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Get Institutions for : 
Western Asset Mortgage Defined Opportunity Fund Inc. (DMO)  
$11.77 0.04 (0.34%) as of 4:30 Tue 5/21


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 44    5
Total shares held : 
 3,363,505  
% of shares held : 
 32.24%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   -1  
Amount of shares held : 
 -433,853  
% of shares held change : 
   -4.16%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $10.69  
Last Quarter's Ending Price : 
 $11.17  
Last Quarter's Average Price : 
 $10.70  
Change from last quarter's     
avg. price to the last closing  : 
1.07 (10%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
1
 7,533
 0.22%
 
Increased Positions :
18
 163,168
 4.85%
 
Unchanged Positions :
11
 549,471
 16.34%
 
Decreased Positions :
14
-452,606
-13.46%
 
Closed Positions :
6
-151,948
-4.52%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   Pathstone Holdings LLC 573 - 2024-03-31 353,839 $4,143,000 -6,817
   MORGAN STANLEY 4001 - 2024-03-31 339,363 $3,974,000 5,326
   ROYAL BANK OF CANADA 2161 - 2024-03-31 292,082 $3,420,000 22,208
   PFG Investments LLC 119 *New 2024-03-31 250,150 $2,929,000 250,150
   Consolidated Portfolio Review Corp 35 - 2024-03-31 245,875 $2,879,000 -2,527
   ENVESTNET ASSET MANAGEMENT INC 2404 - 2024-03-31 221,810 $2,597,000 -59,587
   THOMAS J. HERZFELD ADVISORS, INC. 33 - 2024-03-31 219,941 $2,576,000 -91,010
   SIT INVESTMENT ASSOCIATES INC 282 - 2024-03-31 198,264 $2,322,000 -188,020
   GUGGENHEIM CAPITAL LLC 855 - 2024-03-31 179,890 $2,107,000 -6,549
   RIVERBRIDGE PARTNERS LLC 107 - 2024-03-31 131,154 $1,536,000 3,132
   MML INVESTORS SERVICES LLC 1230 - 2024-03-31 118,694 $1,390,000 -6,205
   Baird Financial Group Inc. 1111 - 2024-03-31 99,623 $1,167,000 64,272
   ADVISOR PARTNERS II LLC 455 *New 2023-09-30 102,527 $1,098,000 102,527
   LPL FINANCIAL CORP 3180 - 2024-03-31 80,081 $938,000 15,038
   PARK AVENUE SECURITIES LLC 700 - 2024-03-31 78,598 $920,000 -1,490
   Venture Visionary Partners LLC 295 *New 2024-03-31 69,778 $817,000 69,778
   Goss Wealth Management LLC 1117 - 2024-03-31 64,821 $759,000 -13,900
   Moors & Cabot Inc. 380 - 2024-03-31 62,600 $733,000 -8,800
   Advisor Group Holdings Inc. 2785 - 2024-03-31 50,348 $589,000 14,950
   ROBINSON CAPITAL MANAGEMENT LLC 87 *New 2024-03-31 37,051 $423,000 37,051
   ROBERTS GLORE & CO INC /IL/ 144 - 2024-03-31 30,968 $363,000 0
   RSM US WEALTH MANAGEMENT LLC 487 *New 2024-03-31 30,493 $357,000 30,493
   UBS Group AG 4335 - 2024-03-31 29,147 $341,000 -1,795
   AVIANCE CAPITAL PARTNERS, LLC 242 - 2024-03-31 29,054 $340,000 -563
   REGAL INVESTMENT ADVISORS, LLC 461 - 2024-03-31 25,427 $298,000 -6,065
   COMMONWEALTH EQUITY SERVICES LLC. 3372 - 2024-03-31 21,967 $257,000 775
   SeaCrest Wealth Management LLC 501 - 2024-03-31 21,249 $249,000 1,626
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2842 - 2024-03-31 20,888 $245,000 -2,875
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 3050 - 2024-03-31 17,682 $207,000 2,549
   OPPENHEIMER & CO INC 1357 - 2024-03-31 15,500 $182,000 -1,800
   Integrated Capital Management Inc. 70 - 2024-03-31 14,109 $165,000 343
   SFI Advisors LLC 68 - 2024-03-31 13,428 $157,000 0
   AMERIPRISE FINANCIAL INC 3646 - 2024-03-31 12,616 $148,000 0
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1669 - 2024-03-31 11,996 $140,000 -1,775
   BANK OF AMERICA CORP /DE/ 5424 - 2024-03-31 4,882 $57,000 -5,901
   WELLS FARGO & CO/MN 4764 - 2024-03-31 3,303 $39,000 3,302
   Nelson Van Denburg & Campbell Wealth Management Gr 1366 *New 2024-03-31 2,974 $35,000 2,974
   Gilliland Jeter Wealth Management LLC 375 *New 2024-03-31 1,599 $19,000 1,599
   Clear Point Advisors Inc. 290 *New 2024-03-31 1,400 $16,000 1,400
   Steward Partners Investment Advisory LLC 2738 - 2024-03-31 1,000 $12,000 0
   PRINCIPAL SECURITIES INC. 2359 - 2024-03-31 775 $9,000 0
   PROEQUITIES INC. 1764 - 2024-03-31 650 $8,000 0
   PIN OAK INVESTMENT ADVISORS INC 379 - 2024-03-31 450 $5,000 0
   COMERICA BANK 3288 - 2024-03-31 462 $5,000 10
   CWM LLC 3753 - 2024-03-31 378 $4,000 0
   FNY Investment Advisers LLC 528 - 2024-03-31 200 $2,000 200
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 5522 *Closed 2024-03-31 0 $0 -19,458
   Integrated Wealth Concepts LLC 1639 *Closed 2024-03-31 0 $0 -11,964
   INVESCO LTD 3789 *Closed 2024-03-31 0 $0 -12,788
   J P MORGAN CHASE & CO 6169 *Closed 2024-03-31 0 $0 -2,627
   ADVISORY SERVICES NETWORK, LLC 3225 *Closed 2024-03-31 0 $0 -7,533
   CITIGROUP INC 4694 - 2024-03-31 4 $0 0
   CAPTRUST FINANCIAL ADVISORS 2404 *Closed 2024-03-31 0 $0 -24,069
  53 Records found
  1    
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