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Insider Information:   Ball Frederick
Relationship:   Director
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   234,269    

Indirect Shares

  42,673      
Direct Value   $279,996    

Indirect Value

  $4,287,687      
Total Shares   276,942      
Total Value   $4,567,684      


Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $279,996 Marketo, Inc.
 $0 Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $279,996 Marketo, Inc.
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Electro Scientific Industries Inc ESIO 2019-02-01 0 2006-07-20 0    Premium*  
            Bigband Networks, Inc. BBND Sr. VP & CFO 2007-03-20 137,500 2007-03-20 0    Premium*  
            Advanced Energy Industries Inc AEIS 2022-05-09 2,655 2024-05-05 40,657    Premium*  
            Marketo, Inc. MKTO EVP & Chief Admin Offi... 2016-03-07 94,114 2016-03-07 2,016    Premium*  
            Sendgrid, Inc. SEND Director 2019-02-01 0 2018-05-31 0    Premium*  
* Premium Members only  

Records found :    148         Free Registration Required For Full Results.    Limit: 25

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  Page 2 of 6
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
AEIS Advanced Energy Industrie...   –       •      –    2024-05-05 4 OE $0.00 $0 I/I 2,257 40,657 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-11-17 4 AS $20.54 $51,350 D/D (2,500) 40,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-12-15 4 AS $22.53 $56,325 D/D (2,500) 37,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-01-15 4 AS $23.52 $58,800 D/D (2,500) 35,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-02-17 4 AS $26.55 $66,375 D/D (2,500) 32,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-03-16 4 AS $25.36 $63,400 D/D (2,500) 30,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-04-15 4 AS $25.68 $64,200 D/D (2,500) 27,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-05-15 4 AS $26.80 $67,000 D/D (2,500) 33,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-06-15 4 AS $28.71 $71,775 D/D (2,500) 30,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-07-15 4 AS $27.59 $68,975 D/D (2,500) 28,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-08-17 4 AS $26.40 $66,000 D/D (2,500) 25,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-09-15 4 AS $24.94 $62,350 D/D (2,500) 23,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-10-15 4 AS $27.45 $68,625 D/D (2,500) 20,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2022-05-09 4 A $0.00 $0 D/D 2,655 2,655 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-09-03 4 OE $2.38 $6,426 D/D 2,700 36,688 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-09-03 4 AS $30.24 $81,637 D/D (2,700) 33,988 0 -
ESIO Electro Scientific Indust... Director   –       •      –    2006-07-20 4 A $0.00 $0 D/D 2,775 2,775 -
AEIS Advanced Energy Industrie... Director   –       •      –    2019-06-04 4 A $51.87 $181,545 D/D 3,500 3,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2020-04-30 4 A $0.00 $0 D/D 3,500 7,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-09-16 4 OE $2.38 $8,616 D/D 3,620 66,198 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-09-16 4 AS $30.00 $108,600 D/D (3,620) 62,578 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2016-12-13 4 GD $0.00 $0 D/D 3,750 8,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2016-12-13 4 GA $0.00 $0 I/I 3,750 13,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-12-16 4 AS $30.00 $120,000 D/D (4,000) 33,988 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-12-16 4 OE $2.38 $9,520 D/D 4,000 37,988 0 -

  148  Records found
  1   2  3   4   5   6      
  Page 2 of 6  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed