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Get Institutions for : 
Principal Spectrum Preferred Securities Active Etf (PREF)  
$ 0.00 (0.00%) as of 4:30 Fri 2/14


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 86    8
Total shares held : 
 35,318,830  
% of shares held : 
 93.01%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   29  
Amount of shares held : 
 6,342,328  
% of shares held change : 
   16.7%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 N/A  
Last Quarter's Ending Price : 
 N/A  
Last Quarter's Average Price : 
 N/A  
Change from last quarter's     
avg. price to the last closing  : 
(%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
12
 3,007,521
 8.52%
 
Increased Positions :
40
 4,759,828
 13.48%
 
Unchanged Positions :
15
 1,314,838
 3.72%
 
Decreased Positions :
19
-1,201,191
-3.4%
 
Closed Positions :
4
-223,830
-0.63%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   BANK OF AMERICA CORP /DE/ 805 - 2024-03-31 6,976,096 $126,616,000 1,042,126
   UBS Group AG 440 - 2024-03-31 6,326,014 $114,817,000 -530,941
   WELLS FARGO & CO/MN 525 - 2024-03-31 4,676,186 $84,873,000 212,988
   MORGAN STANLEY 1368 - 2024-03-31 4,261,334 $77,343,000 651,349
   ROYAL BANK OF CANADA 1000 - 2024-03-31 1,417,713 $25,731,000 2,870
   Pallas Capital Advisors LLC 8 - 2024-03-31 1,371,031 $24,884,000 150,350
   WEALTH ENHANCEMENT ADVISORY SERVICES LLC 304 - 2024-03-31 1,182,930 $21,470,000 275,035
   LPL FINANCIAL CORP 988 - 2024-03-31 980,959 $17,804,000 141,110
   RAYMOND JAMES & ASSOCIATES 859 - 2024-03-31 912,464 $16,561,000 131,845
   Cornerstone Wealth Group LLC 18 - 2024-03-31 694,902 $12,612,000 23,083
   BENJAMIN F. EDWARDS & COMPANY INC. 126 - 2024-03-31 633,350 $11,495,000 54,269
   Tyche Wealth Partners LLC 8 - 2024-03-31 541,222 $9,823,000 -6,834
   ENVESTNET ASSET MANAGEMENT INC 1579 - 2024-03-31 501,069 $9,094,000 47,975
   PRINCIPAL SECURITIES INC. 93 - 2024-03-31 375,927 $6,823,000 59,726
   COMMONWEALTH EQUITY SERVICES LLC. 1057 - 2024-03-31 327,404 $5,942,000 7,181
   Baird Financial Group Inc. 625 - 2024-03-31 318,982 $5,790,000 -44,252
   BB&T CORP 847 - 2024-03-31 297,841 $5,406,000 157,019
   ROGCO LP 12 - 2024-03-31 290,914 $5,280,000 5,019
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1104 - 2024-03-31 288,354 $5,234,000 -91,310
   Berger Financial Group Inc 69 - 2024-03-31 273,144 $4,958,000 -1,114,214
   MARINER WEALTH ADVISORS, LLC 821 - 2024-03-31 213,748 $3,880,000 21,102
   CLS INVESTMENT FIRM LLC 309 - 2022-12-31 184,021 $3,149,000 4,007
   MainStreet Investment Advisors LLC 66 - 2024-03-31 173,507 $3,149,000 0
   PSI Advisors LLC 23 - 2024-03-31 170,406 $3,093,000 21,779
   Orion Portfolio Solutions LLC 461 - 2024-03-31 169,582 $3,078,000 -59,660
   Willis Johnson & Associates Inc. 46 - 2024-03-31 146,673 $2,662,000 -3,895
   MEADOW CREEK WEALTH ADVISORS LLC 11 - 2024-03-31 139,222 $2,527,000 -290
   INVESTMENT PARTNERS LTD /OH/ /ADV 29 - 2024-03-31 131,264 $2,382,000 3,793
   HPM Partners LLC 902 - 2024-03-31 129,386 $2,348,000 -35,807
   STIFEL FINANCIAL CORP 1662 - 2024-03-31 118,625 $2,153,000 -21,103
   DEARBORN PARTNERS LLC 84 - 2024-03-31 115,724 $2,100,000 13,528
   FLYNN ZITO CAPITAL MANAGEMENT LLC 22 - 2024-03-31 106,452 $1,932,000 11,182
   J.W. COLE ADVISORS INC. 213 - 2024-03-31 106,058 $1,925,000 29,711
   MASSMUTUAL TRUST CO FSB/ADV 194 - 2024-03-31 103,037 $1,870,000 -78,085
   Goss Wealth Management LLC 758 - 2024-03-31 91,240 $1,656,000 12,268
   PRINCIPAL FINANCIAL GROUP INC 1801 - 2024-03-31 83,439 $1,647,000 5,809
   Rockefeller Capital Management L.P. 1085 - 2024-03-31 89,791 $1,630,000 -8,560
   BENJAMIN EDWARDS INC 89 - 2024-03-31 84,886 $1,541,000 -1,901
   Gilliland Jeter Wealth Management LLC 48 - 2024-03-31 82,412 $1,496,000 -3,512
   Private Advisor Group LLC 966 - 2024-03-31 81,299 $1,476,000 -7,418
   COMERICA BANK 1436 - 2024-03-31 66,963 $1,215,000 34,921
   UMB BANK N A/MO 306 - 2024-03-31 63,944 $1,161,000 -8,041
   Delta Investment Management LLC 63 - 2024-03-31 59,571 $1,081,000 -1,840
   Activest Wealth Management 22 - 2024-03-31 55,027 $999,000 -66,726
   Argent Trust Co 317 - 2024-03-31 51,115 $928,000 3,309
   First Citizens Financial Corp 46 - 2023-12-31 49,509 $867,000 11,570
   SAGE RHINO CAPITAL LLC 94 - 2024-03-31 46,967 $852,000 2,371
   FourThought Financial Partners LLC 159 - 2024-03-31 42,478 $771,000 592
   RAYMOND JAMES TRUST CO 569 - 2024-03-31 39,666 $720,000 0
   Laidlaw Wealth Management LLC 82 - 2024-03-31 36,464 $662,000 6,500
   Global Retirement Partners LLC 461 - 2024-03-31 36,002 $653,000 3,805
   PINNACLE FINANCIAL PARTNERS INC 305 - 2024-03-31 34,935 $634,000 -3,817
   Kestra Advisory Services LLC 1530 - 2024-03-31 33,527 $609,000 12,042
   PITCAIRN CO 385 - 2024-03-31 32,386 $588,000 0
   SIGNATURE SECURITIES GROUP CORPORATION 119 - 2024-03-31 29,441 $534,000 7,829
   Belpointe Asset Management LLC 438 - 2024-03-31 27,096 $492,000 -3,160
   Mechanics Financial Corp 81 - 2024-03-31 25,588 $464,000 1,248
   BANK OF NEW YORK MELLON CORP 3493 - 2024-03-31 25,443 $462,000 3,297
   Advisor Group Holdings Inc. 3057 - 2024-03-31 23,112 $419,000 -11,950
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 2415 - 2024-03-31 23,103 $419,000 2,279
   Capital Investment Advisory Services LLC 341 - 2024-03-31 22,358 $406,000 4,470
   Smartleaf Asset Management LLC 214 - 2024-03-31 22,025 $385,000 3,468
   Jacobi Capital Management LLC 352 - 2024-03-31 20,441 $371,000 1,816
   XML Financial LLC 257 - 2024-03-31 19,873 $361,000 234
   Farther Finance Advisors LLC 567 - 2024-03-31 15,828 $286,000 15,450
   Greytown Advisors Inc. 63 - 2024-03-31 15,022 $273,000 0
   Coastal Investment Advisors Inc. 341 - 2024-03-31 14,743 $268,000 -6,080
   W.G. SHAHEEN & ASSOCIATES DBA WHITNEY & CO 113 - 2024-03-31 14,300 $260,000 -300
   Concurrent Investment Advisors LLC 756 - 2024-03-31 12,330 $224,000 11
   NOTTINGHAM ADVISORS INC 130 - 2024-03-31 10,770 $195,000 -110,795
   Emerald Investment Partners LLC 275 *New 2024-03-31 10,231 $186,000 10,231
   Fidelis Capital Partners LLC 357 - 2024-03-31 10,000 $182,000 0
   CWM LLC 1558 - 2024-03-31 9,681 $176,000 -143
   Community Bank N.A. 226 - 2024-03-31 8,000 $145,000 -110,000
   PRIVATE TRUST CO NA 764 - 2024-03-31 7,508 $136,000 0
   Pinnacle Bank 394 *New 2024-03-31 2,815 $51,000 2,815
   Private Ocean LLC 250 *New 2024-03-31 2,475 $45,000 2,475
   IAG Wealth Partners LLC 230 - 2024-03-31 1,239 $22,000 0
   PNC FINANCIAL SERVICES GROUP INC 3445 - 2024-03-31 1,065 $19,000 0
   Penserra Capital Management LLC 998 *New 2024-03-31 427 $7,000 427
   Steward Partners Investment Advisory LLC 3283 - 2024-03-31 100 $2,000 -20,652
   FMR LLC 4915 *Closed 2024-03-31 0 $0 -1
   SCBT FINANCIAL CORP 671 *Closed 2024-03-31 0 $0 -4,259
   MOTCO 659 *Closed 2024-03-31 0 $0 -1,458
   First Financial Bankshares Inc 196 *Closed 2024-03-31 0 $0 -16,060
   PROEQUITIES INC. 6107 - 2024-03-31 0 $0 0
   Advisor Resource Council 295 *Closed 2024-03-31 0 $0 -26,228
   Sunesis Advisors LLC 64 *Closed 2024-03-31 0 $0 -21,043
   CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 179 *Closed 2024-03-31 0 $0 -72,797
   JOHNSON FINANCIAL GROUP, INC. 979 *Closed 2024-03-31 0 $0 -2,460
   CULLEN FROST BANKERS INC 1052 *Closed 2024-03-31 0 $0 -732
   Financial Gravity Wealth Inc. 1607 *New 2024-03-31 21 $0 21
   True Vision MN LLC 101 *Closed 2024-03-31 0 $0 -27,377
  93 Records found
  1    
  Page 1 of 1
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