| |
| |
|
| Insider
Information: |
Fleming Gregory J |
| Relationship: |
President-Wealth & Inv... |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
3 |
|
| Direct
Shares |
498,821 |
|
|
Indirect Shares
|
104,550 |
|
|
| Direct
Value |
$49,739,868 |
|
|
|
Indirect Value
|
$10,411,089 |
|
|
| Total
Shares |
603,371 |
|
|
| Total
Value |
$60,150,957 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Merrill Lynch & Co Inc |
MER |
President |
2009-01-01 |
0 |
|
0 |
Premium* |
|
|
BlackRock Inc A |
BLK |
Director |
2006-09-29 |
95 |
|
0 |
Premium* |
|
|
Morgan Stanley |
MS |
President-Wealth & Inv... |
2015-07-23 |
498,726 |
2015-07-23 |
104,550 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
59 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| MER |
Merrill Lynch & Co Inc |
officerTitle |
– – – |
2003-08-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
98,940 |
|
- |
|
| BLK |
BlackRock Inc A |
Director |
– • – |
2006-09-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
95 |
|
- |
|
| MER |
Merrill Lynch & Co Inc |
Executive Vice President |
• – – |
2004-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
79,562 |
175,387 |
|
- |
|
| MER |
Merrill Lynch & Co Inc |
Executive Vice President |
• – – |
2005-01-24 |
4 |
A |
$0.00 |
$0 |
D/D |
149,648 |
322,974 |
|
- |
|
| MER |
Merrill Lynch & Co Inc |
officerTitle |
• – – |
2006-01-23 |
4 |
A |
$0.00 |
$0 |
D/D |
163,662 |
446,514 |
|
- |
|
| MER |
Merrill Lynch & Co Inc |
Executive Officer |
• – – |
2006-02-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
660 |
445,854 |
|
- |
|
| MER |
Merrill Lynch & Co Inc |
Executive Vice President |
• – – |
2007-01-22 |
4 |
A |
$0.00 |
$0 |
D/D |
192,017 |
631,544 |
0 |
- |
|
| MER |
Merrill Lynch & Co Inc |
Executive Vice President |
• – – |
2007-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
121,363 |
717,829 |
0 |
- |
|
| MER |
Merrill Lynch & Co Inc |
President |
• – – |
2008-03-13 |
4 |
D |
$0.00 |
$0 |
D/D |
(37,948) |
563,025 |
0 |
- |
|
| MER |
Merrill Lynch & Co Inc |
President |
• – – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
121,358 |
784,605 |
0 |
- |
|
| MER |
Merrill Lynch & Co Inc |
President |
• – – |
2009-01-01 |
4 |
D |
$0.00 |
$0 |
D/D |
(784,605) |
0 |
0 |
- |
|
| MS |
Morgan Stanley |
Head of Asset Mgt and Research |
• – – |
2010-02-08 |
4 |
A |
$0.00 |
$0 |
D/D |
333,573 |
333,573 |
0 |
- |
|
| MS |
Morgan Stanley |
President-Asset Mgt/GWM |
• – – |
2011-01-21 |
4 |
A |
$0.00 |
$0 |
D/D |
117,096 |
450,669 |
0 |
- |
|
| MS |
Morgan Stanley |
President-Wealth & Invest Mgt |
• – – |
2014-01-21 |
4 |
A |
$0.00 |
$0 |
D/D |
127,826 |
491,633 |
0 |
- |
|
| MS |
Morgan Stanley |
President-Wealth & Invest Mgt |
• – – |
2014-01-28 |
4 |
A |
$0.00 |
$0 |
D/D |
36,592 |
456,169 |
0 |
- |
|
| MS |
Morgan Stanley |
President-Wealth & Invest Mgt |
• – – |
2015-01-21 |
4 |
A |
$0.00 |
$0 |
D/D |
84,048 |
523,803 |
0 |
- |
|
| MS |
Morgan Stanley |
President-Wealth & Invest Mgt |
• – – |
2015-03-02 |
4 |
A |
$0.00 |
$0 |
D/D |
99,468 |
563,491 |
0 |
- |
|
| MS |
Morgan Stanley |
President-Wealth & Invest Mgt |
• – – |
2015-07-23 |
4 |
GD |
$0.00 |
$0 |
D/D |
14,909 |
498,726 |
0 |
- |
|
| MS |
Morgan Stanley |
President-Asset Mgt/GWM |
• – – |
2012-02-08 |
4 |
D |
$20.27 |
$936,089 |
D/D |
(46,181) |
541,981 |
0 |
- |
|
| MER |
Merrill Lynch & Co Inc |
Executive Vice President |
• – – |
2003-11-05 |
4 |
OE |
$20.30 |
$50,823 |
D/D |
2,504 |
101,444 |
|
- |
|
| MER |
Merrill Lynch & Co Inc |
President |
• – – |
2008-07-29 |
4 |
B |
$22.50 |
$2,250,000 |
D/D |
100,000 |
663,061 |
2.74 |
- |
|
| MS |
Morgan Stanley |
President, GWM/Investment Mgt. |
• – – |
2013-01-28 |
4 |
D |
$22.55 |
$277,252 |
D/D |
(12,295) |
509,963 |
0 |
- |
|
| MS |
Morgan Stanley |
President, GWM/Investment Mgt. |
• – – |
2013-01-28 |
4 |
A |
$22.55 |
$277,252 |
I/I |
12,295 |
12,295 |
0 |
- |
|
| MS |
Morgan Stanley |
President, GWM/Investment Mgt. |
• – – |
2013-01-30 |
4 |
D |
$22.68 |
$192,916 |
D/D |
(8,506) |
501,457 |
0 |
- |
|
| MS |
Morgan Stanley |
President, GWM/Investment Mgt. |
• – – |
2013-01-30 |
4 |
A |
$22.68 |
$192,916 |
I/I |
8,506 |
20,801 |
0 |
- |
|
59 Records found
|
|
Page 1 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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