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Insider Information:   Ball Frederick
Relationship:   Director
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   234,269    

Indirect Shares

  42,673      
Direct Value   $285,333    

Indirect Value

  $4,369,408      
Total Shares   276,942      
Total Value   $4,654,741      


Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $285,333 Marketo, Inc.
 $0 Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $285,333 Marketo, Inc.
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Electro Scientific Industries Inc ESIO 2019-02-01 0 2006-07-20 0    Premium*  
            Bigband Networks, Inc. BBND Sr. VP & CFO 2007-03-20 137,500 2007-03-20 0    Premium*  
            Advanced Energy Industries Inc AEIS 2022-05-09 2,655 2024-05-05 40,657    Premium*  
            Marketo, Inc. MKTO EVP & Chief Admin Offi... 2016-03-07 94,114 2016-03-07 2,016    Premium*  
            Sendgrid, Inc. SEND Director 2019-02-01 0 2018-05-31 0    Premium*  
* Premium Members only  

Records found :    148         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 6
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
AEIS Advanced Energy Industrie... Director   –       •      –    2017-11-10 4 S $83.51 $334,040 I/I (4,000) 17,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-05-27 4 GD $0.00 $0 I/I 15,000 17,016 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2016-11-11 4 GD $0.00 $0 D/D 9,250 19,250 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2013-12-12 4 AS $30.35 $306,696 I/I (10,000) 20,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-10-15 4 AS $27.45 $68,625 D/D (2,500) 20,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2017-05-05 4 GA $0.00 $0 I/I 8,000 21,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-09-15 4 AS $24.94 $62,350 D/D (2,500) 23,000 0 -
ESIO Electro Scientific Indust... Director   –       •      –    2009-05-14 4 A $0.00 $0 D/D 10,000 23,675 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-08-17 4 AS $26.40 $66,000 D/D (2,500) 25,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2010-05-04 4 A $0.00 $0 D/D 6,000 27,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-04-15 4 AS $25.68 $64,200 D/D (2,500) 27,500 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-02-19 4 OE $2.38 $42,840 I/I 18,000 28,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-07-15 4 AS $27.59 $68,975 D/D (2,500) 28,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2016-05-05 4 A $34.55 $276,400 D/D 8,000 28,500 0 -
ESIO Electro Scientific Indust... Director   –       •      –    2010-05-13 4 A $0.00 $0 D/D 5,500 29,175 0 -
MKTO Marketo, Inc. SVP & Chief Financial OfficerO   •       –      –    2013-05-16 3 IO $0.00 $0 I/I 0 30,000 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2013-12-16 4 OE $2.38 $23,800 I/I 10,000 30,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-03-16 4 AS $25.36 $63,400 D/D (2,500) 30,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-06-15 4 AS $28.71 $71,775 D/D (2,500) 30,500 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-12-22 4 AS $33.59 $335,942 I/I (10,000) 32,016 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-01-29 4 A $0.00 $0 D/D 32,100 32,100 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-02-18 4 AS $39.46 $592,314 D/D (15,000) 32,100 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-02-17 4 AS $26.55 $66,375 D/D (2,500) 32,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-05-15 4 AS $26.80 $67,000 D/D (2,500) 33,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-03-17 4 AS $36.05 $540,853 D/D (15,000) 33,350 0 -

  148  Records found
  1   2  3   4   5   6      
  Page 2 of 6  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed