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Insider Information:   Pfenniger Richard C Jr
Relationship:  
City:   Miami
State:   FL
   
Insider Summary:
  
   
Companies Owned :   9    
Direct Shares   2,342,322    

Indirect Shares

  0      
Direct Value   $1,210,155    

Indirect Value

  $0      
Total Shares   2,342,322      
Total Value   $1,210,155      


Asensus Surgical Inc
 $49,248 Continucare Corp
 $0 Opko Health Inc
 $429,000 Wright Investors Service Holdings, Inc
 $78,025 Tiger X Medical Inc
 $0 Cocrystal Pharma
 $78,000 Fluent Inc
 $86,973 GeneDx Holdings Corp
 $488,908 Asensus Surgical Inc
 $49,248 Continucare Corp
 $0 Opko Health Inc
 $429,000 Wright Investors Service Holdings, Inc
 $78,025 Tiger X Medical Inc
 $0 Cocrystal Pharma
 $78,000 Fluent Inc
 $86,973 GeneDx Holdings Corp
 $488,908
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    6   
    0    

     Stock price went up :

    4   
    0    
     Stock price went down :
    2   
    0    
   
     Gain/Loss Ratio :
   2.0   
   0.0   
     Percentage Gain/Loss :
   294.7%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            GP Strategies Corporation GPX Director 2021-10-14 0 0    Premium*  
            Asensus Surgical Inc ASXC Director 2023-06-06 189,417 0    Premium*  
            Continucare Corp CNU CEO and President, Dir... 2010-06-16 1,079,743 2005-05-24 0    Premium*  
            Opko Health Inc OPK 2024-01-05 325,000 0    Premium*  
            Wright Investors Service Holding... IWSH 2018-10-22 458,971 2015-03-31 0    Premium*  
            Tiger X Medical Inc CDOM Director 2020-12-31 51,970 0    Premium*  
            Cocrystal Pharma COCP Director 2021-08-20 40,000 2021-08-20 0    Premium*  
            Fluent Inc FLNT Director 2023-06-07 175,385 2022-10-06 0    Premium*  
            GeneDx Holdings Corp WGS 2024-05-02 21,836 2023-05-02 0    Premium*  
* Premium Members only  

Records found :    124         Free Registration Required For Full Results.    Limit: 25

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  Page 5 of 5
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
OPK Opko Health Inc   –       •      –    2024-01-05 4 B $0.93 $23,429 D/D 25,000 325,000 0.01 %
IWSH Wright Investors Service ...   –       •      –    2017-07-25 4 A $0.60 $16,196 D/D 25,952 363,981 0 -
ASXC Asensus Surgical Inc Director   –       •      –    2020-06-08 4 A $0.00 $0 D/D 28,713 43,232 0 -
OPK Opko Health Inc Director   –       •      –    2019-05-22 4 B $2.05 $61,500 D/D 30,000 250,000 2.39 -
WGS GeneDx Holdings Corp Director   –       •      –    2023-05-02 4 OE $0.00 $0 D/D 30,303 30,303 0 -
IWSH Wright Investors Service ...   –       •      –    2018-07-30 4 A $0.41 $15,841 D/D 36,482 438,658 0 -
IWSH Wright Investors Service ...   –       •      –    2018-02-12 4 A $0.36 $16,250 D/D 38,195 402,176 0 -
COCP Cocrystal Pharma Director   –       •      –    2021-08-20 4 B $1.03 $41,120 D/D 40,000 40,000 2.39 %
ASXC Asensus Surgical Inc Director   –       •      –    2022-06-14 4 A $0.00 $0 D/D 45,000 144,417 0 -
ASXC Asensus Surgical Inc Director   –       •      –    2023-06-06 4 A $0.00 $0 D/D 45,000 189,417 0 -
OPK Opko Health Inc Director   –       •      –    2019-05-13 4 B $2.05 $102,492 D/D 50,000 220,000 2.39 -
GPX GP Strategies Corporation Director   –       •      –    2021-10-14 4 D $20.85 $1,173,792 D/D (56,297) 0 0 -
FLNT Fluent Inc Director   •       •      –    2022-10-06 4 A $0.00 $0 D/D 60,000 60,000 0 -
CNU Continucare Corp CEO and President   •       •      –    2007-09-10 4 OE $0.66 $49,500 D/D 75,000 593,030 0 -
CNU Continucare Corp CEO and President   •       •      –    2009-12-18 4 OE $0.66 $66,000 D/D 100,000 693,030 0 -
OPK Opko Health Inc Director   –       •      –    2012-12-14 4 OE $1.54 $218,600 D/D 100,000 150,000 0 -
IWSH Wright Investors Service ...   –       •      –    2015-03-31 4 A $0.00 $0 D/D 100,000 140,000 0 -
ASXC Asensus Surgical Inc Director   –       •      –    2017-05-16 4 B $0.54 $53,950 D/D 100,000 148,000 2.39 -
FLNT Fluent Inc Director   •       •      –    2023-06-07 4 A $0.00 $0 D/D 115,385 175,385 0 -
ASXC Asensus Surgical Inc Director   –       •      –    2012-02-17 4 B $0.40 $50,000 D/D 125,000 240,000 2.39 -
IWSH Wright Investors Service ...   –       •      –    2016-10-06 4 A $0.69 $96,888 D/D 140,417 306,458 0 -
CNU Continucare Corp CEO and President   •       •      –    2006-03-24 4 OE $0.66 $200,000 D/D 303,030 518,030 -
CNU Continucare Corp CEO and President   •       •      –    2010-06-16 4 D $4.20 $1,408,079 D/D (335,257) 1,079,743 0 -
CNU Continucare Corp CEO and President   •       •      –    2010-06-16 4 OE $0.66 $476,500 D/D 721,970 1,415,000 0 -

  124  Records found
  1   2   3   4   5     
  Page 5 of 5  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed