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Insider Information:   Ball Frederick
Relationship:   Director
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   234,269    

Indirect Shares

  42,673      
Direct Value   $285,333    

Indirect Value

  $4,369,408      
Total Shares   276,942      
Total Value   $4,654,741      


Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $285,333 Marketo, Inc.
 $0 Bigband Networks, Inc.
 $0 Advanced Energy Industries Inc
 $285,333 Marketo, Inc.
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Electro Scientific Industries Inc ESIO 2019-02-01 0 2006-07-20 0    Premium*  
            Bigband Networks, Inc. BBND Sr. VP & CFO 2007-03-20 137,500 2007-03-20 0    Premium*  
            Advanced Energy Industries Inc AEIS 2022-05-09 2,655 2024-05-05 40,657    Premium*  
            Marketo, Inc. MKTO EVP & Chief Admin Offi... 2016-03-07 94,114 2016-03-07 2,016    Premium*  
            Sendgrid, Inc. SEND Director 2019-02-01 0 2018-05-31 0    Premium*  
* Premium Members only  

Records found :    148         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 6
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-01-15 4 OE $2.38 $35,700 D/D 15,000 48,988 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-01-29 4 OE $2.38 $47,600 D/D 20,000 53,988 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-08-17 4 OE $2.38 $23,800 D/D 10,000 72,578 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-09-15 4 OE $2.38 $23,800 D/D 10,000 72,578 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-09-16 4 OE $2.38 $8,616 D/D 3,620 66,198 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-09-17 4 OE $2.38 $15,184 D/D 6,380 68,958 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-10-15 4 OE $2.38 $96,261 D/D 15,000 77,578 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-11-16 4 OE $2.38 $23,800 D/D 10,000 72,578 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2015-12-15 4 OE $2.38 $49,000 D/D 10,000 72,578 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2016-02-17 4 S $15.32 $127,760 D/D (8,340) 61,114 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-05-07 4 A $16.97 $135,760 D/D 8,000 50,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-05-15 4 AS $18.11 $27,165 D/D (1,500) 48,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-06-16 4 AS $18.50 $27,750 D/D (1,500) 47,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-07-15 4 AS $18.50 $27,750 D/D (1,500) 45,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-08-15 4 AS $18.70 $28,050 D/D (1,500) 44,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-09-15 4 AS $18.90 $28,350 D/D (1,500) 42,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-11-17 4 AS $20.54 $51,350 D/D (2,500) 40,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2013-12-16 4 AS $21.35 $32,025 D/D (1,500) 48,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-12-15 4 AS $22.53 $56,325 D/D (2,500) 37,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2013-11-15 4 AS $22.83 $34,245 D/D (1,500) 49,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-04-15 4 AS $23.35 $35,025 D/D (1,500) 42,000 0 -
MKTO Marketo, Inc. SVP & Chief Financial Officer   •       –      –    2014-05-15 4 AS $23.40 $234,102 D/D (10,000) 33,350 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-01-15 4 AS $23.52 $58,800 D/D (2,500) 35,000 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2014-03-17 4 AS $24.60 $36,900 D/D (1,500) 43,500 0 -
AEIS Advanced Energy Industrie... Director   –       •      –    2015-09-15 4 AS $24.94 $62,350 D/D (2,500) 23,000 0 -

  148  Records found
  1   2   3   4  5   6      
  Page 4 of 6  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed