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Insider Information:   Lockwood David James
Relationship:   Director
City:   San Francisco
State:   CA
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   76,384    

Indirect Shares

   22,613,092      
Direct Value   $200,126    

Indirect Value

   $787,185      
Total Shares   22,689,476      
Total Value   $987,311      


Great Elm Capital Group Inc $200,126 Great Elm Capital Group Inc $200,126
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    5   
    42    

     Stock price went up :
    5   
    23    
     Stock price went down :
    0   
    19    
   
     Gain/Loss Ratio :
   5.0   
   1.2   
     Percentage Gain/Loss :
   232.4%
 -890.9%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Steinway Musical Instruments Inc LVB See Remarks, Director 2007-11-19 0 2011-06-02 1,191,251    Premium*  
            LiveRamp Holdings Inc ACXM 10% Owner 0 2008-01-24 25,500    Premium*  
            Immucor Inc BLUD 0 2010-04-27 1,372,671    Premium*  
            Bigband Networks, Inc. BBND See Remarks, 10% Owner 2011-08-18 0 2011-08-18 20,023,670    Premium*  
            Great Elm Capital Group Inc GEG Director 2013-11-13 76,384 2013-01-15 0    Premium*  
* Premium Members only  

Records found :    52         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 3
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2007-11-16 3 IO $0.00 $0 I/I 0 818,064 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2007-11-19 4 B $28.18 $197,260 I/I 7,000 818,064 1.5 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2007-11-20 4 B $28.16 $826,693 I/I 29,357 847,421 1.5 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2007-12-31 4 B $26.99 $19,271 I/I 714 848,135 1.5 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2008-01-02 4 B $26.95 $342,831 I/I 12,721 860,856 1.5 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2008-01-04 4 B $24.91 $175,715 I/I 7,054 867,910 1.5 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2008-01-07 4 B $25.00 $12,500 I/I 500 868,410 1.5 -
ACXM LiveRamp Holdings Inc 10% Owner   –       –       •   2008-01-24 3 IO $0.00 $0 I/I 0 25,500 -
LVB Steinway Musical Instrume... Director   –       •      –    2008-01-31 3/A IO $0.00 $0 I/I 0 868,410 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2009-03-16 4 B $10.49 $748,388 I/I 71,343 939,753 1.5 -
LVB Steinway Musical Instrume... 10% Owner   –       –       •   2009-03-17 4 B $10.38 $172,308 I/I 16,600 956,353 1.5 -
LVB Steinway Musical Instrume... Director   –       •       •   2009-03-26 4 B $12.82 $621,770 I/I 48,500 1,004,853 2.25 -
LVB Steinway Musical Instrume... Director   –       •       •   2009-03-27 4 B $12.94 $647,000 I/I 50,000 1,054,853 2.25 -
LVB Steinway Musical Instrume... Director   –       •       •   2009-03-30 4 B $12.22 $329,940 I/I 27,000 1,081,853 2.25 -
BLUD Immucor Inc   –       –      –    2010-04-27 3 IO $0.00 $0 I/I 0 1,372,671 -
BBND Bigband Networks, Inc. 10% Owner   –       –       •   2010-05-10 3 IO $0.00 $0 I/I 0 7,165,853 -
BBND Bigband Networks, Inc. See Remarks   –       –       •   2010-05-11 4 B $2.83 $510,232 I/I 180,294 7,346,147 1.5 -
BBND Bigband Networks, Inc. See Remarks   –       –       •   2010-05-12 4 B $2.85 $71,193 I/I 24,980 7,371,127 1.5 -
BBND Bigband Networks, Inc. See Remarks   –       –       •   2010-05-13 4 B $2.85 $82,881 I/I 29,081 7,400,208 1.5 -
BBND Bigband Networks, Inc. See remarks   –       –       •   2010-05-19 4 B $2.85 $87,985 I/I 30,872 7,505,231 1.5 -
BBND Bigband Networks, Inc. See remarks   –       –       •   2010-05-20 4 B $2.82 $1,057,726 I/I 375,080 7,880,311 1.5 -
BBND Bigband Networks, Inc. See remarks   –       –       •   2010-05-21 4 B $2.84 $261,803 I/I 92,184 7,972,495 1.5 -
BBND Bigband Networks, Inc. See remarks   –       –       •   2010-05-24 4 B $2.85 $263,314 I/I 92,391 8,064,886 1.5 -
BBND Bigband Networks, Inc. See remarks   –       –       •   2010-05-25 4 B $2.82 $495,384 I/I 175,668 8,240,554 1.5 -
BBND Bigband Networks, Inc. See remarks   –       –       •   2010-05-26 4 B $2.85 $240,124 I/I 84,254 8,324,808 1.5 -
  52  Records found
  1  2   3      
  Page 1 of 3  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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