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Insider Information:   Ball Frederick
Relationship:   Director
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   234,269    

Indirect Shares

  42,673      
Direct Value   $279,996    

Indirect Value

  $4,287,687      
Total Shares   276,942      
Total Value   $4,567,684      


Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $279,996 Marketo, Inc.
 $0 Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $279,996 Marketo, Inc.
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Electro Scientific Industries Inc ESIO 2019-02-01 0 2006-07-20 0    Premium*  
            Bigband Networks, Inc. BBND Sr. VP & CFO 2007-03-20 137,500 2007-03-20 0    Premium*  
            Advanced Energy Industries Inc AEIS 2022-05-09 2,655 2024-05-05 40,657    Premium*  
            Marketo, Inc. MKTO EVP & Chief Admin Offi... 2016-03-07 94,114 2016-03-07 2,016    Premium*  
            Sendgrid, Inc. SEND Director 2019-02-01 0 2018-05-31 0    Premium*  
* Premium Members only  

Records found :    148         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 6
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
AEIS Advanced Energy Industrie... Director   –       •      –    2013-12-16 4 AS $21.35 $32,025 D/D (1,500) 48,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-01-15 4 AS $43.45 $217,738 I/I (5,000) 10,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-01-15 4 AS $43.44 $435,424 D/D (10,000) 0 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-01-15 4 AS $25.05 $37,575 D/D (1,500) 46,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-02-18 4 AS $27.01 $40,515 D/D (1,500) 45,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-02-18 4 AS $39.46 $592,314 D/D (15,000) 32,100 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-03-17 4 AS $36.05 $540,853 D/D (15,000) 33,350 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-03-17 4 AS $24.60 $36,900 D/D (1,500) 43,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-04-15 4 AS $23.35 $35,025 D/D (1,500) 42,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-04-15 4 AS $28.76 $453,279 D/D (15,000) 33,350 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-05-15 4 AS $23.40 $234,102 D/D (10,000) 33,350 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-05-15 4 AS $18.11 $27,165 D/D (1,500) 48,500 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-06-16 4 AS $25.87 $262,404 D/D (10,000) 33,350 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-06-16 4 AS $18.50 $27,750 D/D (1,500) 47,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-07-01 4 AS $30.03 $300,345 D/D (10,000) 33,350 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-07-15 4 AS $27.76 $277,754 D/D (10,000) 33,350 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-07-15 4 AS $18.50 $27,750 D/D (1,500) 45,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-08-15 4 AS $18.70 $28,050 D/D (1,500) 44,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-08-15 4 AS $28.22 $282,227 D/D (10,000) 33,350 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-08-27 4 AS $30.05 $219,358 D/D (7,300) 33,988 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-09-03 4 AS $30.24 $81,637 D/D (2,700) 33,988 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-09-15 4 AS $18.90 $28,350 D/D (1,500) 42,500 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-09-15 4 AS $32.64 $490,528 D/D (15,000) 33,988 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-10-15 4 AS $29.19 $292,267 D/D (10,000) 33,988 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-10-16 4 AS $30.02 $150,083 D/D (5,000) 33,988 0 -

  148  Records found
  1   2   3  4   5   6      
  Page 3 of 6  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed