| |
| |
|
| Insider
Information: |
Tompkins Mark N. |
| Relationship: |
10% Owner |
| City: |
Lugano-Paradiso |
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
9,557,930 |
|
|
Indirect Shares
|
108,160 |
|
|
| Direct
Value |
$4,022,592 |
|
|
|
Indirect Value
|
$35,693 |
|
|
| Total
Shares |
9,666,090 |
|
|
| Total
Value |
$4,058,285 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
40
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
1
|
40
|
| |
|
|
|
Gain/Loss Ratio : |
-1.0
|
-40.0
|
| Percentage
Gain/Loss : |
 -45.2%
|
-2,668.4%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Exicure Ord Shs |
XCUR |
Former Director and 10... |
2017-09-26 |
1,825,667 |
2017-09-26 |
108,160 |
Premium* |
|
|
Akoustis Technologies, Inc. |
AKTS |
10% Owner |
2017-12-28 |
2,174,160 |
2017-07-10 |
0 |
Premium* |
|
|
Augmedix, Inc |
AUGX |
Former Director and 10... |
2020-10-05 |
1,990,000 |
|
0 |
Premium* |
|
|
Transphorm Ord Shs |
TGAN |
Former Director and 10... |
2020-02-12 |
1,525,000 |
2020-02-12 |
0 |
Premium* |
|
|
Amesite Inc. |
AMST |
10% Owner |
2021-06-01 |
2,043,103 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
68 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-04-29 |
4 |
S |
$2.61 |
$42,266 |
D/D |
(16,169) |
0 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-04-30 |
4 |
S |
$2.72 |
$78,056 |
D/D |
(28,655) |
0 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-03 |
4 |
S |
$2.90 |
$47,127 |
D/D |
(16,234) |
0 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-17 |
4 |
S |
$2.22 |
$16,432 |
D/D |
(7,395) |
2,275 |
0 |
% |
|
| XCUR |
Exicure Ord Shs |
Director |
– • • |
2017-06-15 |
4 |
A |
$0.03 |
$1,625 |
I/I |
65,000 |
65,000 |
0 |
- |
|
| XCUR |
Exicure Ord Shs |
Director |
– • • |
2017-09-22 |
4 |
A |
$0.00 |
$0 |
I/I |
43,160 |
108,160 |
0 |
- |
|
| XCUR |
Exicure Ord Shs |
Director |
– • • |
2017-05-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
900,000 |
|
- |
|
| XCUR |
Exicure Ord Shs |
Director |
– • • |
2017-06-15 |
4 |
A |
$0.03 |
$1,625 |
D/D |
65,000 |
965,000 |
0 |
- |
|
| XCUR |
Exicure Ord Shs |
Director |
– • • |
2017-06-15 |
4 |
B |
$0.03 |
$875 |
D/D |
35,000 |
1,000,000 |
3.84 |
- |
|
| TGAN |
Transphorm Ord Shs |
Former Director and 10% Owner |
– – – |
2020-02-12 |
4 |
D |
$0.00 |
$0 |
D/D |
(657,699) |
1,500,000 |
0 |
- |
|
| TGAN |
Transphorm Ord Shs |
Former Director and 10% Owner |
– – – |
2020-02-12 |
4 |
B |
$4.00 |
$100,000 |
D/D |
25,000 |
1,525,000 |
2.44 |
- |
|
| XCUR |
Exicure Ord Shs |
Director |
– • • |
2017-09-22 |
4 |
A |
$0.00 |
$0 |
D/D |
659,000 |
1,659,000 |
0 |
- |
|
| XCUR |
Exicure Ord Shs |
Former Director and 10% Owner |
– – – |
2017-09-26 |
4 |
B |
$3.00 |
$500,001 |
D/D |
166,667 |
1,825,667 |
2.44 |
- |
|
| AUGX |
Augmedix, Inc |
Former Director and 10% Owner |
– – – |
2020-10-05 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,760,000) |
1,990,000 |
0 |
- |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-06-01 |
4 |
S |
$2.50 |
$89,483 |
D/D |
(35,822) |
2,043,103 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-28 |
4 |
S |
$2.39 |
$41,741 |
D/D |
(17,494) |
2,078,925 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-27 |
4 |
S |
$2.39 |
$32,436 |
D/D |
(13,600) |
2,096,419 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-26 |
4 |
S |
$2.27 |
$51,038 |
D/D |
(22,444) |
2,110,019 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-25 |
4 |
S |
$2.24 |
$25,620 |
D/D |
(11,453) |
2,132,463 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-24 |
4 |
S |
$2.25 |
$23,043 |
D/D |
(10,243) |
2,143,916 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-21 |
4 |
S |
$2.20 |
$7,023 |
D/D |
(3,191) |
2,154,159 |
0 |
% |
|
| AMST |
Amesite Inc. |
10% Owner |
– – • |
2021-05-20 |
4 |
S |
$2.21 |
$124,726 |
D/D |
(56,437) |
2,157,350 |
0 |
% |
|
| AKTS |
Akoustis Technologies, In... |
10% Owner |
– – • |
2017-12-28 |
4 |
S |
$6.23 |
$93,650 |
D/D |
(15,000) |
2,174,160 |
0 |
- |
|
| AKTS |
Akoustis Technologies, In... |
10% Owner |
– – • |
2017-12-27 |
4 |
S |
$6.00 |
$93,979 |
D/D |
(15,581) |
2,189,160 |
0 |
- |
|
| AKTS |
Akoustis Technologies, In... |
10% Owner |
– – • |
2017-12-22 |
4 |
S |
$6.28 |
$78,500 |
D/D |
(12,500) |
2,204,741 |
0 |
- |
|
68 Records found
|
|
Page 1 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
