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Insider Information:   Toth Terence J
Relationship:   Chairman of the Board
City:  
State:  
   
Insider Summary:
  
   
Companies Owned :   13    
Direct Shares   53,837    

Indirect Shares

   37,027      
Direct Value   $3,239,123    

Indirect Value

   $3,129,089      
Total Shares   90,864      
Total Value   $6,368,212      


Northern Trust Corp $3,192,814 Nuveen Dividend Advantage Municipal Fund $46,309 Nuveen Premium Income Municipal Fund 4 Inc $0 Nuveen Premium Income Municipal Fund Inc $0 Nuveen Diversified Commodity Fund $0 Nuveen Municipal Credit Opportunities Fund $0 Northern Trust Corp $3,192,814 Nuveen Dividend Advantage Municipal Fund $46,309 Nuveen Premium Income Municipal Fund 4 Inc $0 Nuveen Premium Income Municipal Fund Inc $0 Nuveen Diversified Commodity Fund $0 Nuveen Municipal Credit Opportunities Fund $0
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    3   
    4    

     Stock price went up :
    1   
    3    
     Stock price went down :
    2   
    1    
   
     Gain/Loss Ratio :
   0.0   
   3.0   
     Percentage Gain/Loss :
   -2.1%
 39.3%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Northern Trust Corp NTRS EVP & President/NTGI 2007-04-23 36,826 2007-04-23 35,952    Premium*  
            Nuveen Senior Income Fund NSL Director 2011-08-22 0 2009-06-01 0    Premium*  
            Nuveen Floating Rate Income Oppo... JRO Director 2011-08-22 0 2009-06-04 0    Premium*  
            Nuveen Dividend Advantage Munici... NAD Trustee 2023-09-21 4,131 2023-09-21 1,075    Premium*  
            Nuveen Premium Income Municipal ... NPT Director 2010-11-15 2,205 2009-09-04 0    Premium*  
            Nuveen Premium Income Municipal ... NPI Director 2010-11-15 1,950 2010-04-26 0    Premium*  
            Nuveen Diversified Commodity Fund CFD Trustee 2010-10-18 800 2010-10-18 0    Premium*  
            Nuveen Energy Mlp Total Return F... JMF Trustee 2015-12-07 0 2014-04-02 0    Premium*  
            Nuveen Insured Tax Free Advantag... NEA Trustee 2022-11-28 0 2017-04-24 0    Premium*  
            Nuveen Municipal High Income Opp... NMZ Trustee 2023-10-25 0 2017-08-08 0    Premium*  
            Nuveen Insured Dividend Advantag... NVG Trustee 2023-09-21 0 2017-09-06 0    Premium*  
            Nuveen Dividend Advantage Munici... NZF Trustee 2023-11-17 0 2017-09-06 0    Premium*  
            Nuveen Municipal Credit Opportun... NMCO Chairman of the Board 2023-11-17 7,925 2023-10-25 0    Premium*  
* Premium Members only  

Records found :    85         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
NTRS Northern Trust Corp EVP & President NTGIOfficer   •       –      –    2004-01-20 3 IO $0.00 $0 I/I 0 19,227 -
NTRS Northern Trust Corp EVP & President NTGIOfficer   •       –      –    2004-01-20 3 IO $0.00 $0 D/D 0 24,500 -
NTRS Northern Trust Corp EVP & President-NTGI   •       –      –    2004-01-27 4 GD $0.00 $0 I/I 205 15,208 -
NTRS Northern Trust Corp EVP & President-NTGI   •       –      –    2004-02-17 4 A $0.00 $0 D/D 7,500 32,000 -
NTRS Northern Trust Corp EVP & President-NTGI   •       –      –    2004-05-04 4 GD $0.00 $0 I/I 50 15,158 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2004-10-22 4 GD $0.00 $0 I/I 25 21,103 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2005-01-21 4 GD $0.00 $0 I/I 226 16,644 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2005-02-15 4 A $0.00 $0 D/D 15,000 41,000 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2005-04-22 4 GD $0.00 $0 I/I 50 19,288 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2005-07-27 4 GD $0.00 $0 I/I 100 19,188 -
NTRS Northern Trust Corp officerTitle   •       –      –    2006-01-23 4 GD $0.00 $0 I/I 205 30,573 -
NTRS Northern Trust Corp officerTitle   •       –      –    2006-01-24 4 GD $0.00 $0 I/I 337 30,236 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2006-02-21 4 A $0.00 $0 D/D 6,826 41,826 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2006-10-20 4 GD $0.00 $0 I/I 176 36,545 0 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2006-10-23 4 GD $0.00 $0 I/I 131 36,414 0 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2007-01-19 4 GD $0.00 $0 I/I 249 29,252 0 -
NTRS Northern Trust Corp EVP & President/NTGI   •       –      –    2007-04-19 4 GD $0.00 $0 I/I 617 39,964 0 -
NSL Nuveen Senior Income Fund Director   –       •      –    2009-06-01 4 B $4.79 $51,732 D/D 10,800 10,800 2.39 -
NSL Nuveen Senior Income Fund Director   –       •      –    2009-09-04 4 B $5.26 $9,994 D/D 1,900 14,608 2.39 -
NSL Nuveen Senior Income Fund Director   –       •      –    2011-08-22 4 S $6.18 $79,506 D/D (12,865) 0 0 -
NSL Nuveen Senior Income Fund Director   –       •      –    2010-10-12 4 S $7.17 $12,497 D/D (1,743) 12,865 0 -
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-06-04 4 B $7.29 $19,865 D/D 2,725 2,725 2.39 -
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-06-09 4 B $7.50 $19,838 D/D 2,645 5,370 2.39 -
NMZ Nuveen Municipal High Inc... Trustee   •       •      –    2023-10-25 4 S $8.50 $35,770 D/D (4,208) 0 0 %
JRO Nuveen Floating Rate Inco... Director   –       •      –    2009-09-04 4 B $8.54 $15,030 D/D 1,760 8,329 2.39 -
  85  Records found
  1  2   3   4      
  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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