| |
| |
|
| Insider
Information: |
Thompson William S |
| Relationship: |
EXECUTIVE COMMITTEE ME... |
| City: |
Newport Beach |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
76,638 |
|
|
Indirect Shares
|
18,768 |
|
|
| Direct
Value |
$834,595 |
|
|
|
Indirect Value
|
$1,205,656 |
|
|
| Total
Shares |
95,406 |
|
|
| Total
Value |
$2,040,251 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Citigroup Inc |
C |
Director |
2017-04-01 |
6,638 |
2017-04-01 |
18,768 |
Premium* |
|
|
PCM Fund Inc |
PCM |
SENIOR VICE PRESIDENT |
2001-08-24 |
0 |
2002-05-30 |
0 |
Premium* |
|
|
Pimco Corporate Opportunity Fund |
PTY |
EXECUTIVE COMMITTEE ME... |
2003-01-10 |
0 |
2003-01-10 |
0 |
Premium* |
|
|
Pimco California Municipal Incom... |
PCK |
EXECUTIVE COMMITTEE ME... |
2003-01-09 |
70,000 |
2003-01-09 |
0 |
Premium* |
|
|
Pimco Corporate Income Fund |
PCN |
EXECUTIVE COMMITTEE ME... |
2003-01-10 |
0 |
2003-01-10 |
0 |
Premium* |
|
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|
|
|
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|
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|
|
|
Records found :
73 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PCM |
PCM Fund Inc |
SENIOR VICE PRESIDENT |
– – – |
2001-08-24 |
5 |
B |
$14.03 |
$253,279 |
I/I |
18,047 |
18,047 |
0 |
- |
|
| PCM |
PCM Fund Inc |
SENIOR VICE PRESIDENT |
– – – |
2002-05-28 |
5 |
B |
$14.61 |
$15,635 |
I/I |
1,070 |
1,070 |
0 |
- |
|
| PCM |
PCM Fund Inc |
SENIOR VICE PRESIDENT |
– – – |
2002-05-29 |
5 |
B |
$14.61 |
$84,737 |
I/I |
5,800 |
5,800 |
0 |
- |
|
| PCM |
PCM Fund Inc |
SENIOR VICE PRESIDENT |
– – – |
2002-05-30 |
5 |
B |
$14.72 |
$48,576 |
I/I |
3,300 |
0 |
0 |
- |
|
| PCK |
Pimco California Municipa... |
EXECUTIVE COMMITTEE MEMBER |
– – – |
2003-01-09 |
5 |
B |
$14.29 |
$1,000,601 |
D/D |
70,000 |
70,000 |
0 |
- |
|
| PCN |
Pimco Corporate Income Fu... |
EXECUTIVE COMMITTEE MEMBER |
– – – |
2003-01-10 |
5 |
B |
$14.32 |
$498,013 |
I/I |
34,775 |
0 |
0 |
- |
|
| PTY |
Pimco Corporate Opportuni... |
EXECUTIVE COMMITTEE MEMBER |
– – – |
2003-01-10 |
5 |
B |
$15.16 |
$499,327 |
I/I |
32,930 |
0 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2009-07-01 |
4 |
A |
$0.00 |
$18,750 |
D/D |
42,652 |
57,594 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2009-08-17 |
4 |
B |
$4.00 |
$400,000 |
I/I |
100,000 |
120,317 |
2.1 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2009-10-01 |
4 |
A |
$4.61 |
$18,746 |
I/I |
4,070 |
124,387 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2010-01-01 |
4 |
A |
$3.96 |
$18,749 |
I/I |
4,731 |
129,118 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2010-01-19 |
4 |
A |
$0.00 |
$0 |
D/D |
42,662 |
79,938 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2010-04-01 |
4 |
A |
$3.66 |
$18,748 |
I/I |
5,121 |
134,239 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2010-07-01 |
4 |
A |
$3.84 |
$18,748 |
I/I |
4,881 |
139,120 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2010-10-01 |
4 |
A |
$3.90 |
$18,749 |
I/I |
4,810 |
143,930 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2011-01-01 |
4 |
A |
$4.58 |
$18,749 |
I/I |
4,090 |
148,020 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2011-01-18 |
4 |
A |
$0.00 |
$0 |
D/D |
29,880 |
109,819 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2011-04-01 |
4 |
A |
$4.59 |
$18,748 |
I/I |
4,089 |
152,109 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2011-07-01 |
4 |
A |
$38.56 |
$18,741 |
I/I |
486 |
19,424 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2011-07-01 |
4 |
A |
$38.56 |
$69 |
D/D |
2 |
7,256 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2012-01-17 |
4 |
A |
$0.00 |
$0 |
D/D |
4,912 |
12,173 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2012-04-01 |
4 |
A |
$34.14 |
$79 |
D/D |
2 |
7,905 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2012-04-01 |
4 |
A |
$34.14 |
$18,744 |
I/I |
549 |
25,579 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2012-07-01 |
4 |
A |
$26.75 |
$18,749 |
I/I |
701 |
26,280 |
0 |
- |
|
| C |
Citigroup Inc |
Director |
– • – |
2012-07-01 |
4 |
A |
$26.75 |
$78 |
D/D |
3 |
7,908 |
0 |
- |
|
73 Records found
|
|
Page 1 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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