| |
| |
|
| Insider
Information: |
Credit Suisse First Boston |
| Relationship: |
Former 10% Owner |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
13 |
|
| Direct
Shares |
0 |
|
|
Indirect Shares
|
117,556,321 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$539,211,438 |
|
|
| Total
Shares |
117,556,321 |
|
|
| Total
Value |
$539,211,438 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
ISTA Pharmaceuticals Inc |
ISTA |
10% Owner |
2004-11-18 |
0 |
2012-03-21 |
3,796,792 |
Premium* |
|
|
Nxstage Medical, Inc. |
NXTM |
10% Owner |
|
0 |
2010-11-08 |
4,361,556 |
Premium* |
|
|
Basic Energy Services Inc |
BAS |
10% Owner |
2005-12-14 |
0 |
2011-08-02 |
12,342,238 |
Premium* |
|
|
Warner Chilcott Ltd |
WCRX |
10% Owner |
|
0 |
2010-09-30 |
10,225,584 |
Premium* |
|
|
Affymax Inc |
AFFY |
10% Owner |
|
0 |
2010-08-09 |
1,774,407 |
Premium* |
|
|
Pinnacle Gas Resources Inc |
PINN |
10% Owner |
|
0 |
2010-03-02 |
9,751,262 |
Premium* |
|
|
Composite Technology Corp |
CPTQE |
10% Owner |
2008-06-26 |
0 |
2008-06-26 |
67,787,264 |
Premium* |
|
|
China Mediaexpress Holding |
CCME.U |
10% Owner |
|
0 |
2008-10-21 |
606,250 |
Premium* |
|
|
ExpressJet Holdings A |
XJT |
10% Owner |
|
0 |
2009-09-22 |
1,224,211 |
Premium* |
|
|
Str Holdings, Inc. |
STRI |
10% Owner |
2009-11-06 |
0 |
2014-03-07 |
0 |
Premium* |
|
|
Walker & Dunlop Inc |
WD |
10% Owner |
|
0 |
2013-03-27 |
3,429,875 |
Premium* |
|
|
Epocrates Inc |
EPOC |
Former 10% owner |
2011-02-07 |
0 |
2013-03-12 |
0 |
Premium* |
|
|
PTC Therapeutics, Inc. |
PTCT |
Former 10% Owner |
2013-06-25 |
0 |
2013-06-25 |
2,256,882 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
219 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 9
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| TXU |
TXU Corp |
10% Owner |
– – • |
2003-04-09 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
213,513 |
|
- |
|
| MRH |
Montpelier Re Holdings Lt... |
10% Owner |
– – • |
2003-07-01 |
4 |
S |
$30.50 |
$43,920,000 |
D/D |
(1,440,000) |
5,760,000 |
|
- |
|
| AXS |
Axis Capital Holdings Ltd |
10% Owner |
– – • |
2003-07-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
16,001,224 |
|
- |
|
| AXS |
Axis Capital Holdings Ltd |
10% Owner |
– – • |
2003-07-01 |
4 |
S |
$22.00 |
$26,187,612 |
D/D |
(1,190,346) |
14,810,878 |
|
- |
|
| CALCQ |
California Coastal Commun... |
10% Owner |
– – • |
2003-09-12 |
4 |
S |
$7.90 |
$11,372,453 |
I/I |
(1,439,551) |
0 |
|
- |
|
| CYCC |
Cyclacel Pharmaceuticals ... |
10% Owner |
– – • |
2004-03-19 |
4 |
A |
$0.00 |
$0 |
I/I |
960,964 |
960,964 |
|
- |
|
| ISTA |
ISTA Pharmaceuticals Inc |
10% Owner |
– – • |
2004-11-18 |
4 |
S |
$11.05 |
$44,200 |
I/I |
(4,000) |
4,469,681 |
|
- |
|
| ISTA |
ISTA Pharmaceuticals Inc |
10% Owner |
– – • |
2005-01-26 |
4 |
B |
$8.88 |
$7,548,000 |
I/I |
850,000 |
5,048,809 |
1.5 |
- |
|
| HBWOD |
Harbor Brewing Company In... |
10% Owner |
– – • |
2005-03-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
5,499,431 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-10-27 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
797,402 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-10-27 |
4 |
B |
$10.00 |
$1,870,350 |
I/I |
187,035 |
997,095 |
1.5 |
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-10-27 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
810,060 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2005-11-01 |
4 |
A |
$0.00 |
$0 |
I/I |
4,698,154 |
5,695,240 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2006-05-24 |
4 |
OE |
$7.13 |
$502,900 |
I/I |
70,533 |
5,765,874 |
|
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2006-06-09 |
4 |
B |
$8.75 |
$3,062,500 |
I/I |
350,000 |
6,115,874 |
1.5 |
- |
|
| NXTM |
Nxstage Medical, Inc. |
10% Owner |
– – • |
2006-06-13 |
4 |
B |
$9.37 |
$655,585 |
I/I |
70,000 |
6,185,874 |
1.5 |
- |
|
| WCRX |
Warner Chilcott Ltd |
10% Owner |
– – • |
2006-09-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
38,045,401 |
|
- |
|
| CVLT |
Commvault Systems Inc |
10% Owner |
– – • |
2006-09-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
12,184,687 |
|
- |
|
| BAS |
Basic Energy Services Inc |
10% Owner |
– – • |
2006-10-05 |
4 |
OE |
$4.00 |
$12,637,420 |
I/I |
3,159,355 |
12,937,173 |
0 |
- |
|
| BAS |
Basic Energy Services Inc |
10% Owner |
– – • |
2006-10-05 |
4 |
OE |
$4.00 |
$4,762,580 |
I/I |
1,190,645 |
2,290,963 |
0 |
- |
|
| EHTH |
Ehealth, Inc. |
10% Owner |
– – • |
2006-10-12 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
50,000 |
|
- |
|
| EHTH |
Ehealth, Inc. |
10% Owner |
– – • |
2006-10-18 |
4 |
A |
$0.00 |
$0 |
I/I |
3,061,435 |
3,111,435 |
0 |
- |
|
| CVLT |
Commvault Systems Inc |
10% Owner |
– – • |
2006-11-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
14,959,205 |
|
- |
|
| AFFY |
Affymax Inc |
10% Owner |
– – • |
2006-12-14 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
169,767 |
|
- |
|
| AFFY |
Affymax Inc |
10% Owner |
– – • |
2006-12-20 |
4 |
A |
$0.00 |
$0 |
I/I |
1,402,378 |
1,572,145 |
0 |
- |
|
219 Records found
|
|
Page 1 of 9 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
