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Get Institutions for : 
Pennantpark Floating Rate Capital Ltd. (PFLT)  
$11.39 0.10 (0.89%) as of 4:30 Fri 5/31


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 99    13
Total shares held : 
12,274,226  
% of shares held : 
31.66%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -23  
Amount of shares held : 
-372,251  
% of shares held change : 
  -0.96%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$10.43  
Last Quarter's Ending Price : 
$12.10  
Last Quarter's Average Price
$10.92  
Change from last quarter's     
avg. price to the last closing  : 
0.47 (4.3%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
9
 434,351
 3.54%
 
Increased Positions :
28
 616,101
 5.02%
 
Unchanged Positions :
24
 2,036,615
 16.59%
 
Decreased Positions :
38
-845,191
-6.89%
 
Closed Positions :
22
-577,512
-4.71%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   Sound Income Strategies LLC 7 - 2024-03-31 3,446,552 $39,222,000 200,250
   VAN ECK ASSOCIATES CORP 339 - 2024-03-31 1,155,121 $13,145,000 133,600
   CITADEL ADVISORS LLC 1415 - 2024-03-31 649,255 $7,389,000 462,485
   NewEdge Wealth LLC 211 - 2024-03-31 318,595 $3,600,000 9,392
   MORGAN STANLEY 4117 - 2024-03-31 297,361 $3,384,000 37,107
   FIXED INCOME SECURITIES INC 397 - 2024-03-31 282,549 $3,215,000 11,387
   PREVAIL INNOVATIVE WEALTH ADVISORS LLC 27 - 2024-03-31 226,174 $2,574,000 17,703
   LPL FINANCIAL CORP 2299 - 2024-03-31 222,523 $2,532,000 102,465
   Qube Research & Technologies Ltd 1380 - 2024-03-31 221,831 $2,524,000 186,902
   Golden Green Inc. 20 - 2023-09-30 153,476 $1,636,000 2,634
   PNC FINANCIAL SERVICES GROUP INC 1029 - 2024-03-31 122,712 $1,396,000 400
   Trexquant Investment LP 805 - 2024-03-31 117,627 $1,339,000 15,285
   Toroso Investments LLC 859 - 2024-03-31 85,821 $977,000 4,700
   Advisor Group Holdings Inc. 2406 - 2024-03-31 81,131 $923,000 8,268
   Jump Financial LLC 946 - 2024-03-31 66,793 $760,000 66,793
   JNB Advisors LLC 215 - 2024-03-31 65,630 $747,000 1,692
   Virtus ETF Advisers LLC 132 - 2024-03-31 61,948 $705,000 15,254
   JANNEY MONTGOMERY SCOTT LLC 1751 - 2024-03-31 58,395 $665,000 19,685
   Strategic Financial Concepts LLC 143 - 2024-03-31 55,800 $635,000 55,800
   ROYAL BANK OF CANADA 3336 - 2024-03-31 52,511 $598,000 20,104
   Aquatic Capital Management LLC 530 - 2024-03-31 46,800 $533,000 8,400
   GUGGENHEIM CAPITAL LLC 1501 - 2024-03-31 40,498 $461,000 9,052
   MARSHALL WACE LLP 1698 - 2024-03-31 40,153 $457,000 40,153
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2343 - 2024-03-31 39,956 $455,000 1,987
   FINANCIAL NETWORK 2234 - 2024-03-31 27,731 $316,000 3,052
   Connor Clark & Lunn Investment Management Ltd. 1274 - 2024-03-31 25,661 $292,000 25,661
   COMMONWEALTH EQUITY SERVICES LLC. 3269 - 2024-03-31 25,498 $290,000 3,003
   XTX Topco Ltd 912 - 2024-03-31 24,719 $281,000 13,996
   CAPSTONE INVESTMENT ADVISORS LLC 972 - 2024-03-31 21,800 $248,000 1,800
   Garner Asset Management Corp 146 - 2024-03-31 18,044 $205,000 18,044
   J P MORGAN CHASE & CO 4258 - 2024-03-31 15,180 $173,000 13,692
   SIMPLEX TRADING LLC 1033 - 2024-03-31 15,264 $173,000 13,255
   BEACON INVESTMENT ADVISORS LLC 128 - 2024-03-31 14,245 $162,000 1,623
   FIRETHORN WEALTH PARTNERS LLC 139 - 2024-03-31 12,327 $140,000 320
   Resources Investment Advisors Inc. 1045 - 2024-03-31 12,319 $140,000 319
   Strategies Wealth Advisors LLC 98 - 2024-03-31 11,261 $128,000 290
   ENVESTNET ASSET MANAGEMENT INC 3998 - 2024-03-31 11,210 $128,000 319
   Latitude Advisors LLC 181 - 2024-03-31 10,911 $124,000 189
   WELLS FARGO & CO/MN 4304 - 2024-03-31 9,102 $104,000 1,951
   BANK OF AMERICA CORP /DE/ 5213 - 2024-03-31 8,733 $99,000 3,100
   TOWER RESEARCH CAPITAL LLC 2117 - 2024-03-31 5,569 $63,000 5,526
   Global Retirement Partners LLC 1519 - 2024-03-31 3,259 $37,000 1,691
   PRINCIPAL SECURITIES INC. 2851 - 2024-03-31 210 $2,000 110
   BNP PARIBAS ARBITRAGE SA 3032 - 2024-03-31 107 $1,000 107

  44 Records found
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