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Get Institutions for : 
Advanced Battery Technologies Inc (ABAT) $3.46 0.15 (4.16%) as of 4:30 Mon 2/8 Download
     
Institutional Holders
Viewing Quarter :
  
Total Institutions: 81    9
Total shares held : 
19,636,856  
% of shares held : 
35.95%  
Changes In:
New/increased positions vs   
old/decreased positions : 
  13  
Amount of shares held : 
1,069,349  
% of shares held change : 
  1.96%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price
$4.01  
Last Quarter's Ending Price : 
$4.34  
Last Quarter's Average Price
$4.12  
Change from last quarter's     
avg. price to the last closing  : 
0.66 (16.09%)  





 

 

 
All Securities Held :
Positions
     Shares
% Of
Total Shares
 
New Positions :
23
 3,043,349
 15.5%
 
Increased Positions :
28
 1,689,404
 8.6%
 
Unchanged Positions :
6
 2,042,738
 10.4%
 
Decreased Positions :
24
-2,049,075
-10.43%
 
Closed Positions :
14
-1,614,329
-8.22%
 
Guru Positions :
0
0
 0%
 
View holdings for period: 
12-31-2007 View holdings for period: 
3-31-2008 View holdings for period: 
6-30-2008 View holdings for period: 
9-30-2008 View holdings for period: 
12-31-2008 View holdings for period: 
3-31-2009 View holdings for period: 
6-30-2009 View holdings for the current period  

  Page 1 of 1  
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            Institution Name
Portfolio
Position
New/Closed
Position

Filing Date

Total Shares

Total Value

Change in Shares

File
   INVESCO LTD 820 - 2009-09-30 3,946,583 $17,128,000 -523,647
   SAM SUSTAINABLE ASSET MANAGEMENT LTD. - 2009-12-31 2,300,000 $9,269,000 300,000
   BARCLAYS GLOBAL INVESTORS UK HOLDINGS LTD 2598 - 2009-09-30 1,950,960 $8,466,000 282,606
   HUDSON BAY CAPITAL MANAGEMENT LP 7 *New 2009-09-30 1,812,689 $7,867,000 1,812,689
   SHELL ASSET MANAGEMENT CO - 2009-12-31 1,931,100 $7,724,000 0
   HARTFORD INVESTMENT MANAGEMENT CO 247 - 2009-09-30 1,031,819 $4,478,000 325,600
   STATE STREET CORP 2470 - 2009-09-30 872,001 $3,784,000 185,280
   VANGUARD GROUP INC 2697 - 2009-09-30 655,887 $2,846,000 95,841
   NORTHERN TRUST CORP 2533 - 2009-09-30 604,405 $2,623,000 48,913
   PIEDMONT INVESTMENT ADVISORS LLC 144 *New 2009-09-30 357,900 $1,553,000 357,900
   PUTNAM INVESTMENT MANAGEMENT LLC 1072 - 2009-09-30 345,995 $1,502,000 -52,368
   UBS AG 1679 - 2009-09-30 320,959 $1,392,000 162,355
   TIAA CREF INVESTMENT MANAGEMENT LLC 2407 - 2009-09-30 276,867 $1,202,000 -1,088
   COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS R - 2009-12-31 272,850 $1,091,000 139,900
   BANK OF NEW YORK MELLON CORP - 2009-12-31 262,264 $1,049,000 103,453
   TURNER INVESTMENT PARTNERS INC - 2009-12-31 257,920 $1,031,000 0
   AMERICAN CENTURY COMPANIES INC 1402 - 2009-09-30 191,588 $831,000 -721,224
   D E SHAW & CO INC 1342 - 2009-09-30 191,181 $830,000 155,139
   CITIGROUP INC 1490 - 2009-09-30 139,889 $608,000 -12,536
   BLACKROCK INVESTMENT MANAGEMENT LLC 2417 - 2009-09-30 130,732 $568,000 27,789
   MILLENNIUM MANAGEMENT LLC 1447 *New 2009-09-30 126,817 $550,000 126,817
   CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2248 - 2009-09-30 114,210 $496,000 12,900
   DEUTSCHE BANK AG 2630 - 2009-09-30 106,591 $461,000 61,157
   BALYASNY ASSET MANAGEMENT LLC 417 *New 2009-09-30 100,000 $434,000 100,000
   GEODE CAPITAL MANAGEMENT LLC 2434 - 2009-09-30 97,448 $423,000 31,856
   AXA 2703 - 2009-09-30 95,149 $412,000 -20,951
   STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMEN - 2009-12-31 99,670 $399,000 9,000
   FIRST NEW YORK SECURITIES LLC /NY 138 *New 2009-09-30 76,008 $330,000 76,008
   LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH I 1307 - 2009-09-30 73,289 $318,000 -77,285
   PARADIGM ASSET MANAGEMENT CO LLC/NY 359 - 2009-09-30 71,150 $309,000 1,200
   TORONTO DOMINION BANK 226 *New 2009-09-30 69,700 $302,000 69,700
   PEAK6 INVESTMENTS LP 830 - 2009-09-30 63,154 $274,000 38,989
   RHUMBLINE ADVISERS - 2009-12-31 66,984 $268,000 3,300
   STAFFORD ASSET MANAGEMENT LLC 92 - 2009-09-30 57,985 $252,000 -27,290
   PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO - 2009-12-31 58,903 $236,000 -250
   CITADEL L P 1488 - 2009-09-30 49,372 $215,000 9,882
   FIRST TRUST ADVISORS LP 1086 - 2009-09-30 48,899 $212,000 -3,068
   METROPOLITAN LIFE INSURANCE CO/NY 2070 - 2009-09-30 46,814 $203,000 0
   MFC GLOBAL INVESTMENT MANAGEMENT USA LTD 2211 - 2009-09-30 45,698 $198,000 3,621
   WEISS MULTI-STRATEGY ADVISERS LLC 738 *New 2009-09-30 42,250 $183,000 42,250
   AMERICAN INTERNATIONAL GROUP INC 2339 - 2009-09-30 41,838 $182,000 2,747
   TEACHERS ADVISORS INC 2456 - 2009-09-30 41,945 $182,000 1,410
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 1972 - 2009-09-30 40,066 $174,000 -21,835
   MORGAN STANLEY 4123 - 2009-09-30 38,178 $165,000 -51,162
   GOLDMAN SACHS GROUP INC/ 3630 - 2009-09-30 37,868 $164,000 -210,134
   BLACK RIVER ASSET MANAGEMENT LLC 134 - 2009-09-30 37,200 $161,000 18,600
   NATIONWIDE FUND ADVISORS - 2009-12-31 39,200 $157,000 4,200
   MANAGED ACCOUNT ADVISORS LLC 1476 *New 2009-09-30 35,303 $153,000 35,303
   TWO SIGMA INVESTMENTS LLC 1428 - 2009-09-30 35,100 $152,000 23,100
   BARCLAYS PLC 2311 - 2009-09-30 29,302 $127,000 -4,382
   GLOBALBRIDGE INC - 2009-12-31 31,514 $126,000 -2,358
   TELEOS MANAGEMENT LLC 14 *New 2009-09-30 26,000 $113,000 26,000
   BNP PARIBAS ARBITRAGE SA 2054 *New 2009-09-30 20,023 $87,000 20,023
   HARRIS FINANCIAL CORP - 2009-12-31 21,000 $84,000 0
   ING GROEP NV 2286 - 2009-09-30 17,790 $77,000 3,190
   ING INVESTMENT MANAGEMENT CO 2558 - 2009-09-30 17,790 $77,000 3,190
   BRIDGEWAY CAPITAL MANAGEMENT INC 933 - 2009-09-30 15,000 $65,000 -229,200
   PRICE T ROWE ASSOCIATES INC /MD/ 2153 *New 2009-09-30 14,000 $61,000 14,000
   PROSHARE ADVISORS LLC 1737 - 2009-09-30 13,694 $59,000 -5,271
   JEFFERIES GROUP INC /DE/ 736 *New 2009-09-30 12,600 $55,000 12,600
   TECHNICAL FINANCIAL SERVICES LLC 845 *New 2009-09-30 12,500 $54,000 12,500
   DEL MAR ASSET MANAGEMENT, LP 73 *New 2009-09-30 10,852 $47,000 10,852
   ANCORA ADVISORS, LLC 225 *New 2009-09-30 10,000 $43,000 10,000
   LOTSOFF CAPITAL MANAGEMENT - 2009-12-31 10,500 $42,000 0
   RBC DAIN RAUSCHER INC 3290 *New 2009-09-30 8,365 $36,000 8,365
   CREDIT AGRICOLE S A 1373 - 2009-09-30 6,340 $28,000 4,650
   US BANCORP 3200 - 2009-09-30 3,571 $16,000 0
   AMERIPRISE FINANCIAL INC 3355 *New 2009-09-30 3,100 $13,000 3,100
   NEW YORK STATE COMMON RETIREMENT FUND 2003 - 2009-09-30 2,600 $11,000 -100
   PADCO ADVISORS INC /MD NEW/ 2326 - 2009-09-30 2,207 $10,000 920
   RBC PRIVATE COUNSEL (USA) INC. 449 *New 2009-09-30 2,352 $10,000 2,352
   PADCO ADVISORS II INC /MD/ 2443 - 2009-09-30 1,710 $7,000 136
   NORTHERN TRUST CO OF CONNECTICUT 1558 - 2009-09-30 1,100 $5,000 0
   WELLS FARGO & CO/MN 4694 - 2009-09-30 973 $4,000 -39,027
   ALPHAMARK ADVISORS LLC 230 - 2009-09-30 1,000 $4,000 0
   TESSERACT CAPITAL LLC 980 - 2009-09-30 400 $2,000 -749
   PNC FINANCIAL SERVICES GROUP INC - 2009-12-31 500 $2,000 0
   MERRILL LYNCH & CO INC 4158 - 2009-09-30 464 $2,000 -17,036
   AXIOM INTERNATIONAL INVESTORS LLC /DE 96 *New 2009-09-30 98 $0 98
   KNIGHT CAPITAL GROUP, INC. 1201 *Closed 2009-09-30 0 $0 -20,798
   JACOBS LEVY EQUITY MANAGEMENT INC 1087 *Closed 2009-09-30 0 $0 -13,313
   MADISON SQUARE INVESTORS LLC. 1850 *Closed 2009-09-30 0 $0 -4,914
   STRS OHIO - 2009-12-31 0 $0 -111,600
   BLACKROCK INC. 2219 *Closed 2009-09-30 0 $0 -11,679
   PANAGORA ASSET MANAGEMENT INC 2148 *Closed 2009-09-30 0 $0 -114,279
   HIGHBRIDGE CAPITAL MANAGEMENT LLC 1434 *Closed 2009-09-30 0 $0 -81,664
   FIXED INCOME SECURITIES INC 2080 *Closed 2009-09-30 0 $0 -58,597
   DNB ASSET MANAGEMENT US INC 621 *Closed 2009-09-30 0 $0 -354,097
   MENTA CAPITAL LLC 221 *Closed 2009-09-30 0 $0 -10,800
   NORTH POINTE CAPITAL LLC 440 *Closed 2009-09-30 0 $0 -820,400
   CREDIT SUISSE 3073 *Closed 2009-09-30 0 $0 -3,100
   ZEBRA CAPITAL MANAGEMENT LLC 1339 *Closed 2009-09-30 0 $0 -20,699
   OPPENHEIMER FUNDS INC 2767 *Closed 2009-09-30 0 $0 -15,850
   ATIVO CAPITAL MANAGEMENT LLC *Closed 2009-12-31 0 $0 -74,778
   CREDIT SUISSE/ 3206 *Closed 2009-09-30 0 $0 -84,139

  95 Records found
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