| |
| |
|
| Insider
Information: |
Oswald Brian H |
| Relationship: |
CFO, CCO, TREASURY & S... |
| City: |
New York, |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
598,583 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$3,452,622 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
598,583 |
|
|
| Total
Value |
$3,452,622 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Blackstone Mortgage Trust Inc |
BXMT |
Chief Financial Officer |
2005-02-04 |
23,583 |
2003-10-22 |
0 |
Premium* |
|
|
Prospect Capital Corp |
PSEC |
CFO, CCO, TREASURY & S... |
2017-11-10 |
575,000 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
25 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2017-11-10 |
4 |
B |
$5.74 |
$201,245 |
D/D |
35,000 |
575,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2017-09-01 |
4 |
B |
$6.69 |
$336,365 |
D/D |
50,000 |
540,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2017-05-12 |
4 |
B |
$8.05 |
$35,847 |
D/D |
4,453 |
490,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2017-05-11 |
4 |
B |
$8.05 |
$85,153 |
D/D |
10,547 |
485,547 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2017-03-20 |
4 |
B |
$9.31 |
$232,750 |
D/D |
25,000 |
475,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2016-12-30 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,000 |
450,000 |
0 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2016-12-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
29,000 |
456,000 |
0 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2016-12-14 |
4 |
B |
$8.18 |
$40,900 |
D/D |
5,000 |
485,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2016-09-13 |
4 |
B |
$7.85 |
$31,400 |
D/D |
4,000 |
480,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2016-09-12 |
4 |
B |
$7.85 |
$7,850 |
D/D |
1,000 |
476,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury & Secretary |
• – – |
2015-12-14 |
4 |
B |
$6.30 |
$63,000 |
D/D |
10,000 |
475,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury & Secretary |
• – – |
2015-12-09 |
4 |
B |
$6.77 |
$169,250 |
D/D |
25,000 |
465,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, TREASURY & SECRETARY |
• – – |
2015-06-09 |
4 |
B |
$7.27 |
$472,550 |
D/D |
65,000 |
440,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury & Secretary |
• – – |
2014-12-09 |
4 |
B |
$8.35 |
$529,965 |
D/D |
63,500 |
375,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury & Secretary |
• – – |
2014-12-02 |
4 |
B |
$9.12 |
$1,482,731 |
D/D |
162,500 |
311,500 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury, Secretary |
• – – |
2014-08-27 |
4 |
B |
$10.40 |
$283,970 |
D/D |
27,300 |
149,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO,CCO,Treasury and Secretary |
• – – |
2014-06-12 |
4 |
B |
$10.25 |
$307,500 |
D/D |
30,000 |
121,700 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO,CCO,Treasury and Secretary |
• – – |
2013-06-20 |
4 |
B |
$10.45 |
$226,765 |
D/D |
21,700 |
91,700 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO,CCO,Treasury and Secretary |
• – – |
2012-11-16 |
4 |
B |
$10.14 |
$197,919 |
D/D |
19,500 |
70,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury & Secretary |
• – – |
2012-09-07 |
4 |
B |
$11.73 |
$1,736 |
D/D |
148 |
50,500 |
2.66 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury & Secretary |
• – – |
2012-09-06 |
4 |
B |
$11.69 |
$272,985 |
D/D |
23,352 |
50,352 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury, Secretary |
• – – |
2011-08-31 |
4 |
B |
$8.69 |
$60,830 |
D/D |
7,000 |
27,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO, CCO, Treasury and Sec. |
• – – |
2011-05-25 |
4 |
B |
$11.44 |
$80,058 |
D/D |
7,000 |
20,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO,CCO,Treasurer,Secretary |
• – – |
2010-09-01 |
4 |
B |
$9.25 |
$54,344 |
D/D |
5,875 |
13,000 |
2.74 |
- |
|
| PSEC |
Prospect Capital Corp |
CFO & CCO |
• – – |
2009-02-17 |
4 |
B |
$8.50 |
$8,500 |
D/D |
1,000 |
7,125 |
2.74 |
- |
|
25 Records found
|
1
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Page 1 of 1 |
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Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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