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Get Institutions for : 
Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)  
$14.06 0.02 (0.14%) as of 4:30 Thu 6/13


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 78    2
Total shares held : 
 10,672,606  
% of shares held : 
 44.34%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   3  
Amount of shares held : 
 695,709  
% of shares held change : 
   2.89%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $14.03  
Last Quarter's Ending Price : 
 $14.66  
Last Quarter's Average Price : 
 $14.44  
Change from last quarter's     
avg. price to the last closing  : 
0.38 (2.63%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
8
 156,065
 1.46%
 
Increased Positions :
32
 1,017,604
 9.53%
 
Unchanged Positions :
11
 163,190
 1.53%
 
Decreased Positions :
27
-409,572
-3.84%
 
Closed Positions :
10
-68,388
-0.64%
 
Guru Positions :
1
26,182
 0.25%
 
View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for period: 12-31-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 2669 - 2024-03-31 1,373,394 $20,134,000 264,453
   BANK OF AMERICA CORP /DE/ 2125 - 2024-03-31 1,053,325 $15,442,000 11,118
   WELLS FARGO & CO/MN 1351 - 2024-03-31 909,893 $13,339,000 256,762
   UBS Group AG 1516 - 2024-03-31 785,181 $11,511,000 12,389
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 780 - 2024-03-31 709,288 $10,398,000 3,272
   Cornerstone Advisors LLC 53 - 2024-03-31 699,426 $10,254,000 111,091
   1607 CAPITAL PARTNERS, LLC 45 - 2024-03-31 613,363 $8,992,000 73,469
   INVESCO LTD 1891 - 2024-03-31 563,903 $8,267,000 15,712
   GUGGENHEIM CAPITAL LLC 387 - 2024-03-31 549,262 $8,052,000 11,491
   CNH PARTNERS LLC 71 - 2024-03-31 403,765 $5,919,000 89,776
   FIXED INCOME SECURITIES INC 274 - 2024-03-31 331,449 $4,859,000 -23,138
   THOMAS J. HERZFELD ADVISORS, INC. 17 - 2024-03-31 236,290 $3,464,000 14,561
   WOLVERINE ASSET MANAGEMENT LLC 85 - 2024-03-31 228,215 $3,346,000 -37,208
   SHAKER FINANCIAL SERVICES, LLC 30 - 2024-03-31 191,249 $2,860,000 -45,976
   STIFEL FINANCIAL CORP 1526 - 2024-03-31 179,243 $2,628,000 -495
   ROYAL BANK OF CANADA 2491 - 2024-03-31 141,932 $2,081,000 -12,427
   IONIC CAPITAL MANAGEMENT LLC 17 - 2024-03-31 121,561 $1,782,000 -73,193
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 180 - 2024-03-31 119,975 $1,759,000 -6,544
   AMERIPRISE FINANCIAL INC 2880 - 2024-03-31 98,402 $1,667,000 -28,012
   LPL FINANCIAL CORP 2704 - 2024-03-31 108,664 $1,593,000 -21,423
   Advisor Group Holdings Inc. 1885 - 2024-03-31 105,963 $1,553,000 -1,385
   MML INVESTORS SERVICES LLC 1174 - 2024-03-31 105,361 $1,545,000 18,283
   Private Advisor Group LLC 950 - 2024-03-31 103,442 $1,516,000 258
   SCHNIEDERS CAPITAL MANAGEMENT LLC 60 - 2024-03-31 100,085 $1,467,000 -8,775
   RAYMOND JAMES & ASSOCIATES 2369 - 2024-03-31 95,220 $1,396,000 -11,387
   ENVESTNET ASSET MANAGEMENT INC 2820 - 2024-03-31 89,620 $1,314,000 -800
   PARK AVENUE SECURITIES LLC 546 - 2024-03-31 89,257 $1,309,000 3,632
   Integrated Wealth Concepts LLC 680 - 2024-03-31 80,761 $1,184,000 -3,899
   Cetera Investment Advisers 2144 *New 2024-03-31 61,665 $904,000 61,665
   Shulman DeMeo Asset Management LLC 35 - 2024-03-31 60,844 $892,000 -116
   BBK Capital Partners LLC 146 - 2024-03-31 59,409 $871,000 -9,452
   Atria Wealth Solutions Inc. 1002 - 2024-03-31 53,998 $807,000 0
   COMMONWEALTH EQUITY SERVICES LLC. 2493 - 2024-03-31 48,222 $707,000 -2,460
   DAVIDSON D A & CO 859 - 2024-03-31 47,058 $690,000 -26,515
   NATIONAL ASSET MANAGEMENT, INC. 688 - 2024-03-31 44,924 $628,000 -6,401
   Dynamic Advisors Solutions LLC 561 - 2024-03-31 41,664 $611,000 2,100
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2112 - 2024-03-31 41,059 $602,000 -854
   FINANCIAL NETWORK 1832 - 2024-03-31 39,293 $576,000 -177
   JANNEY MONTGOMERY SCOTT LLC 1893 - 2024-03-31 38,515 $565,000 878
   Logan Stone Capital LLC 103 - 2024-03-31 38,080 $558,000 -32,960
   NATIONS FINANCIAL GROUP INC /IA/ /ADV 410 - 2024-03-31 35,267 $517,000 0
   Stolper Co 81 - 2024-03-31 31,461 $461,000 287
   INSTITUTE FOR WEALTH MANAGEMENT, LLC. 313 - 2024-03-31 28,806 $422,000 0
   DFPG INVESTMENTS INC. 457 - 2023-12-31 28,091 $393,000 -534
   Diversify Advisory Services LLC 476 - 2024-03-31 26,891 $392,000 0
   FISHER ASSET MANAGEMENT LLC -- Notable Guru -- 821 *New 2024-03-31 26,182 $384,000 26,182
   NBC SECURITIES INC. 536 - 2024-03-31 24,789 $363,000 -54
   Leo Wealth LLC 254 - 2024-03-31 23,000 $337,000 0
   RAYMOND JAMES TRUST CO 928 - 2024-03-31 22,264 $326,000 4,000
   BFT FINANCIAL GROUP LLC 227 - 2023-06-30 23,000 $325,000 0
   Goss Wealth Management LLC 1605 - 2024-03-31 21,226 $311,000 3,363
   MULTIFINANCIAL SECURITIES CORP 1912 *New 2024-03-31 20,990 $308,000 20,990
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1395 - 2024-03-31 20,542 $301,000 -10,937
   PINNACLE ASSOCIATES LTD 716 - 2024-03-31 18,916 $277,000 -501
   WEDBUSH MORGAN SECURITIES INC 939 - 2024-03-31 18,017 $264,000 -9,033
   AlphaStar Capital Management LLC 249 - 2024-03-31 17,942 $263,000 0
   BDO Wealth Advisors LLC 232 - 2023-06-30 17,901 $253,000 -598
   Kingsview Wealth Management LLC 901 - 2024-03-31 16,316 $239,000 -13,676
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 171 - 2024-03-31 15,330 $225,000 -2,036
   MARINER WEALTH ADVISORS, LLC 2747 *New 2024-03-31 13,929 $204,000 13,929
   GREAT VALLEY ADVISOR GROUP INC. 714 - 2024-03-31 13,640 $200,000 0
   Sheaff Brock Investment Advisors LLC 435 - 2024-03-31 13,415 $197,000 5
   Integrated Capital Management Inc. 44 - 2024-03-31 13,146 $193,000 646
   9258 Wealth Management LLC 337 - 2024-03-31 12,092 $177,000 12,092
   Kestra Advisory Services LLC 2292 - 2024-03-31 11,405 $167,000 0
   BB&T CORP 2487 - 2024-03-31 11,114 $163,000 -600
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 4626 - 2024-03-31 11,072 $162,000 11,072
   Quantedge Capital Pte Ltd 109 - 2024-03-31 10,900 $160,000 -1,700
   Hennion & Walsh Asset Management Inc. 815 - 2024-03-31 10,311 $151,000 -1,314
   US BANCORP 2251 - 2024-03-31 8,324 $122,000 2,851
   COMERICA BANK 2531 - 2024-03-31 6,921 $101,000 -1,222
   PNC FINANCIAL SERVICES GROUP INC 2615 - 2024-03-31 6,750 $99,000 0
   PFS Partners LLC 89 - 2024-03-31 6,700 $98,000 0
   LIBERTY ONE INVESTMENT MANAGEMENT LLC 154 - 2024-03-31 6,162 $90,000 -1,128
   PRIVATE TRUST CO NA 969 - 2024-03-31 5,200 $76,000 0
   HANSON MCCLAIN, INC. 1204 - 2024-03-31 4,320 $63,000 0
   Nelson Van Denburg & Campbell Wealth Management Gr 1212 - 2024-03-31 3,637 $53,000 0
   FNY Investment Advisers LLC 274 - 2024-03-31 2,800 $41,000 2,800
   GPS Wealth Strategies Group LLC 605 - 2024-03-31 2,323 $34,000 -603
   Sunbelt Securities Inc. 996 - 2024-03-31 2,000 $29,000 0
   Register Financial Advisors LLC 452 - 2024-03-31 1,380 $20,000 1,380
   ANTONETTI CAPITAL MANAGEMENT LLC 163 - 2023-09-30 1,338 $19,000 0
   SOA Wealth Advisors LLC. 473 - 2024-03-31 1,094 $16,000 22
   Coppell Advisory Solutions LLC 1086 - 2023-12-31 335 $5,000 0
   CWM LLC 3725 *New 2024-03-31 250 $4,000 250
   BARRETT & COMPANY INC. 562 - 2024-03-31 85 $1,000 0
   WOLFF WIESE MAGANA LLC 574 - 2024-03-31 88 $1,000 0
   MERCER GLOBAL ADVISORS INC /ADV 1953 *Closed 2024-03-31 0 $0 -11,072
   TWO SIGMA SECURITIES LLC 1704 *Closed 2024-03-31 0 $0 -17,226
   PROEQUITIES INC. 5767 - 2024-03-31 0 $0 0
   VIRTU FINANCIAL LLC 1579 *Closed 2024-03-31 0 $0 -15,211
   ADVISORY SERVICES NETWORK, LLC 3117 *Closed 2024-03-31 0 $0 -500
   WEISS CAPITAL LLC 341 *Closed 2024-03-31 0 $0 -32,607
   ELEQUIN CAPITAL LP 483 *Closed 2024-03-31 0 $0 -29,152
  94 Records found
  1    
  Page 1 of 1
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