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Insider Information:   Sterba Jeffry E
Relationship:   President and CEO
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   289,567    

Indirect Shares

  9,675      
Direct Value   $17,029,787    

Indirect Value

  $366,973      
Total Shares   299,242      
Total Value   $17,396,760      


PNM Resources Inc
 $8,632,716 American Water Works Company Inc.
 $8,397,071 PNM Resources Inc
 $8,632,716 American Water Works Company Inc.
 $8,397,071
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            PNM Resources Inc PNM Director 2011-05-17 227,596 2009-12-11 9,675    Premium*  
            American Water Works Company Inc. AWK President and CEO 2014-02-20 61,971 2011-02-17 0    Premium*  
* Premium Members only  

Records found :    54         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2003-07-16 4 D $27.49 $400 D/D (15) 5,484 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2003-12-05 4 OE $15.13 $226,875 D/D 15,000 20,677 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2003-12-05 4 S $27.56 $413,400 D/D (15,000) 5,677 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2003-12-10 4 OE $15.13 $226,875 D/D 15,000 20,677 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2003-12-10 4 S $27.50 $412,500 D/D (15,000) 5,677 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2003-12-16 4 OE $15.13 $302,500 D/D 20,000 25,677 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2003-12-16 4 S $27.75 $555,000 D/D (20,000) 5,677 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-02-16 4 A $0.00 $23,445 D/D 10,150 15,911 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-02-20 4 OE $25.75 $515,000 D/D 20,000 36,064 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-02-20 4 S $30.88 $617,600 D/D (20,000) 16,064 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-03-02 4 OE $25.75 $515,000 D/D 20,000 36,115 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-03-02 4 S $31.00 $620,000 D/D (20,000) 16,115 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-07-19 4 A $0.00 $0 D/D 7,266 32,286 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-07-19 4/A A $0.00 $0 D/D 7,266 32,736 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-10-27 4 S $23.83 $1,787,250 D/D (75,000) 32,982 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-10-27 4 OE $10.79 $809,378 D/D 75,000 107,982 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-11-01 4 OE $10.08 $756,248 D/D 75,000 107,982 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2004-11-01 4 S $23.69 $1,776,750 D/D (75,000) 32,982 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2005-02-14 4 A $0.00 $118,530 D/D 34,500 67,866 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2005-07-29 4 OE $10.79 $539,585 D/D 50,000 118,437 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2005-07-29 4 S $29.30 $1,465,000 D/D (50,000) 68,437 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2006-02-13 4 A $0.00 $0 D/D 30,000 92,086 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2006-11-08 4 OE $10.79 $334,959 D/D 30,000 122,680 0 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2006-11-08 4 S $29.45 $883,500 D/D (30,000) 92,680 0 -
PNM PNM Resources Inc CHMN, PRES AND CEO   •       •      –    2006-12-05 4 GD $0.00 $0 D/D 1,298 91,410 0 -

  54  Records found
  1  2   3      
  Page 1 of 3  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed