| |
| |
|
| Insider
Information: |
Lockwood David James |
| Relationship: |
Director |
| City: |
San Francisco |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
76,384 |
|
|
Indirect Shares
|
22,613,092 |
|
|
| Direct
Value |
$200,126 |
|
|
|
Indirect Value
|
$787,185 |
|
|
| Total
Shares |
22,689,476 |
|
|
| Total
Value |
$987,311 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
5
|
42
|
|
Stock
price went up :
|
5
|
23
|
| Stock
price went down : |
0
|
19
|
| |
|
|
|
Gain/Loss Ratio : |
5.0
|
1.2
|
| Percentage
Gain/Loss : |
 232.4%
|
 -890.9%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Steinway Musical Instruments Inc |
LVB |
See Remarks, Director |
2007-11-19 |
0 |
2011-06-02 |
1,191,251 |
Premium* |
|
|
LiveRamp Holdings Inc |
ACXM |
10% Owner |
|
0 |
2008-01-24 |
25,500 |
Premium* |
|
|
Immucor Inc |
BLUD |
|
|
0 |
2010-04-27 |
1,372,671 |
Premium* |
|
|
Bigband Networks, Inc. |
BBND |
See Remarks, 10% Owner |
2011-08-18 |
0 |
2011-08-18 |
20,023,670 |
Premium* |
|
|
Great Elm Capital Group Inc |
GEG |
Director |
2013-11-13 |
76,384 |
2013-01-15 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
52 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 3
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| BBND |
Bigband Networks, Inc. |
Director |
– • – |
2011-08-18 |
4 |
D |
$0.00 |
$0 |
D/D |
(3,200) |
0 |
0 |
- |
|
| BBND |
Bigband Networks, Inc. |
Director |
– • – |
2011-08-18 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,200 |
3,200 |
0 |
- |
|
| GEG |
Great Elm Capital Group I... |
Director |
– • – |
2013-06-19 |
4 |
D |
$0.00 |
$0 |
D/D |
(32,431) |
18,000 |
0 |
- |
|
| ACXM |
LiveRamp Holdings Inc |
10% Owner |
– – • |
2008-01-24 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
25,500 |
|
- |
|
| GEG |
Great Elm Capital Group I... |
Director |
– • – |
2013-01-15 |
4 |
A |
$0.00 |
$0 |
D/D |
46,302 |
46,302 |
0 |
- |
|
| GEG |
Great Elm Capital Group I... |
Director |
– • – |
2013-01-24 |
4 |
A |
$0.00 |
$0 |
D/D |
4,129 |
50,431 |
0 |
- |
|
| GEG |
Great Elm Capital Group I... |
Director |
– • – |
2013-11-13 |
4 |
A |
$0.00 |
$0 |
D/D |
58,384 |
76,384 |
0 |
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2007-11-16 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
818,064 |
|
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2007-11-19 |
4 |
B |
$28.18 |
$197,260 |
I/I |
7,000 |
818,064 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2007-11-20 |
4 |
B |
$28.16 |
$826,693 |
I/I |
29,357 |
847,421 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2007-12-31 |
4 |
B |
$26.99 |
$19,271 |
I/I |
714 |
848,135 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2008-01-02 |
4 |
B |
$26.95 |
$342,831 |
I/I |
12,721 |
860,856 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2008-01-04 |
4 |
B |
$24.91 |
$175,715 |
I/I |
7,054 |
867,910 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2008-01-07 |
4 |
B |
$25.00 |
$12,500 |
I/I |
500 |
868,410 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
Director |
– • – |
2008-01-31 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
868,410 |
|
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2009-03-16 |
4 |
B |
$10.49 |
$748,388 |
I/I |
71,343 |
939,753 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
10% Owner |
– – • |
2009-03-17 |
4 |
B |
$10.38 |
$172,308 |
I/I |
16,600 |
956,353 |
1.5 |
- |
|
| LVB |
Steinway Musical Instrume... |
Director |
– • • |
2009-03-26 |
4 |
B |
$12.82 |
$621,770 |
I/I |
48,500 |
1,004,853 |
2.25 |
- |
|
| LVB |
Steinway Musical Instrume... |
Director |
– • • |
2009-03-27 |
4 |
B |
$12.94 |
$647,000 |
I/I |
50,000 |
1,054,853 |
2.25 |
- |
|
| LVB |
Steinway Musical Instrume... |
Director |
– • • |
2009-03-30 |
4 |
B |
$12.22 |
$329,940 |
I/I |
27,000 |
1,081,853 |
2.25 |
- |
|
| LVB |
Steinway Musical Instrume... |
See Remarks |
– • – |
2011-06-02 |
4 |
B |
$56.00 |
$6,126,288 |
I/I |
109,398 |
1,191,251 |
2.1 |
- |
|
| BLUD |
Immucor Inc |
|
– – – |
2010-04-27 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,372,671 |
|
- |
|
| BBND |
Bigband Networks, Inc. |
10% Owner |
– – • |
2010-05-10 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
7,165,853 |
|
- |
|
| BBND |
Bigband Networks, Inc. |
See Remarks |
– – • |
2010-05-11 |
4 |
B |
$2.83 |
$510,232 |
I/I |
180,294 |
7,346,147 |
1.5 |
- |
|
| BBND |
Bigband Networks, Inc. |
See Remarks |
– – • |
2010-05-12 |
4 |
B |
$2.85 |
$71,193 |
I/I |
24,980 |
7,371,127 |
1.5 |
- |
|
52 Records found
|
|
Page 1 of 3 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
