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Get Institutions for : 
Nuveen Variable Rate Preferred & Income Fund (NPFD)  
$17.45 0.38 (2.13%) as of 4:30 Thu 5/23


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 41    7
Total shares held : 
7,518,065  
% of shares held : 
83.53%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  16  
Amount of shares held : 
801,247  
% of shares held change : 
  8.9%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$15.54  
Last Quarter's Ending Price : 
$16.25  
Last Quarter's Average Price
$15.61  
Change from last quarter's     
avg. price to the last closing  : 
1.84 (11.79%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 210,736
 2.8%
 
Increased Positions :
16
 1,432,954
 19.06%
 
Unchanged Positions :
6
 275,116
 3.66%
 
Decreased Positions :
7
-248,444
-3.3%
 
Closed Positions :
5
-593,999
-7.9%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   MORGAN STANLEY 1794 - 2024-03-31 2,672,180 $47,859,000 38,045
   SABA CAPITAL MANAGEMENT, L.P. 45 - 2024-03-31 1,399,537 $25,066,000 271,193
   SIT INVESTMENT ASSOCIATES INC 57 - 2024-03-31 1,206,484 $21,608,000 219,474
   UBS Group AG 1911 - 2024-03-31 373,459 $6,689,000 -18,240
   RIVERNORTH CAPITAL MANAGEMENT, INC. 73 - 2024-03-31 351,202 $6,290,000 -154,204
   INVESCO LTD 2047 - 2024-03-31 338,579 $6,064,000 34,862
   Pathstone Holdings LLC 488 - 2024-03-31 296,344 $5,311,000 46,345
   ENVESTNET ASSET MANAGEMENT INC 2181 - 2024-03-31 205,036 $3,672,000 192,987
   KARPUS MANAGEMENT INC 132 - 2024-03-31 198,196 $3,550,000 -401
   ROYAL BANK OF CANADA 2184 - 2024-03-31 184,520 $3,305,000 6,048
   THOMAS J. HERZFELD ADVISORS, INC. 26 - 2024-03-31 162,387 $2,908,000 135,750
   WELLS FARGO & CO/MN 2320 - 2024-03-31 160,493 $2,874,000 -10,571
   STIFEL FINANCIAL CORP 1529 - 2024-03-31 145,897 $2,613,000 3,885
   Deschutes Portfolio Strategy LLC 51 - 2024-03-31 72,395 $1,297,000 -10,695
   ADVISOR PARTNERS II LLC 402 *New 2023-09-30 80,690 $1,264,000 80,690
   BERSON & CORRADO INVESTMENT ADVISORS, LLC 60 - 2024-03-31 63,318 $1,134,000 -3,812
   FIRST TRUST ADVISORS LP 1956 - 2024-03-31 61,957 $1,110,000 21,412
   Seed Wealth Management Inc. 28 - 2024-03-31 59,600 $1,058,000 -5,000
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 288 - 2024-03-31 56,792 $1,017,000 -29,246
   RSM US WEALTH MANAGEMENT LLC 301 *New 2024-03-31 48,748 $873,000 48,748
   HIGHTOWER ADVISORS, LLC 2226 - 2024-03-31 28,351 $514,000 5,422
   Marathon Trading Investment Management LLC 81 - 2024-03-31 24,000 $430,000 0
   BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 136 - 2024-03-31 19,829 $355,000 19,229
   JONES ROAD CAPITAL MANAGEMENT L.P. 19 - 2024-03-31 19,223 $344,000 14
   WEDBUSH MORGAN SECURITIES INC 848 - 2024-03-31 17,773 $318,000 -7,589
   BANK OF AMERICA CORP /DE/ 4695 - 2024-03-31 16,104 $288,000 15,104
   Catalina Capital Group LLC 200 - 2024-03-31 14,598 $261,000 0
   OPPENHEIMER & CO INC 1270 *New 2024-03-31 13,350 $239,000 13,350
   FINANCIAL NETWORK 2482 *New 2024-03-31 12,848 $230,000 12,848
   CARNEGIE CAPITAL ASSET MANAGEMENT, LLC 468 - 2024-03-31 12,000 $215,000 0
   WALLED LAKE PLANNING & WEALTH MANAGEMENT LLC 104 - 2024-03-31 11,767 $211,000 0
   Lido Advisors LLC 1104 - 2024-03-31 11,608 $209,000 0
   WILEY BROS.-AINTREE CAPITAL LLC 457 - 2024-03-31 11,118 $199,000 -3,000
   Claybrook Capital LLC 130 - 2023-09-30 11,608 $182,000 0
   Steward Partners Investment Advisory LLC 1793 - 2024-03-31 5,308 $95,000 2,000
   BDO Wealth Advisors LLC 403 - 2023-06-30 4,002 $62,000 166
   COMERICA BANK 2711 - 2024-03-31 3,184 $57,000 333
   HAZLETT BURT & WATSON INC. 419 - 2024-03-31 1,208 $22,000 15
   BESSEMER GROUP INC 1499 - 2024-03-31 717 $13,000 173
   Colonial Trust Co / SC 729 - 2024-03-31 750 $13,000 0
   FNY Investment Advisers LLC 407 - 2024-03-31 700 $12,000 700
   Advisor Group Holdings Inc. 5541 - 2024-03-31 664 $12,000 386
   GENWORTH FINANCIAL WEALTH MANAGEMENT INC 1630 *New 2024-03-31 44 $1,000 44
   J P MORGAN CHASE & CO 5412 *Closed 2024-03-31 0 $0 -676
   Walleye Trading Advisors LLC 2551 *Closed 2024-03-31 0 $0 -15,793
   AMERICAN NATIONAL BANK 528 *Closed 2024-03-31 0 $0 -84
   NOMURA HOLDINGS INC 1107 *Closed 2024-03-31 0 $0 -18,426
   WEISS CAPITAL LLC 386 *Closed 2024-03-31 0 $0 -12,792
   PROEQUITIES INC. 10115 - 2024-03-31 0 $0 0
   WOLVERINE ASSET MANAGEMENT LLC 1073 *Closed 2024-03-31 0 $0 -48,233

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