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Get Institutions for : 
Gladstone Investment Corp (GAIN)  
$13.88 0.01 (0.07%) as of 4:30 Tue 5/28


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 88    5
Total shares held : 
 4,363,017  
% of shares held : 
 13.14%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   23  
Amount of shares held : 
 277,490  
% of shares held change : 
   0.84%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $12.67  
Last Quarter's Ending Price : 
 $14.15  
Last Quarter's Average Price : 
 $13.80  
Change from last quarter's     
avg. price to the last closing  : 
0.08 (0.58%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
13
 137,496
 3.15%
 
Increased Positions :
37
 714,378
 16.37%
 
Unchanged Positions :
19
 134,136
 3.07%
 
Decreased Positions :
19
-350,567
-8.03%
 
Closed Positions :
8
-223,817
-5.13%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   Melia Wealth LLC 6 *New 2024-03-31 945,539 $13,455,000 945,539
   VAN ECK ASSOCIATES CORP 398 - 2024-03-31 704,351 $10,023,000 85,791
   LEGAL & GENERAL GROUP PLC 1618 - 2024-03-31 276,290 $3,933,000 18,855
   MARSHALL WACE LLP 988 - 2024-03-31 240,301 $3,419,000 92,983
   TWO SIGMA INVESTMENTS LLC 1112 - 2024-03-31 224,334 $3,192,000 -76,312
   TWO SIGMA ADVISERS, LLC 981 - 2024-03-31 221,542 $3,153,000 -38,700
   Outfitter Financial LLC 13 - 2024-03-31 207,545 $2,953,000 -6,250
   DAVENPORT & CO LLC 372 - 2024-03-31 206,842 $2,943,000 -1,000
   BLACKROCK INC. 3669 - 2024-03-31 177,136 $2,521,000 4,353
   FIXED INCOME SECURITIES INC 507 - 2024-03-31 162,487 $2,312,000 10,018
   BLAIR WILLIAM & CO/IL 650 - 2024-03-31 154,864 $2,204,000 335
   LPL FINANCIAL CORP 2437 - 2024-03-31 153,069 $2,178,000 -12,772
   MORGAN STANLEY 4562 - 2024-03-31 113,093 $1,609,000 15,845
   MILLENNIUM MANAGEMENT LLC 2605 - 2024-03-31 109,385 $1,557,000 -36,001
   PFG Advisors 220 - 2024-03-31 103,304 $1,470,000 -500
   Baird Financial Group Inc. 1071 - 2024-03-31 92,348 $1,314,000 -8,588
   Union Bankshares Corp 162 - 2024-03-31 90,058 $1,282,000 -2,200
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 2376 - 2024-03-31 80,560 $1,146,000 35,683
   ROYAL BANK OF CANADA 2965 - 2024-03-31 72,406 $1,030,000 788
   CITADEL ADVISORS LLC 3064 - 2024-03-31 70,465 $1,003,000 18,818
   ALBERT D MASON INC 64 - 2024-03-31 68,541 $975,000 704
   United Advisor Group LLC 85 - 2024-03-31 59,446 $846,000 24,019
   RAYMOND JAMES & ASSOCIATES 2831 - 2024-03-31 48,012 $683,000 -1,588
   Garner Asset Management Corp 104 - 2024-03-31 41,333 $588,000 3,451
   Virtus ETF Advisers LLC 162 - 2024-03-31 40,275 $573,000 18,278
   Prosperity Financial Group Inc. 75 - 2024-03-31 36,800 $524,000 -250
   COMMONWEALTH EQUITY SERVICES LLC. 2770 - 2024-03-31 35,615 $507,000 -3,043
   UBS Group AG 4096 - 2024-03-31 34,657 $493,000 3,862
   Qube Research & Technologies Ltd 2190 - 2024-03-31 33,041 $470,000 24,951
   GREAT WEST LIFE ASSURANCE CO /CAN/ 1721 - 2024-03-31 29,984 $427,000 -329
   WEDBUSH MORGAN SECURITIES INC 729 - 2024-03-31 28,493 $405,000 -1,772
   Sound Income Strategies LLC 165 - 2024-03-31 27,763 $395,000 -3,360
   Private Advisor Group LLC 1711 - 2024-03-31 25,641 $365,000 -33
   JANNEY MONTGOMERY SCOTT LLC 2265 - 2024-03-31 23,059 $328,000 -774
   JOHNSON INVESTMENT COUNSEL INC 601 - 2024-03-31 21,792 $310,000 -790
   Advisor Group Holdings Inc. 3355 - 2024-03-31 20,060 $285,000 -1,406
   Trexquant Investment LP 1298 - 2024-03-31 19,780 $281,000 9,105
   Jump Financial LLC 1547 - 2024-03-31 17,137 $244,000 -3,663
   NATIXIS 683 - 2024-03-31 15,192 $216,000 0
   Castle Rock Wealth Management LLC 228 - 2024-03-31 14,375 $205,000 200
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 3074 - 2024-03-31 13,997 $199,000 -3,456
   VIRTU FINANCIAL LLC 792 *New 2024-03-31 13,938 $198,000 13,938
   CALDWELL SUTTER CAPITAL INC. 204 - 2024-03-31 13,560 $193,000 -405
   MERCER GLOBAL ADVISORS INC /ADV 1795 - 2024-03-31 12,950 $184,000 1,101
   ExodusPoint Capital Management LP 1243 - 2024-03-31 12,765 $182,000 -154
   CAPTRUST FINANCIAL ADVISORS 2004 - 2024-03-31 12,000 $171,000 0
   EVERGREEN CAPITAL MANAGEMENT LLC 817 *New 2024-03-31 10,373 $148,000 10,373
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 708 - 2024-03-31 10,325 $145,000 135
   MONOGRAPH WEALTH ADVISORS LLC 150 *New 2024-03-31 10,000 $142,000 10,000
   State of Wyoming 887 - 2024-03-31 8,483 $121,000 -5,442
   NORTH STAR INVESTMENT MANAGEMENT CORP. 558 - 2024-03-31 5,000 $71,000 0
   WELLS FARGO & CO/MN 4536 - 2024-03-31 4,848 $69,000 -5,799
   BANK OF AMERICA CORP /DE/ 5409 - 2024-03-31 4,189 $60,000 1,392
   Northwest Financial Advisors 252 - 2024-03-31 4,000 $57,000 0
   Creekmur Asset Management LLC 252 - 2024-03-31 3,603 $51,000 -3,800
   QUADRANT CAPITAL GROUP LLC 1566 - 2024-03-31 2,614 $37,000 -163
   SIGNATUREFD, LLC 1739 - 2024-03-31 2,387 $34,000 -385
   FNY Investment Advisers LLC 361 *New 2024-03-31 1,400 $19,000 1,400
   TOWER RESEARCH CAPITAL LLC 3077 - 2024-03-31 1,294 $18,000 632
   EverSource Wealth Advisors LLC 1318 - 2024-03-31 1,200 $17,000 0
   SIMPLEX TRADING LLC 1734 - 2024-03-31 1,170 $16,000 176
   NATIONAL BANK OF CANADA /FI/ 1914 *New 2024-03-31 1,000 $14,000 1,000
   CITIGROUP INC 4196 - 2024-03-31 894 $13,000 302
   EntryPoint Capital LLC 1186 - 2024-03-31 923 $13,000 -3,829
   PNC FINANCIAL SERVICES GROUP INC 3614 - 2024-03-31 850 $12,000 0
   Lindbrook Capital LLC 1481 - 2024-03-31 835 $12,000 -33
   Cape Investment Advisory Inc. 634 *New 2023-12-31 749 $11,000 749
   Pflug Koory LLC 326 - 2024-03-31 675 $10,000 0
   Goss Wealth Management LLC 2897 *New 2024-03-31 650 $9,000 650
   CREATIVE FINANCIAL DESIGNS INC /ADV 1167 - 2024-03-31 600 $9,000 0
   Federation des caisses Desjardins du Quebec 1877 - 2024-03-31 500 $7,000 0
   Parallel Advisors LLC 2527 - 2024-03-31 335 $5,000 -142
   Larson Financial Group LLC 1321 - 2024-03-31 204 $3,000 2
   ICA Group Wealth Management LLC 1113 - 2024-03-31 200 $3,000 0
   HIGHLANDER CAPITAL MANAGEMENT, LLC 552 - 2024-03-31 200 $3,000 0
   VALLEY NATIONAL ADVISERS INC 929 - 2024-03-31 150 $2,000 0
   PROEQUITIES INC. 2120 - 2024-03-31 100 $1,000 0
   INSTITUTIONAL & FAMILY ASSET MANAGEMENT LLC 626 - 2024-03-31 75 $1,000 1
   FMR LLC 4674 - 2024-03-31 2 $0 0
   Legacy Capital Wealth Partners LLC 141 *Closed 2024-03-31 0 $0 -102,491
   CAROLINAS WEALTH CONSULTING LLC 997 *Closed 2024-03-31 0 $0 -4,100
   GOLDMAN SACHS GROUP INC/ 4624 *Closed 2024-03-31 0 $0 -16,812
   Strategic Financial Concepts LLC 313 *Closed 2024-03-31 0 $0 -15,439
   J P MORGAN CHASE & CO 5745 *Closed 2024-03-31 0 $0 -4,245
   D E SHAW & CO INC 3026 *Closed 2024-03-31 0 $0 -42,979
   AMERIPRISE FINANCIAL INC 3792 *Closed 2024-03-31 0 $0 -14,898
   BOOTHBAY FUND MANAGEMENT LLC 1509 *Closed 2024-03-31 0 $0 -13,930
   BNP PARIBAS ARBITRAGE SA 3153 - 2024-03-31 16 $0 -3,453
   QUANTBOT TECHNOLOGIES LLC 1828 *Closed 2024-03-31 0 $0 -12,805
   DHJJ Financial Advisors Ltd. 729 - 2024-03-31 5 $0 0
   NOMURA ASSET MANAGEMENT CO LTD 1726 *Closed 2024-03-31 0 $0 -348
   Quarry LP 1895 *Closed 2024-03-31 0 $0 -5,970
   GROUP ONE TRADING, L.P. 2047 *Closed 2024-03-31 0 $0 -864
   Winton Capital Group Ltd 883 *Closed 2024-03-31 0 $0 -36,871
   AE Wealth Management LLC 1852 *Closed 2024-03-31 0 $0 -10,172
   HARBOUR INVESTMENTS INC. 3196 - 2023-12-31 10 $0 0
   Frazier Financial Advisors LLC 901 *Closed 2024-03-31 0 $0 -1,500
   Claraphi Advisory Network LLC 220 *Closed 2022-12-31 0 $0 -18,551
   BB&T CORP 2721 *Closed 2024-03-31 0 $0 -10,000
  99 Records found
  1    
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