| |
| |
|
| Insider
Information: |
Rosen Elliot |
| Relationship: |
Senior Vice President |
| City: |
Scottsdale |
| State: |
AZ |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
20,500 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$148,174 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
20,500 |
|
|
| Total
Value |
$148,174 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Saba Capital Income & Opportunit... |
BRW |
Senior Vice President |
2012-09-19 |
20,500 |
2003-08-20 |
0 |
Premium* |
|
|
ING Senior Income Fund |
XSIQX |
Senior Vice President |
2011-03-15 |
0 |
2011-03-15 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
25 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2012-09-19 |
4 |
D |
$6.16 |
$41,796 |
D/D |
(6,785) |
20,501 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2011-07-01 |
4 |
S |
$6.20 |
$31,000 |
D/D |
(5,000) |
27,286 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2011-04-14 |
4 |
S |
$6.18 |
$30,904 |
D/D |
(5,000) |
32,286 |
0 |
- |
|
| XSIQX |
ING Senior Income Fund |
Senior Vice President |
• – – |
2011-03-15 |
4 |
S |
$13.26 |
$98,902 |
D/D |
(7,459) |
0 |
0 |
- |
|
| XSIQX |
ING Senior Income Fund |
Senior Vice President |
• – – |
2010-09-01 |
5 |
S |
$12.52 |
$14,840 |
D/D |
(1,185) |
7,166 |
0 |
- |
|
| XSIQX |
ING Senior Income Fund |
Senior Vice President |
• – – |
2010-05-27 |
5 |
B |
$12.51 |
$60,835 |
D/D |
4,863 |
7,166 |
0 |
- |
|
| XSIQX |
ING Senior Income Fund |
Senior Vice President |
• – – |
2010-04-15 |
5 |
B |
$12.90 |
$45,000 |
D/D |
3,488 |
7,166 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2010-03-01 |
4 |
S |
$6.00 |
$30,000 |
D/D |
(5,000) |
16,786 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
– – – |
2010-02-24 |
4 |
S |
$5.88 |
$29,400 |
D/D |
(5,000) |
21,786 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice-President |
• – – |
2010-01-25 |
4 |
S |
$5.81 |
$17,418 |
D/D |
(3,000) |
26,785 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice-President |
• – – |
2010-01-25 |
4 |
S |
$5.76 |
$17,280 |
D/D |
(3,000) |
29,785 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice-President |
• – – |
2009-05-27 |
4 |
B |
$4.00 |
$16,000 |
D/D |
4,000 |
32,215 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice-President |
• – – |
2008-10-06 |
4 |
B |
$3.84 |
$7,680 |
D/D |
2,000 |
26,425 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice President |
• – – |
2008-09-17 |
4 |
B |
$4.58 |
$9,160 |
D/D |
2,000 |
22,500 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice President |
• – – |
2007-06-25 |
4 |
S |
$7.83 |
$7,830 |
D/D |
(1,000) |
20,500 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice-President |
• – – |
2007-06-20 |
4 |
S |
$7.89 |
$2,525 |
D/D |
(320) |
21,500 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice-President |
• – – |
2007-02-15 |
4 |
S |
$7.38 |
$29,520 |
D/D |
(4,000) |
21,820 |
0 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice-President |
• – – |
2006-04-18 |
4 |
B |
$6.84 |
$20,520 |
D/D |
3,000 |
25,820 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice-President |
• – – |
2006-02-07 |
4 |
B |
$6.96 |
$27,840 |
D/D |
4,000 |
22,820 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice-President |
• – – |
2005-09-27 |
4 |
B |
$6.65 |
$13,300 |
D/D |
2,000 |
18,820 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Executive Vice-President |
• – – |
2005-09-14 |
4 |
B |
$6.84 |
$13,680 |
D/D |
2,000 |
16,820 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2005-05-13 |
4 |
B |
$6.94 |
$10,410 |
D/D |
1,500 |
14,820 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2005-05-11 |
4 |
B |
$7.02 |
$14,040 |
D/D |
2,000 |
13,320 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2004-12-06 |
4 |
B |
$7.18 |
$14,360 |
D/D |
2,000 |
11,320 |
2.74 |
- |
|
| BRW |
Saba Capital Income & Opp... |
Senior Vice President |
• – – |
2004-12-01 |
4 |
B |
$7.36 |
$7,360 |
D/D |
1,000 |
9,320 |
2.74 |
- |
|
25 Records found
|
1
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Page 1 of 1 |
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Free Registration Required For Full Results. Limit: 25
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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