| |
| |
|
| Insider
Information: |
Finke Thomas F |
| Relationship: |
Director |
| City: |
Charlotte |
| State: |
NC |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
303,607 |
|
|
Indirect Shares
|
73,864 |
|
|
| Direct
Value |
$694,269 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
377,471 |
|
|
| Total
Value |
$694,269 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
1
|
0
|
|
Stock
price went up :
|
1
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
1.0
|
0.0
|
| Percentage
Gain/Loss : |
 29.8%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Barings Corporate Investors |
MCI |
Officer & Board Member... |
2015-06-11 |
0 |
2012-05-16 |
0 |
Premium* |
|
|
Barings BDC Inc |
BBDC |
Officer of Adviser, Di... |
2020-05-05 |
25,000 |
2018-12-10 |
0 |
Premium* |
|
|
Invesco Plc (ADR) |
IVZ |
Director |
2023-05-15 |
31,443 |
2021-01-27 |
0 |
Premium* |
|
|
Adara Acquisition Corp. |
ADRA.U |
Director |
2023-06-30 |
247,164 |
2023-06-30 |
73,864 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
16 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ADRA.U |
Adara Acquisition Corp. |
Director |
– • – |
2023-06-30 |
4 |
B |
$3.00 |
$249,900 |
D/D |
83,300 |
247,164 |
2.39 |
- |
|
| IVZ |
Invesco Plc (ADR) |
Director |
– • – |
2023-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
12,820 |
31,443 |
0 |
- |
|
| ADRA.U |
Adara Acquisition Corp. |
Director |
– • – |
2023-02-10 |
4 |
OE |
$0.00 |
$0 |
I/I |
1,200,000 |
1,200,000 |
0 |
- |
|
| ADRA.U |
Adara Acquisition Corp. |
Director |
– • – |
2023-02-10 |
4 |
OE |
$0.00 |
$0 |
D/D |
50,000 |
50,000 |
0 |
- |
|
| ADRA.U |
Adara Acquisition Corp. |
Director |
– • – |
2023-02-10 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,200,000) |
0 |
0 |
- |
|
| ADRA.U |
Adara Acquisition Corp. |
Director |
– • – |
2023-02-10 |
4 |
A |
$0.00 |
$0 |
I/I |
73,864 |
73,864 |
0 |
- |
|
| ADRA.U |
Adara Acquisition Corp. |
Director |
– • – |
2023-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
113,864 |
163,864 |
0 |
- |
|
| IVZ |
Invesco Plc (ADR) |
Director |
– • – |
2022-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
10,930 |
18,623 |
0 |
- |
|
| IVZ |
Invesco Plc (ADR) |
Director |
– • – |
2021-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5,807 |
7,693 |
0 |
- |
|
| IVZ |
Invesco Plc (ADR) |
Director |
– • – |
2021-04-29 |
4 |
A |
$0.00 |
$0 |
D/D |
1,311 |
1,886 |
0 |
- |
|
| IVZ |
Invesco Plc (ADR) |
Director |
– • – |
2021-01-27 |
4 |
A |
$0.00 |
$0 |
D/D |
575 |
575 |
0 |
- |
|
| BBDC |
Barings BDC Inc |
Officer of Adviser |
• • – |
2020-05-05 |
4 |
B |
$7.00 |
$105,038 |
D/D |
15,000 |
25,000 |
2.39 |
% |
|
| BBDC |
Barings BDC Inc |
Officer of Adviser |
• • – |
2019-11-20 |
4 |
B |
$10.30 |
$82,400 |
D/D |
8,000 |
10,000 |
2.39 |
- |
|
| BBDC |
Barings BDC Inc |
Adviser Board Member |
• • – |
2018-12-10 |
4 |
B |
$9.92 |
$19,838 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| MCI |
Barings Corporate Investo... |
Officer & Board Member of Advi |
• • – |
2015-06-11 |
4 |
S |
$15.98 |
$32,005 |
D/D |
(2,000) |
0 |
0 |
- |
|
| MCI |
Barings Corporate Investo... |
Officer & Board Member of Advi |
– – – |
2012-05-16 |
4 |
B |
$14.82 |
$29,640 |
D/D |
2,000 |
2,000 |
2.44 |
- |
|
16 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
