| |
| |
|
| Insider
Information: |
Kleinman Adam M |
| Relationship: |
|
| City: |
Boston |
| State: |
MA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
359,120 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$948,295 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
359,120 |
|
|
| Total
Value |
$948,295 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Great Elm Capital Group Inc |
GEG |
President and COO |
2019-08-06 |
338,562 |
2017-11-09 |
0 |
Premium* |
|
|
Great Elm Capital Corporation |
GECC |
|
2022-06-15 |
20,558 |
2018-11-15 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
24 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| GECC |
Great Elm Capital Corpora... |
CCO and Secretary |
• • – |
2022-06-15 |
4 |
OE |
$12.50 |
$50,000 |
D/D |
4,000 |
20,558 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• • – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
79,411 |
158,907 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2021-01-21 |
4 |
A |
$0.00 |
$0 |
D/D |
1,795 |
79,496 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
1,646 |
77,701 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-11-20 |
4 |
A |
$0.00 |
$0 |
D/D |
2,291 |
76,056 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-10-21 |
4 |
A |
$0.00 |
$0 |
D/D |
1,011 |
73,765 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-09-28 |
4 |
OE |
$2.95 |
$106,324 |
D/D |
36,042 |
72,754 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-09-21 |
4 |
A |
$0.00 |
$0 |
D/D |
669 |
36,712 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-08-21 |
4 |
A |
$0.00 |
$0 |
D/D |
640 |
36,043 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-07-15 |
4 |
A |
$0.00 |
$0 |
D/D |
685 |
35,403 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-06-15 |
4 |
A |
$0.00 |
$0 |
D/D |
657 |
34,717 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2020-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
842 |
34,061 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2019-11-20 |
4 |
B |
$7.90 |
$59,250 |
D/D |
7,500 |
33,219 |
2.74 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2019-08-30 |
4 |
B |
$8.25 |
$3,044 |
D/D |
369 |
25,719 |
2.66 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2019-08-29 |
4 |
B |
$8.17 |
$2,860 |
D/D |
350 |
25,350 |
2.66 |
- |
|
| GEG |
Great Elm Capital Group I... |
President and COO |
• – – |
2019-08-06 |
4 |
A |
$0.00 |
$0 |
D/D |
25,381 |
338,562 |
0 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2019-06-04 |
4 |
B |
$8.50 |
$85,000 |
D/D |
10,000 |
25,000 |
2.74 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2018-11-20 |
4 |
B |
$8.05 |
$48,300 |
D/D |
6,000 |
15,000 |
2.74 |
- |
|
| GECC |
Great Elm Capital Corpora... |
Chief Compliance Officer |
• – – |
2018-11-15 |
4 |
B |
$8.06 |
$72,540 |
D/D |
9,000 |
9,000 |
2.74 |
- |
|
| GEG |
Great Elm Capital Group I... |
See Remarks |
• – – |
2018-05-25 |
4 |
B |
$3.80 |
$76,000 |
D/D |
20,000 |
313,181 |
2.74 |
- |
|
| GEG |
Great Elm Capital Group I... |
See Remarks |
• – – |
2017-11-21 |
4 |
B |
$3.75 |
$37,500 |
D/D |
10,000 |
293,181 |
2.74 |
- |
|
| GEG |
Great Elm Capital Group I... |
See Remarks |
• – – |
2017-11-13 |
4 |
B |
$3.65 |
$73,000 |
D/D |
20,000 |
283,181 |
2.74 |
- |
|
| GEG |
Great Elm Capital Group I... |
See Remarks |
• – – |
2017-11-10 |
4 |
B |
$3.65 |
$73,000 |
D/D |
20,000 |
263,181 |
2.74 |
- |
|
| GEG |
Great Elm Capital Group I... |
See Remarks |
• – – |
2017-11-09 |
4 |
B |
$3.65 |
$36,500 |
D/D |
10,000 |
243,181 |
2.74 |
- |
|
24 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
