| |
| |
|
| Insider
Information: |
Karpus George W |
| Relationship: |
10% Owner |
| City: |
Menlo Park |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
13 |
|
| Direct
Shares |
32,586,778 |
|
|
Indirect Shares
|
724,200 |
|
|
| Direct
Value |
$279,828,557 |
|
|
|
Indirect Value
|
$1,882,920 |
|
|
| Total
Shares |
33,310,978 |
|
|
| Total
Value |
$281,711,477 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
3
|
|
Stock
price went up :
|
0
|
3
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
3.0
|
| Percentage
Gain/Loss : |
0.0%
|
 7.5%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
MVC Capital |
MVC |
Director |
2004-01-08 |
0 |
2004-01-08 |
0 |
Premium* |
|
|
MFS Intermediate Income Trust |
MIN |
|
2008-08-22 |
7,850 |
2008-08-22 |
724,200 |
Premium* |
|
|
Virtus Total Return Fund Inc |
ZF |
10% Owner |
2015-12-21 |
2,737,878 |
|
0 |
Premium* |
|
|
First Trust Aberdeen Global Oppo... |
FAM |
10% Owner |
2016-11-11 |
3,415,823 |
|
0 |
Premium* |
|
|
Federated Premier Intermediate M... |
FPT |
10% Owner |
2017-03-20 |
1,621,682 |
|
0 |
Premium* |
|
|
Mfs Investment Grade Municipal T... |
CXH |
10% Owner |
2017-04-11 |
2,917,468 |
|
0 |
Premium* |
|
|
Madison Claymore Covered Call Fund |
MCN |
10% Owner |
2017-03-30 |
2,093,552 |
|
0 |
Premium* |
|
|
Lazard World Dividend & Income F... |
LOR |
10% Owner |
2019-08-28 |
23,803 |
|
0 |
Premium* |
|
|
Eaton Vance Insured Municipal Bo... |
EIM |
10% Owner |
2020-07-28 |
418,419 |
|
0 |
Premium* |
|
|
Duff & Phelps Utility & Corporat... |
DUC |
10% Owner |
2019-08-29 |
7,307,469 |
|
0 |
Premium* |
|
|
Western Asset Claymore Us Treasu... |
WIA |
10% Owner |
2020-04-08 |
7,559,053 |
|
0 |
Premium* |
|
|
Pioneer Diversified High Income ... |
HNW |
10% Owner |
2020-05-22 |
2,218,534 |
|
0 |
Premium* |
|
|
DTF Tax Free Income Inc |
DTF |
10% Owner |
2020-09-17 |
2,265,247 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
25 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| DTF |
DTF Tax Free Income Inc |
10% Owner |
– – • |
2020-09-17 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,265,247 |
|
% |
|
| EIM |
Eaton Vance Insured Munic... |
10% Owner |
– – • |
2020-07-28 |
4 |
S |
$13.93 |
$1,085,593 |
D/D |
(77,932) |
418,419 |
0 |
% |
|
| EIM |
Eaton Vance Insured Munic... |
10% Owner |
– – • |
2020-06-17 |
4 |
S |
$12.65 |
$385,673 |
D/D |
(30,488) |
496,351 |
0 |
% |
|
| EIM |
Eaton Vance Insured Munic... |
10% Owner |
– – • |
2020-06-16 |
4 |
S |
$12.71 |
$47,027 |
D/D |
(3,700) |
526,839 |
0 |
% |
|
| HNW |
Pioneer Diversified High ... |
10% Owner |
– – • |
2020-05-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,218,534 |
|
- |
|
| WIA |
Western Asset Claymore Us... |
10% Owner |
– – • |
2020-04-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,559,053 |
|
% |
|
| EIM |
Eaton Vance Insured Munic... |
10% Owner |
– – • |
2019-12-18 |
4 |
S |
$13.66 |
$1,407,663 |
D/D |
(103,050) |
530,539 |
0 |
- |
|
| DUC |
Duff & Phelps Utility & C... |
10% Owner |
– – • |
2019-08-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,307,469 |
|
- |
|
| LOR |
Lazard World Dividend & I... |
10% Owner |
– – • |
2019-08-28 |
4 |
S |
$9.07 |
$9,070 |
D/D |
(1,000) |
23,803 |
0 |
- |
|
| LOR |
Lazard World Dividend & I... |
10% Owner |
– – • |
2019-08-23 |
4 |
S |
$10.04 |
$233,812 |
D/D |
(23,288) |
24,803 |
0 |
- |
|
| EIM |
Eaton Vance Insured Munic... |
10% Owner |
– – • |
2019-05-21 |
4 |
S |
$13.37 |
$3,045,312 |
D/D |
(227,772) |
633,589 |
0 |
- |
|
| EIM |
Eaton Vance Insured Munic... |
10% Owner |
– – • |
2019-02-28 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
9,381,976 |
|
- |
|
| LOR |
Lazard World Dividend & I... |
10% Owner |
– – • |
2019-02-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,116,678 |
|
- |
|
| CXH |
Mfs Investment Grade Muni... |
10% Owner |
– – • |
2017-04-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,917,468 |
|
- |
|
| MCN |
Madison Claymore Covered ... |
10% Owner |
– – • |
2017-03-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,093,552 |
|
- |
|
| FPT |
Federated Premier Interme... |
10% Owner |
– – • |
2017-03-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,621,682 |
|
- |
|
| FAM |
First Trust Aberdeen Glob... |
10% Owner |
– – • |
2016-11-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,415,823 |
|
- |
|
| ZF |
Virtus Total Return Fund ... |
10% Owner |
– – • |
2015-12-21 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,737,878 |
|
- |
|
| MIN |
MFS Intermediate Income T... |
|
– – – |
2008-08-22 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
724,200 |
|
- |
|
| MIN |
MFS Intermediate Income T... |
|
– – – |
2008-08-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,850 |
|
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2004-01-08 |
4/A |
S |
$8.18 |
$49,080 |
D/D |
(6,000) |
0 |
|
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2004-01-08 |
4/A |
S |
$8.18 |
$36,810 |
I/I |
(4,500) |
0 |
|
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2003-07-08 |
4 |
B |
$8.49 |
$8,915 |
I/I |
1,050 |
4,500 |
2.1 |
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2003-03-06 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,450 |
|
- |
|
| MVC |
MVC Capital |
Director |
– • – |
2003-03-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6,000 |
|
- |
|
25 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
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|
