| |
| |
|
| Insider
Information: |
Huang Tony |
| Relationship: |
V.P. & Assistant Secre... |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
15,600 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$82,147 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
15,600 |
|
|
| Total
Value |
$82,147 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Advent Claymore Convertible Secu... |
AVK |
V.P. & Assistant Secre... |
2018-09-05 |
7,100 |
2015-01-16 |
0 |
Premium* |
|
|
Advent/Claymore Enhanced Growth ... |
LCM |
V.P. & Assistant Secre... |
2017-08-21 |
8,500 |
2015-05-04 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
9 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AVK |
Advent Claymore Convertib... |
V.P. & Assistant Secretary |
• – – |
2018-09-05 |
4 |
B |
$15.66 |
$32,362 |
D/D |
2,066 |
7,100 |
2.74 |
- |
|
| AVK |
Advent Claymore Convertib... |
V.P. & Assistant Secretary |
• – – |
2018-08-27 |
4 |
A |
$0.36 |
$2,347 |
D/D |
4,935 |
5,035 |
0 |
- |
|
| LCM |
Advent/Claymore Enhanced ... |
V.P. & Assistant Secretary |
• – – |
2017-08-21 |
4 |
B |
$8.24 |
$28,825 |
D/D |
3,500 |
8,500 |
2.74 |
- |
|
| LCM |
Advent/Claymore Enhanced ... |
V.P. & Assistant Secretary |
• – – |
2015-05-12 |
4 |
B |
$9.61 |
$18,086 |
D/D |
1,882 |
5,000 |
2.74 |
- |
|
| LCM |
Advent/Claymore Enhanced ... |
V.P. & Assistant Secretary |
• – – |
2015-05-11 |
4 |
B |
$9.60 |
$8,486 |
D/D |
884 |
3,118 |
2.74 |
- |
|
| LCM |
Advent/Claymore Enhanced ... |
V.P. & Assistant Secretary |
• – – |
2015-05-04 |
4 |
B |
$9.59 |
$21,424 |
D/D |
2,234 |
2,234 |
2.74 |
- |
|
| AVK |
Advent Claymore Convertib... |
V.P. & Assistant Secretary |
• – – |
2015-01-16 |
4/A |
B |
$0.00 |
$0 |
D/D |
0 |
100 |
2.66 |
- |
|
| AVK |
Advent Claymore Convertib... |
V.P. & Assistant Secretary |
• – – |
2015-01-16 |
4 |
B |
$6.27 |
$62,700 |
D/D |
10,000 |
10,000 |
2.74 |
- |
|
| AVK |
Advent Claymore Convertib... |
V.P. & Assistant SecretaryOffi |
• – – |
2014-12-18 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
9 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
