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Insider Information:   Toth Terence J
Relationship:   Chairman of the Board
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   13    
Direct Shares   53,837    

Indirect Shares

  37,027      
Direct Value   $3,239,123    

Indirect Value

  $3,129,089      
Total Shares   90,864      
Total Value   $6,368,212      


Northern Trust Corp
 $3,192,814 Nuveen Dividend Advantage Municipal Fund
 $46,309 Nuveen Premium Income Municipal Fund 4 Inc
 $0 Nuveen Premium Income Municipal Fund Inc
 $0 Nuveen Diversified Commodity Fund
 $0 Nuveen Municipal Credit Opportunities Fund
 $0 Northern Trust Corp
 $3,192,814 Nuveen Dividend Advantage Municipal Fund
 $46,309 Nuveen Premium Income Municipal Fund 4 Inc
 $0 Nuveen Premium Income Municipal Fund Inc
 $0 Nuveen Diversified Commodity Fund
 $0 Nuveen Municipal Credit Opportunities Fund
 $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    3   
    4    

     Stock price went up :

    1   
    3    
     Stock price went down :
    2   
    1    
   
     Gain/Loss Ratio :
   0.0   
   3.0   
     Percentage Gain/Loss :
   -2.1%
 39.3%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Northern Trust Corp NTRS EVP & President/NTGI 2007-04-23 36,826 2007-04-23 35,952    Premium*  
            Nuveen Senior Income Fund NSL Director 2011-08-22 0 2009-06-01 0    Premium*  
            Nuveen Floating Rate Income Oppo... JRO Director 2011-08-22 0 2009-06-04 0    Premium*  
            Nuveen Dividend Advantage Munici... NAD Trustee 2023-09-21 4,131 2023-09-21 1,075    Premium*  
            Nuveen Premium Income Municipal ... NPT Director 2010-11-15 2,205 2009-09-04 0    Premium*  
            Nuveen Premium Income Municipal ... NPI Director 2010-11-15 1,950 2010-04-26 0    Premium*  
            Nuveen Diversified Commodity Fund CFD Trustee 2010-10-18 800 2010-10-18 0    Premium*  
            Nuveen Energy Mlp Total Return F... JMF Trustee 2015-12-07 0 2014-04-02 0    Premium*  
            Nuveen Insured Tax Free Advantag... NEA Trustee 2022-11-28 0 2017-04-24 0    Premium*  
            Nuveen Municipal High Income Opp... NMZ Trustee 2023-10-25 0 2017-08-08 0    Premium*  
            Nuveen Insured Dividend Advantag... NVG Trustee 2023-09-21 0 2017-09-06 0    Premium*  
            Nuveen Dividend Advantage Munici... NZF Trustee 2023-11-17 0 2017-09-06 0    Premium*  
            Nuveen Municipal Credit Opportun... NMCO Chairman of the Board 2023-11-17 7,925 2023-10-25 0    Premium*  
* Premium Members only  

Records found :    85         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
NTRS Northern Trust Corp EVP & President-NTGI   •       –      –    2004-02-17 4 A $0.00 $0 D/D 7,500 32,000 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2005-02-15 4 A $0.00 $0 D/D 15,000 41,000 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2006-02-21 4 A $0.00 $0 D/D 6,826 41,826 -
NSL Nuveen Senior Income Fund Director   –       •      –    2009-06-01 4 B $4.79 $51,732 D/D 10,800 10,800 2.39 -
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-06-04 4 B $7.29 $19,865 D/D 2,725 2,725 2.39 -
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-06-09 4 B $7.50 $19,838 D/D 2,645 5,370 2.39 -
NAD Nuveen Dividend Advantage... Trustee   –       –      –    2009-08-04 4 B $12.73 $25,014 D/D 1,965 1,965 2.44 -
NAD Nuveen Dividend Advantage... Trustee   –       –      –    2009-08-05 4 B $12.74 $24,919 D/D 1,956 3,921 2.44 -
NSL Nuveen Senior Income Fund Director   –       •      –    2009-09-04 4 B $5.26 $9,994 D/D 1,900 14,608 2.39 -
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-09-04 4 B $8.54 $15,030 D/D 1,760 8,329 2.39 -
NPT Nuveen Premium Income Mun... Director   –       •      –    2009-09-04 4 B $11.80 $10,089 D/D 855 855 2.39 -
NPI Nuveen Premium Income Mun... Director   –       •      –    2010-04-23 4 B $13.71 $10,008 D/D 730 730 2.39 -
NPT Nuveen Premium Income Mun... Director   –       •      –    2010-04-23 4 B $12.70 $24,765 D/D 1,950 2,805 2.39 -
NPI Nuveen Premium Income Mun... Director   –       •      –    2010-04-26 4 B $13.73 $18,810 D/D 1,370 2,100 2.39 -
NPT Nuveen Premium Income Mun... Director   –       •      –    2010-04-26 4 B $12.76 $12,760 D/D 1,000 3,805 2.39 -
NAD Nuveen Dividend Advantage... Trustee   –       –      –    2010-04-26 4 B $14.06 $17,575 D/D 1,250 5,171 2.44 -
NPI Nuveen Premium Income Mun... Director   –       •      –    2010-06-03 4 B $13.69 $30,118 D/D 2,200 4,300 2.39 -
NAD Nuveen Dividend Advantage... Trustee   –       –      –    2010-06-23 4 B $13.77 $14,803 I/I 1,075 1,075 0.01 -
CFD Nuveen Diversified Commod... Trustee   –       –      –    2010-10-18 4 B $25.22 $20,176 D/D 800 800 2.44 -
JMF Nuveen Energy Mlp Total R... Trustee   •       •      –    2014-04-02 4 B $19.41 $50,084 D/D 2,580 2,580 2.44 -
NAD Nuveen Dividend Advantage... Trustee   •       •      –    2017-04-24 4 B $13.85 $24,930 D/D 1,800 4,621 2.44 -
NEA Nuveen Insured Tax Free A... Trustee   •       •      –    2017-04-24 4 B $13.55 $25,060 D/D 1,850 1,850 2.44 -
NAD Nuveen Dividend Advantage... Trustee   •       •      –    2017-06-01 4/A B $14.09 $24,967 D/D 1,772 6,393 2.81 -
NEA Nuveen Insured Tax Free A... Trustee   •       •      –    2017-08-08 4 B $13.91 $12,490 D/D 898 4,566 2.44 -
NMZ Nuveen Municipal High Inc... Trustee   •       •      –    2017-08-08 4 B $13.59 $24,985 D/D 1,838 1,838 2.74 -

  85  Records found
  1  2   3   4      
  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed