| |
| |
|
| Insider
Information: |
Ing Life Insurance & Annuity Co |
| Relationship: |
10% Owner |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
9 |
|
| Direct
Shares |
1,969,005 |
|
|
Indirect Shares
|
100 |
|
|
| Direct
Value |
$1,231,271 |
|
|
|
Indirect Value
|
$871 |
|
|
| Total
Shares |
1,969,105 |
|
|
| Total
Value |
$1,232,142 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
ING Senior Income Fund |
XSIQX |
10% Owner |
2003-09-15 |
1,680,871 |
2003-07-15 |
0 |
Premium* |
|
|
Kayne Anderson Mlp Investment Co |
KYN |
See Explanation Below |
2013-08-22 |
0 |
2011-05-26 |
0 |
Premium* |
|
|
Aberdeen Asia Pacific Income Fun... |
FAX |
|
2013-06-27 |
168,000 |
|
0 |
Premium* |
|
|
Tortoise Energy Infrastructure C... |
TYG |
See explanation below |
2013-09-27 |
0 |
2013-09-27 |
0 |
Premium* |
|
|
Kayne Anderson Midstream/energy ... |
KMF |
See explanation below |
2015-02-12 |
120,000 |
2014-04-30 |
0 |
Premium* |
|
|
Clearbridge Energy Mlp Total Ret... |
CTR |
|
2015-03-26 |
67 |
|
0 |
Premium* |
|
|
Clearbridge Energy Mlp Opportuni... |
EMO |
|
2015-03-26 |
67 |
|
0 |
Premium* |
|
|
DNP Select Income Fund Inc |
DNP |
10% Owner |
|
0 |
2016-09-30 |
100 |
Premium* |
|
|
Kayne Anderson Energy Total Retu... |
KYE |
10% Owner |
2017-12-08 |
0 |
2018-08-06 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
21 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| KYE |
Kayne Anderson Energy Tot... |
10% Owner |
– – • |
2018-08-06 |
4 |
D |
$25.00 |
$20,000,000 |
I/I |
(800,000) |
0 |
0 |
- |
|
| KYE |
Kayne Anderson Energy Tot... |
10% Owner |
– – • |
2017-12-08 |
4 |
D |
$25.02 |
$5,004,000 |
I/I |
(200,000) |
0 |
0 |
- |
|
| DNP |
DNP Select Income Fund In... |
10% Owner |
– – • |
2016-09-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
100 |
|
- |
|
| DNP |
DNP Select Income Fund In... |
10% Owner |
– – • |
2016-09-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
380 |
|
- |
|
| DNP |
DNP Select Income Fund In... |
10% Owner |
– – • |
2016-09-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
200 |
|
- |
|
| CTR |
Clearbridge Energy Mlp To... |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
67 |
|
- |
|
| EMO |
Clearbridge Energy Mlp Op... |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
19 |
|
- |
|
| EMO |
Clearbridge Energy Mlp Op... |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
32 |
|
- |
|
| EMO |
Clearbridge Energy Mlp Op... |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
67 |
|
- |
|
| CTR |
Clearbridge Energy Mlp To... |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
32 |
|
- |
|
| CTR |
Clearbridge Energy Mlp To... |
|
– – – |
2015-03-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
19 |
|
- |
|
| KMF |
Kayne Anderson Midstream/... |
See explanation below |
– – – |
2015-02-12 |
4 |
B |
$25.00 |
$600,000 |
D/D |
24,000 |
120,000 |
2.44 |
- |
|
| KMF |
Kayne Anderson Midstream/... |
See explanation below. |
– – – |
2014-04-30 |
4 |
B |
$25.00 |
$5,000,000 |
D/D |
200,000 |
200,000 |
2.44 |
- |
|
| TYG |
Tortoise Energy Infrastru... |
See explanation below |
– – – |
2013-09-27 |
4 |
B |
$1.00 |
$2,000,000 |
D/D |
2,000,000 |
0 |
2.44 |
- |
|
| KYN |
Kayne Anderson Mlp Invest... |
See Explanation Below |
– – – |
2013-08-22 |
4 |
B |
$1.00 |
$12,500,000 |
D/D |
12,500,000 |
0 |
2.44 |
- |
|
| FAX |
Aberdeen Asia Pacific Inc... |
|
– – – |
2013-06-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
168,000 |
|
- |
|
| KYN |
Kayne Anderson Mlp Invest... |
See explanation below. |
– – – |
2011-05-26 |
4 |
B |
$1.00 |
$5,400,000 |
D/D |
5,400,000 |
0 |
2.44 |
- |
|
| XSIQX |
ING Senior Income Fund |
10% Owner |
– – • |
2003-09-15 |
4 |
D |
$15.12 |
$4,000,000 |
D/D |
(264,550) |
1,680,871 |
|
- |
|
| XSIQX |
ING Senior Income Fund |
10% Owner |
– – • |
2003-09-15 |
4 |
S |
$15.12 |
$13,456,800 |
D/D |
(890,000) |
1,945,422 |
|
- |
|
| XSIQX |
ING Senior Income Fund |
10% Owner |
– – • |
2003-08-14 |
4 |
S |
$15.11 |
$16,923,200 |
D/D |
(1,120,000) |
2,835,422 |
|
- |
|
| XSIQX |
ING Senior Income Fund |
10% Owner |
– – • |
2003-07-15 |
4 |
S |
$15.12 |
$15,800,400 |
D/D |
(1,045,000) |
3,955,422 |
|
- |
|
21 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
