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Get Institutions for : 
TCW Strategic Income Fund Inc (TSI)  
$4.61 0.02 (0.43%) as of 4:30 Mon 6/3


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 70    0
Total shares held : 
16,573,001  
% of shares held : 
34.81%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  -9  
Amount of shares held : 
734,672  
% of shares held change : 
  1.54%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$4.57  
Last Quarter's Ending Price : 
$4.59  
Last Quarter's Average Price
$4.64  
Change from last quarter's     
avg. price to the last closing  : 
0.03 (0.65%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
9
 163,400
 0.99%
 
Increased Positions :
14
 1,355,684
 8.18%
 
Unchanged Positions :
24
 770,629
 4.65%
 
Decreased Positions :
23
-249,317
-1.5%
 
Closed Positions :
9
-535,095
-3.23%
 
Guru Positions :
0
 0%
 
View holdings for period: 
3-31-2022 View holdings for period: 
6-30-2022 View holdings for period: 
9-30-2022 View holdings for period: 
12-31-2022 View holdings for period: 
3-31-2023 View holdings for period: 
6-30-2023 View holdings for period: 
09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   SIT INVESTMENT ASSOCIATES INC 26 - 2024-03-31 7,467,312 $35,918,000 754,802
   1607 CAPITAL PARTNERS, LLC 59 - 2024-03-31 1,276,719 $6,141,000 -864,150
   Northside Capital Management LLC 14 - 2024-03-31 1,131,225 $5,441,000 0
   MORGAN STANLEY 3850 - 2024-03-31 1,001,551 $4,817,000 7,560
   RAYMOND JAMES & ASSOCIATES 1614 - 2024-03-31 985,051 $4,738,000 51,954
   Relative Value Partners Group LLC 77 - 2024-03-31 811,922 $3,832,000 34,865
   AMERIPRISE FINANCIAL INC 2458 - 2024-03-31 789,958 $3,800,000 25,655
   SEABRIDGE INVESTMENT ADVISORS LLC 62 - 2024-03-31 464,352 $2,234,000 24,447
   INVESCO LTD 2704 - 2024-03-31 317,452 $1,527,000 317,452
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1813 - 2024-03-31 307,567 $1,479,000 -5,793
   WELLS FARGO & CO/MN 2927 - 2024-03-31 235,115 $1,131,000 -5,857
   COMMONWEALTH EQUITY SERVICES LLC. 2403 - 2024-03-31 162,501 $782,000 -218,529
   KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ 197 - 2024-03-31 147,625 $710,000 7,462
   RIVERBRIDGE PARTNERS LLC 128 - 2024-03-31 141,752 $682,000 3,489
   UBS Group AG 3878 - 2024-03-31 134,483 $647,000 4,998
   EVOKE WEALTH LLC 250 - 2024-03-31 100,000 $487,000 0
   Advisor Group Holdings Inc. 3053 - 2024-03-31 87,661 $422,000 65
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 479 - 2024-03-31 84,215 $405,000 26,222
   INSTITUTE FOR WEALTH MANAGEMENT, LLC. 419 - 2024-03-31 53,139 $256,000 16
   HIGHTOWER ADVISORS, LLC 2757 - 2024-03-31 52,949 $254,000 -1,368
   INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 641 - 2024-03-31 46,382 $221,000 0
   RDA Financial Network 216 - 2024-03-31 43,311 $208,000 -61
   CARY STREET PARTNER INVESTMENT ADVISORY LLC 664 - 2024-03-31 43,294 $208,000 -880
   Hennion & Walsh Asset Management Inc. 797 - 2024-03-31 42,692 $205,000 -5,441
   Sigma Planning Corp 1121 - 2024-03-31 41,951 $202,000 30,090
   TRANSATLANTIQUE PRIVATE WEALTH LLC 203 - 2024-03-31 41,375 $199,000 0
   WHITENER CAPITAL MANAGEMENT INC. 149 - 2024-03-31 39,671 $191,000 1,336
   BANK OF AMERICA CORP /DE/ 4906 - 2024-03-31 39,401 $190,000 -7,945
   Stonebrook Private Inc. 197 - 2024-03-31 36,638 $176,000 -5,064
   Integrated Wealth Concepts LLC 1520 - 2024-03-31 36,588 $176,000 -993
   Cumberland Partners Ltd 185 - 2024-03-31 35,045 $169,000 0
   MML INVESTORS SERVICES LLC 2364 - 2024-03-31 35,072 $169,000 1,133
   NORTH STAR INVESTMENT MANAGEMENT CORP. 458 - 2024-03-31 31,212 $150,000 0
   Sheaff Brock Investment Advisors LLC 467 - 2024-03-31 23,000 $111,000 3,000
   HARTLINE INVESTMENT CORP/ 391 *New 2024-03-31 22,466 $108,000 22,466
   Bay Colony Advisory Group Inc d/b/a Bay Colony Adv 391 *New 2024-03-31 22,466 $108,000 22,466
   LPL FINANCIAL CORP 4583 - 2024-03-31 19,628 $94,000 2,666
   Atria Wealth Solutions Inc. 1879 - 2024-03-31 18,010 $88,000 -1,441
   JANE STREET GROUP LLC 4969 - 2024-03-31 18,155 $87,000 -24,271
   WHITTIER TRUST CO 830 - 2024-03-31 16,910 $81,000 0
   LITMAN GREGORY ASSET MANAGEMENT LLC 131 - 2024-03-31 16,200 $78,000 0
   LINCOLN NATIONAL CORP 1162 *New 2024-03-31 15,763 $76,000 15,763
   PROVISE MANAGEMENT GROUP LLC 296 - 2024-03-31 15,401 $74,000 0
   PNC FINANCIAL SERVICES GROUP INC 2798 - 2024-03-31 14,705 $71,000 1,587
   HARBOUR INVESTMENTS INC. 1337 - 2023-12-31 14,008 $64,000 181
   REGAL INVESTMENT ADVISORS, LLC 566 - 2024-03-31 13,350 $64,000 0
   STIFEL FINANCIAL CORP 3224 - 2024-03-31 13,112 $63,000 2,092
   BARTLETT & CO. LLC 665 - 2023-12-31 12,000 $58,000 0
   BARTLETT & CO. WEALTH MANAGEMENT LLC 642 - 2024-03-31 12,000 $58,000 0
   Streettalk Advisors LLC 430 - 2024-03-31 11,690 $56,000 37
   DRW SECURITIES, LLC 254 *New 2024-03-31 10,600 $51,000 10,600
   Cetera Investment Advisers 3518 *New 2024-03-31 10,442 $50,000 10,442
   FREESTONE CAPITAL HOLDINGS, LLC 435 - 2024-03-31 10,000 $48,000 0
   NBC SECURITIES INC. 1194 - 2024-03-31 8,419 $41,000 -926
   COMERICA BANK 2906 *New 2024-03-31 6,000 $29,000 6,000
   BAYSTATE WEALTH MANAGEMENT LLC 524 *New 2023-12-31 5,000 $23,000 5,000
   ROYAL BANK OF CANADA 5315 - 2024-03-31 3,847 $19,000 -2,000
   NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2420 - 2024-03-31 3,474 $17,000 76
   Steward Partners Investment Advisory LLC 2612 - 2024-03-31 3,249 $16,000 -257
   Clear Point Advisors Inc. 304 - 2024-03-31 2,944 $14,000 1,005
   THOMAS J. HERZFELD ADVISORS, INC. 125 - 2024-03-31 2,000 $10,000 0
   McIlrath & Eck LLC 711 - 2024-03-31 965 $5,000 0
   WFA of San Diego LLC 333 - 2023-09-30 750 $3,000 0
   Strategic Investment Solutions Inc. /IL 544 - 2023-12-31 580 $3,000 -35,393
   MCMILLION CAPITAL MANAGEMENT INC 178 *New 2023-06-30 334 $2,000 334
   IFP Advisors Inc 2684 - 2023-12-31 500 $2,000 0
   FIRST MANHATTAN CO 1287 - 2024-03-31 360 $2,000 0
   Castleview Partners LLC 749 - 2024-03-31 444 $2,000 6
   Forum Financial Management LP 740 *Closed 2024-03-31 0 $0 -10,000
   MB Generational Wealth LLC 62 *Closed 2024-03-31 0 $0 -16,916
   Focused Wealth Management Inc 286 *Closed 2024-03-31 0 $0 -7,143
   Carnick & Kubik Group LLC 223 *Closed 2024-03-31 0 $0 -72,848
   NOMURA HOLDINGS INC 1076 *Closed 2024-03-31 0 $0 -23,598
   J P MORGAN CHASE & CO 5949 - 2024-03-31 1 $0 0
   GOLDMAN SACHS GROUP INC/ 4798 *Closed 2024-03-31 0 $0 -25,800
   PROEQUITIES INC. 8025 - 2024-03-31 0 $0 0
   US BANCORP 3980 *Closed 2024-03-31 0 $0 -450
   Concurrent Investment Advisors LLC 925 *Closed 2024-03-31 0 $0 -18,068
   HRT FINANCIAL LLC 3020 *Closed 2024-03-31 0 $0 -25,118
   MERRIMAN WEALTH MANAGEMENT, LLC 203 *Closed 2024-03-31 0 $0 -10,075
   ELEQUIN CAPITAL LP 394 *Closed 2024-03-31 0 $0 -14,898

  81 Records found
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