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Insider Information:   Taube Brook
Relationship:   Co-CEO and CIO, Direct...
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   140,000    

Indirect Shares

  1,189,999      
Direct Value   $6,335,000    

Indirect Value

  $8,597,501      
Total Shares   1,329,999      
Total Value   $14,932,501      


PhenixFIN Corp
 $6,335,000 PhenixFIN Corp
 $6,335,000
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            PhenixFIN Corp PFX Chief Executive Office... 2014-05-23 140,000 2019-10-28 190,000    Premium*  
            Medley Management Inc. MDLY Co-CEO and CIO, Direct... 2021-01-19 0 2021-01-19 999,999    Premium*  
* Premium Members only  

Records found :    109         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 5
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
PFX PhenixFIN Corp Chief Executive OfficerOfficer   •       •      –    2011-01-20 3 IO $0.00 $0 I/I 0 125,000 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2015-06-01 4 B $9.36 $805 I/I 86 190,000 2.58 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2017-03-16 4 B $7.50 $3,000 I/I 400 2,748,088 2.58 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-12-27 4 B $7.49 $9,731 I/I 1,300 2,264,892 2.58 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-10-17 4 B $7.59 $15,186 I/I 2,000 1,314,097 2.58 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-10-13 4 B $7.60 $18,620 I/I 2,450 1,312,097 2.58 -
PFX PhenixFIN Corp Chief Executive Officer   •       •       •   2017-06-30 4 B $6.40 $19,450 I/I 3,039 7,481,733 2.56 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2017-03-08 4 B $7.50 $23,108 I/I 3,081 2,577,520 2.58 -
PFX PhenixFIN Corp President and CEO   •       •      –    2014-05-23 4 B $12.39 $41,036 D/D 3,312 140,000 2.81 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2011-08-09 4 B $10.33 $51,650 D/D 5,000 5,000 2.81 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2012-05-09 4 B $11.49 $57,459 D/D 5,000 20,000 2.81 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2012-05-23 4 B $11.13 $55,655 D/D 5,000 25,000 2.81 -
PFX PhenixFIN Corp President and CEO   •       •      –    2013-06-12 4 B $13.06 $65,305 D/D 5,000 136,688 2.81 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2017-01-20 4 B $7.49 $49,789 I/I 6,644 2,412,178 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-10-28 4 B $7.58 $52,367 I/I 6,910 1,332,851 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-11-08 4 B $7.58 $60,910 I/I 8,037 1,689,388 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-11-08 4 B $7.58 $60,910 I/I 8,037 1,689,388 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2011-12-21 4 B $9.50 $95,000 D/D 10,000 15,000 2.81 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-11-07 4 B $7.57 $79,475 I/I 10,500 1,681,351 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2017-03-13 4 B $7.50 $84,391 I/I 11,253 2,665,618 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2017-03-17 4 B $7.50 $87,450 I/I 11,660 2,759,748 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2016-10-20 4 B $7.59 $89,922 I/I 11,844 1,325,941 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •       •   2017-07-10 4 B $6.40 $77,482 I/I 12,109 7,756,938 2.64 -
PFX PhenixFIN Corp Chief Executive Officer   •       •      –    2017-02-01 4 B $7.49 $111,065 I/I 14,835 2,536,685 2.66 -
PFX PhenixFIN Corp Chief Executive Officer   •       •       •   2017-07-03 4 B $6.40 $95,994 I/I 14,999 7,496,732 2.64 -

  109  Records found
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  Page 1 of 5  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed