Sign in:
Email
 Password  save:
  
 Company Reports 
 
   
My Recent Searches
  Help
 
   
 
 
Get Institutions for : 
Nuveen Multi-asset Income Fund (NMAI)  
$ 0.00 (0.00%) as of 4:30 Tue 11/30


Download
     
Institutional Holders
Viewing Quarter :
  
Total Institutions: 63    3
Total shares held : 
10,514,998  
% of shares held : 
89.87%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -5  
Amount of shares held : 
663,832  
% of shares held change : 
  5.67%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
N/A  
Last Quarter's Ending Price : 
N/A  
Last Quarter's Average Price
N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
8
 142,893
 1.36%
 
Increased Positions :
18
 1,196,323
 11.38%
 
Unchanged Positions :
17
 122,990
 1.17%
 
Decreased Positions :
20
-519,675
-4.94%
 
Closed Positions :
11
-155,709
-1.48%
 
Guru Positions :
1
11,341
 0.11%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results



            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   SABA CAPITAL MANAGEMENT, L.P. 15 - 2024-03-31 4,748,806 $59,075,000 28,148
   SIT INVESTMENT ASSOCIATES INC 69 - 2024-03-31 1,456,430 $18,118,000 75,720
   MORGAN STANLEY 2967 - 2024-03-31 1,200,926 $14,940,000 -179,345
   UBS Group AG 1921 - 2024-03-31 532,352 $6,622,000 -34,318
   Heron Bay Capital Management 38 - 2024-03-31 372,964 $4,640,000 188
   LPL FINANCIAL CORP 2139 - 2024-03-31 246,912 $3,072,000 -25,466
   Alpine Partners VI LLC 44 - 2024-03-31 146,000 $1,816,000 21,000
   Advisor Group Holdings Inc. 1772 - 2024-03-31 144,867 $1,802,000 706
   FIXED INCOME SECURITIES INC 698 - 2024-03-31 95,187 $1,184,000 -29,312
   Rockefeller Capital Management L.P. 1281 - 2024-03-31 74,818 $931,000 2,316
   FINANCIAL NETWORK 1513 - 2024-03-31 74,391 $925,000 4,069
   RAYMOND JAMES & ASSOCIATES 2719 - 2024-03-31 63,986 $796,000 20,559
   Quarry LP 75 - 2024-03-31 61,412 $764,000 -25,554
   FIRST TRUST ADVISORS LP 2065 - 2024-03-31 57,555 $716,000 41,877
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 93 - 2024-03-31 54,198 $674,000 32,718
   MILLENNIUM MANAGEMENT LLC 3077 - 2024-03-31 49,952 $621,000 -21,786
   COMERICA BANK 1818 - 2024-03-31 46,579 $579,000 -138
   STIFEL FINANCIAL CORP 2557 - 2024-03-31 43,323 $539,000 5,712
   SILVERLAKE WEALTH MANAGEMENT LLC 94 - 2024-03-31 42,970 $535,000 -10,921
   JANNEY MONTGOMERY SCOTT LLC 2051 - 2024-03-31 36,900 $459,000 133
   Gladstone Institutional Advisory LLC 487 - 2024-03-31 30,000 $373,000 0
   BANK OF AMERICA CORP /DE/ 4569 - 2024-03-31 29,535 $367,000 -7,664
   ROYAL BANK OF CANADA 3720 - 2024-03-31 27,006 $336,000 -1,870
   Goss Wealth Management LLC 1569 - 2024-03-31 26,959 $335,000 -3,293
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2654 - 2024-03-31 24,965 $311,000 181
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 2799 - 2024-03-31 25,005 $311,000 -338
   MULTIFINANCIAL SECURITIES CORP 1925 *New 2024-03-31 24,385 $303,000 24,385
   Integrated Wealth Concepts LLC 1301 - 2024-03-31 24,231 $301,000 -1,370
   DAVIDSON D A & CO 1175 - 2024-03-31 23,845 $297,000 400
   COMMONWEALTH EQUITY SERVICES LLC. 3271 - 2024-03-31 23,230 $289,000 -4,674
   MML INVESTORS SERVICES LLC 2303 - 2024-03-31 17,405 $217,000 0
   Fortitude Advisory Group L.L.C. 189 - 2024-03-31 16,830 $209,000 0
   HPM Partners LLC 2088 *New 2024-03-31 16,632 $207,000 16,632
   Sigma Planning Corp 1112 - 2024-03-31 16,572 $206,000 16,572
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 616 *New 2024-03-31 16,089 $200,000 16,089
   Koshinski Asset Management Inc. 552 - 2024-03-31 14,441 $180,000 14,441
   Walleye Trading Advisors LLC 1763 *New 2024-03-31 14,170 $176,000 14,170
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 2201 - 2024-03-31 13,772 $171,000 -4,335
   Private Advisor Group LLC 2140 - 2024-03-31 13,376 $166,000 707
   BROOKLYN CAPITAL MANAGEMENT LLC 100 - 2024-03-31 12,779 $159,000 0
   VIRTU FINANCIAL LLC 940 *New 2023-12-31 11,681 $144,000 11,681
   FISHER ASSET MANAGEMENT LLC -- Notable Guru -- 952 *New 2024-03-31 11,341 $141,000 11,341
   Advisor OS LLC 379 *New 2024-03-31 10,389 $129,000 10,389
   DEUTSCHE BANK AG 2978 *New 2024-03-31 9,894 $123,000 9,894
   Nelson Van Denburg & Campbell Wealth Management Gr 924 *New 2024-03-31 8,832 $110,000 8,832
   CAROLINAS WEALTH CONSULTING LLC 272 - 2024-03-31 7,264 $93,000 0
   Spire Wealth Management 1015 - 2024-03-31 7,248 $90,000 0
   US BANCORP 2626 - 2024-03-31 4,410 $55,000 0
   J P MORGAN CHASE & CO 4715 - 2024-03-31 3,897 $48,000 -10,785
   FNY Investment Advisers LLC 285 - 2024-03-31 3,000 $37,000 3,000
   Sound Income Strategies LLC 560 - 2024-03-31 1,905 $24,000 0
   GENWORTH FINANCIAL WEALTH MANAGEMENT INC 1311 *New 2024-03-31 1,406 $17,000 1,406
   WOLFF WIESE MAGANA LLC 250 - 2024-03-31 1,200 $15,000 0
   WELLS FARGO & CO/MN 5116 - 2024-03-31 984 $12,000 446
   ICA Group Wealth Management LLC 886 - 2024-03-31 818 $10,000 0
   TD CAPITAL MANAGEMENT LLC 291 *New 2024-03-31 747 $9,000 747
   Steward Partners Investment Advisory LLC 2874 - 2024-03-31 659 $8,000 0
   ORG Partners LLC 310 *New 2024-03-31 568 $7,000 568
   CAMBRIDGE TRUST CO 606 *New 2023-12-31 570 $7,000 570
   Glass Jacobson Investment Advisors llc 604 - 2024-03-31 445 $6,000 0
   DELTA ASSET MANAGEMENT LLC/TN 493 - 2024-03-31 468 $6,000 0
   Geneos Wealth Management Inc. 1704 - 2024-03-31 381 $5,000 0
   BAYSTATE WEALTH MANAGEMENT LLC 887 *New 2023-12-31 444 $5,000 444
   HANSON MCCLAIN, INC. 2388 - 2024-03-31 422 $5,000 55
   BENJAMIN F. EDWARDS & COMPANY INC. 1890 - 2024-03-31 343 $4,000 -88,644
   Sunbelt Securities Inc. 1405 - 2024-03-31 345 $4,000 0
   TOWER RESEARCH CAPITAL LLC 5040 *New 2024-03-31 133 $2,000 133
   Atlantic Trust Group LLC 2744 *New 2024-03-31 131 $2,000 131
   PNC FINANCIAL SERVICES GROUP INC 4266 - 2024-03-31 64 $1,000 0
   Johnson Midwest Financial LLC 344 - 2023-09-30 113 $1,000 0
   CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 107 *Closed 2024-03-31 0 $0 -65,350
   VitalStone Financial LLC 514 *Closed 2024-03-31 0 $0 -1
   BDO Wealth Advisors LLC 968 *Closed 2023-06-30 0 $0 -834
   CLOUGH CAPITAL PARTNERS L P 124 *Closed 2024-03-31 0 $0 -251,150
   Focused Wealth Management Inc 550 *Closed 2024-03-31 0 $0 -353
   PROEQUITIES INC. 5764 - 2024-03-31 0 $0 0
   Advisor Resource Council 288 *Closed 2024-03-31 0 $0 -10,712
   ADVISORY SERVICES NETWORK, LLC 3123 *Closed 2024-03-31 0 $0 -5,642
   CITIGROUP INC 4615 - 2024-03-31 2 $0 0
   Quantedge Capital Pte Ltd 138 *Closed 2024-03-31 0 $0 -24,738
   KAYNE ANDERSON CAPITAL ADVISORS LP 92 *Closed 2024-03-31 0 $0 -32,100
   Cetera Investment Advisers 2134 *Closed 2024-03-31 0 $0 -17,970
   THOMAS J. HERZFELD ADVISORS, INC. 164 *Closed 2024-03-31 0 $0 -1,587

  83 Records found
  1    
  Page 1 of 1
Free Registration Required For Full Results