| |
| |
|
| Insider
Information: |
Sullivan Joseph A |
| Relationship: |
Director, Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
167,986 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$13,739,575 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
167,986 |
|
|
| Total
Value |
$13,739,575 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
4
|
|
Stock
price went up :
|
0
|
2
|
| Stock
price went down : |
0
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
 2.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Legg Mason Inc |
LM |
Chairman, President & ... |
2020-07-31 |
0 |
2020-07-31 |
0 |
Premium* |
|
|
Stifel Financial Corp |
SF |
Director, Director |
2008-10-15 |
167,986 |
2006-01-17 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
92 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| LM |
Legg Mason Inc |
officerTitle |
• – – |
1988-08-08 |
4 |
A |
$0.00 |
$0 |
D/D |
38 |
66,531 |
|
- |
|
| LM |
Legg Mason Inc |
officerTitle |
• – – |
1988-08-08 |
4 |
A |
$0.00 |
$0 |
D/D |
33 |
66,564 |
|
- |
|
| LM |
Legg Mason Inc |
officerTitle |
• – – |
1988-08-08 |
4 |
A |
$0.00 |
$0 |
D/D |
33 |
66,596 |
|
- |
|
| LM |
Legg Mason Inc |
Senior Vice President |
• – – |
2004-05-14 |
4 |
A |
$0.00 |
$0 |
D/D |
1,725 |
51,317 |
|
- |
|
| LM |
Legg Mason Inc |
Executive Vice President |
• – – |
2005-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
1,860 |
75,571 |
|
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2008-10-27 |
4 |
A |
$0.00 |
$0 |
D/D |
50,641 |
133,087 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2009-05-18 |
4 |
A |
$0.00 |
$0 |
D/D |
49,176 |
182,263 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2009-06-02 |
4 |
A |
$12.34 |
$17,345 |
I/I |
1,406 |
1,934 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2009-07-27 |
4 |
A |
$0.00 |
$0 |
D/D |
9,500 |
191,763 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2010-05-17 |
4 |
A |
$0.00 |
$0 |
D/D |
15,038 |
232,474 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2011-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
24,713 |
248,317 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2012-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
32,462 |
257,564 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2012-09-10 |
4 |
A |
$0.00 |
$0 |
D/D |
116,234 |
373,798 |
0 |
- |
|
| LM |
Legg Mason Inc |
President and CEO |
• – – |
2013-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
35,836 |
399,329 |
0 |
- |
|
| LM |
Legg Mason Inc |
President & CEO |
• – – |
2014-05-16 |
4 |
A |
$0.00 |
$0 |
D/D |
37,783 |
343,419 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2015-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
38,525 |
264,948 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
53,137 |
351,858 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2017-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
44,102 |
394,601 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2018-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
76,609 |
461,932 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2019-04-15 |
4 |
A |
$0.00 |
$0 |
D/D |
21,436 |
486,926 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2019-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
71,669 |
538,607 |
0 |
- |
|
| LM |
Legg Mason Inc |
Chairman, President & CEO |
• • – |
2020-04-13 |
4 |
A |
$0.00 |
$0 |
D/D |
55,475 |
607,347 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2018-05-16 |
4 |
AS |
$38.69 |
$1,216,060 |
D/D |
(31,336) |
465,222 |
0 |
- |
|
| LM |
Legg Mason Inc |
Sr. Executive Vice President |
• – – |
2019-05-16 |
4 |
AS |
$36.18 |
$957,685 |
D/D |
(26,470) |
539,555 |
0 |
- |
|
| SF |
Stifel Financial Corp |
officerTitle |
• • – |
2006-01-17 |
4 |
B |
$25.00 |
$2,000,000 |
D/D |
80,000 |
80,000 |
2.81 |
- |
|
92 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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