis Technologies, Inc. $447,877 Augmedix, Inc $2,268,600 Transphorm Ord Shs $0 Amesite Inc. $703,645
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    40    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    40    
   
     Gain/Loss Ratio :
   -1.0   
   -40.0   
     Percentage Gain/Loss :
   -45.2%
 -2,668.4%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Exicure Ord Shs XCUR Former Director and 10... 2017-09-26 1,825,667 2017-09-26 108,160    Premium*  
            Akoustis Technologies, Inc. AKTS 10% Owner 2017-12-28 2,174,160 2017-07-10 0    Premium*  
            Augmedix, Inc AUGX Former Director and 10... 2020-10-05 1,990,000 0    Premium*  
            Transphorm Ord Shs TGAN Former Director and 10... 2020-02-12 1,525,000 2020-02-12 0    Premium*  
            Amesite Inc. AMST 10% Owner 2021-06-01 2,043,103 0    Premium*  
* Premium Members only  

Records found :    68         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
XCUR Exicure Ord Shs Director   –       •       •   2017-05-20 3 IO $0.00 $0 D/D 0 900,000 -
XCUR Exicure Ord Shs Director   –       •       •   2017-06-15 4 A $0.03 $1,625 D/D 65,000 965,000 0 -
XCUR Exicure Ord Shs Director   –       •       •   2017-06-15 4 B $0.03 $875 D/D 35,000 1,000,000 3.84 -
XCUR Exicure Ord Shs Director   –       •       •   2017-06-15 4 A $0.03 $1,625 I/I 65,000 65,000 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-07-10 4 S $8.60 $86,000 D/D (10,000) 2,375,706 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-06 4 S $7.89 $6,312 D/D (800) 2,374,906 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-07 4 S $7.07 $109,050 D/D (15,000) 2,359,906 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-08 4 S $6.54 $65,400 D/D (10,000) 2,349,906 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-11 4 S $6.78 $263,829 D/D (38,230) 2,311,676 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-12 4 S $6.49 $77,799 D/D (11,676) 2,300,000 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-20 4 S $7.51 $131,624 D/D (17,142) 2,282,858 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-21 4 S $7.08 $58,036 D/D (8,149) 2,274,709 0 -
XCUR Exicure Ord Shs Director   –       •       •   2017-09-22 4 A $0.00 $0 D/D 659,000 1,659,000 0 -
XCUR Exicure Ord Shs Director   –       •       •   2017-09-22 4 A $0.00 $0 I/I 43,160 108,160 0 -
XCUR Exicure Ord Shs Former Director and 10% Owner   –       –      –    2017-09-26 4 B $3.00 $500,001 D/D 166,667 1,825,667 2.44 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-09-28 4 S $6.84 $156,904 D/D (22,955) 2,251,754 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-12-19 4 S $6.25 $93,509 D/D (14,513) 2,237,241 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-12-20 4 S $6.00 $59,978 D/D (10,000) 2,227,241 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-12-21 4 S $6.27 $62,700 D/D (10,000) 2,217,241 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-12-22 4 S $6.28 $78,500 D/D (12,500) 2,204,741 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-12-27 4 S $6.00 $93,979 D/D (15,581) 2,189,160 0 -
AKTS Akoustis Technologies, In... 10% Owner   –       –       •   2017-12-28 4 S $6.23 $93,650 D/D (15,000) 2,174,160 0 -
AUGX Augmedix, Inc Director   –       •       •   2019-05-13 3 IO $0.00 $0 D/D 0 4,750,000 -
TGAN Transphorm Ord Shs Former Director and 10% Owner   –       –      –    2020-02-12 4 D $0.00 $0 D/D (657,699) 1,500,000 0 -
TGAN Transphorm Ord Shs Former Director and 10% Owner   –       –      –    2020-02-12 4 B $4.00 $100,000 D/D 25,000 1,525,000 2.44 -
  68  Records found
  1  2   3      
  Page 1 of 3  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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