| |
| |
|
| Insider
Information: |
Okada Mark |
| Relationship: |
CIO/ Portfolio Manager |
| City: |
Dallas |
| State: |
TX |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
154,674 |
|
|
Indirect Shares
|
22,037 |
|
|
| Direct
Value |
$687,116 |
|
|
|
Indirect Value
|
$8,018 |
|
|
| Total
Shares |
176,711 |
|
|
| Total
Value |
$695,134 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Highland Floating Rate Advantage... |
XLAZX |
CIO/ Portfolio Manager |
2008-12-31 |
41,479 |
2004-08-17 |
20,729 |
Premium* |
|
|
Pioneer Floating Rate Trust |
PHD |
Officer of Investment ... |
2005-06-14 |
5,000 |
|
0 |
Premium* |
|
|
NexPoint Credit Strategies Fund |
NHF |
CIO/ Portfolio Manager... |
2008-12-31 |
104,187 |
2006-06-23 |
1,308 |
Premium* |
|
|
Highland Floating Rate Fund |
XLFZX |
CIO/ Portfolio Manager |
2008-12-31 |
4,008 |
2008-12-31 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
10 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| XLAZX |
Highland Floating Rate Ad... |
CIO/ Portfolio Manager |
• – – |
2008-12-31 |
5 |
D |
$0.00 |
$0 |
D/D |
(0) |
41,479 |
0 |
- |
|
| NHF |
NexPoint Credit Strategie... |
CIO/ Portfolio Manager |
• • – |
2008-12-31 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
104,187 |
0 |
- |
|
| XLFZX |
Highland Floating Rate Fu... |
CIO/ Portfolio Manager |
• – – |
2008-12-31 |
5 |
D |
$0.00 |
$0 |
D/D |
(0) |
4,008 |
0 |
- |
|
| NHF |
NexPoint Credit Strategie... |
Executive Vice President |
• – – |
2008-07-18 |
4 |
A |
$13.93 |
$639,624 |
D/D |
45,917 |
81,525 |
0 |
- |
|
| NHF |
NexPoint Credit Strategie... |
Executive Vice President |
• – – |
2008-01-28 |
4 |
B |
$12.85 |
$175,788 |
D/D |
13,680 |
34,394 |
2.74 |
- |
|
| NHF |
NexPoint Credit Strategie... |
Executive Vice President |
• – – |
2007-08-20 |
4 |
B |
$17.96 |
$359,200 |
D/D |
20,000 |
21,309 |
2.74 |
- |
|
| NHF |
NexPoint Credit Strategie... |
EXECUTIVE VICE PRESIDENTOffice |
• – – |
2006-06-23 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,308 |
|
- |
|
| PHD |
Pioneer Floating Rate Tru... |
Officer of Investment Manager |
– – – |
2005-06-14 |
4 |
B |
$17.20 |
$43,000 |
D/D |
2,500 |
5,000 |
2.44 |
- |
|
| PHD |
Pioneer Floating Rate Tru... |
officerTitle |
– – – |
2005-05-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,500 |
|
- |
|
| XLAZX |
Highland Floating Rate Ad... |
Executive Vice President |
• – – |
2004-08-17 |
4 |
B |
$12.06 |
$500,000 |
I/I |
41,459 |
20,730 |
1.99 |
- |
|
10 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
