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Get Institutions for : 
Apollo Senior Floating Rate Fund Inc. (AFT)  
$14.78 0.14 (0.94%) as of 4:30 Tue 5/14


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 52    2
Total shares held : 
 5,047,506  
% of shares held : 
 32.41%  
Changes In:
New/increased positions vs   
old/decreased positions : 
 0  
Amount of shares held : 
 -1,100,062  
% of shares held change : 
   -7.06%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $13.28  
Last Quarter's Ending Price : 
 $13.25  
Last Quarter's Average Price : 
 $13.13  
Change from last quarter's     
avg. price to the last closing  : 
1.65 (12.57%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
10
 431,436
 8.55%
 
Increased Positions :
14
 246,840
 4.89%
 
Unchanged Positions :
12
 756,059
 14.98%
 
Decreased Positions :
16
-908,029
-17.99%
 
Closed Positions :
8
-870,309
-17.24%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
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            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   MORGAN STANLEY 3060 - 2023-12-31 1,025,146 $13,583,000 -435,833
   Pathstone Holdings LLC 325 - 2023-12-31 554,861 $7,352,000 0
   Next Capital Management LLC 13 - 2023-12-31 365,817 $4,847,000 -6,397
   ICON ADVISERS INC/CO 24 *New 2023-12-31 335,674 $4,448,000 335,674
   FIXED INCOME SECURITIES INC 284 - 2023-12-31 324,131 $4,295,000 -76,788
   SIT INVESTMENT ASSOCIATES INC 226 - 2023-12-31 312,540 $4,141,000 127,468
   BANK OF AMERICA CORP /DE/ 3121 - 2023-12-31 262,170 $3,474,000 12,522
   INVESCO LTD 2331 - 2023-12-31 260,405 $3,450,000 -24,009
   Resources Investment Advisors Inc. 256 - 2024-03-31 216,521 $3,085,000 -17,617
   WELLS FARGO & CO/MN 2405 - 2024-03-31 180,461 $2,572,000 8,981
   GUGGENHEIM CAPITAL LLC 755 - 2023-12-31 191,673 $2,540,000 31,660
   LPL FINANCIAL CORP 2324 - 2024-03-31 173,956 $2,479,000 19,091
   ADVISOR PARTNERS II LLC 248 *New 2023-09-30 163,502 $2,197,000 163,502
   STIFEL FINANCIAL CORP 1910 - 2023-12-31 106,068 $1,405,000 8,783
   APOLLO MANAGEMENT HOLDINGS, L.P. 33 - 2023-12-31 105,236 $1,394,000 0
   Garner Asset Management Corp 58 - 2023-12-31 71,520 $985,000 -4,109
   UBS Group AG 3526 - 2023-12-31 65,480 $868,000 13,940
   SHUFRO ROSE & CO LLC 128 - 2024-03-31 52,200 $744,000 800
   ROYAL BANK OF CANADA 3363 - 2023-12-31 53,641 $711,000 -7,600
   Capital Investment Advisors LLC 372 - 2024-03-31 38,572 $550,000 -884
   Advisor Group Holdings Inc. 2956 - 2024-03-31 33,567 $478,000 -14,704
   JANNEY MONTGOMERY SCOTT LLC 2041 - 2024-03-31 32,588 $464,000 14,250
   CNH PARTNERS LLC 286 - 2023-12-31 26,076 $346,000 -28,077
   Walleye Trading Advisors LLC 1268 *New 2023-12-31 21,889 $290,000 21,889
   Hennion & Walsh Asset Management Inc. 807 - 2024-03-31 13,233 $189,000 -20,268
   JONES ROAD CAPITAL MANAGEMENT L.P. 21 - 2023-12-31 14,004 $186,000 1,045
   MELFA WEALTH MANAGEMENT LLC 164 - 2024-03-31 12,399 $177,000 241
   Williams Jones Wealth Management LLC. 489 - 2024-03-31 12,000 $171,000 0
   COMERICA BANK 2316 - 2023-12-31 12,434 $165,000 -883
   ENVESTNET ASSET MANAGEMENT INC 3851 - 2023-12-31 11,938 $158,000 11,938
   WESTCHESTER CAPITAL MANAGEMENT, LLC 189 - 2023-12-31 11,127 $147,000 0
   Wealthcare Advisory Partners LLC 776 - 2024-03-31 10,028 $143,000 -500
   NOMURA HOLDINGS INC 921 *New 2023-12-31 10,650 $141,000 10,650
   BENJAMIN F. EDWARDS & COMPANY INC. 1117 - 2024-03-31 6,300 $90,000 -7,700
   Nelson Van Denburg & Campbell Wealth Management Gr 1014 *New 2024-03-31 6,250 $89,000 6,250
   CAROLINAS WEALTH CONSULTING LLC 253 - 2023-12-31 6,678 $88,000 256
   J P MORGAN CHASE & CO 4526 - 2024-03-31 6,126 $87,000 -10
   LM Advisors LLC 315 - 2023-12-31 4,000 $53,000 0
   Cape Investment Advisory Inc. 364 - 2023-12-31 3,421 $45,000 148
   Steward Partners Investment Advisory LLC 2098 - 2023-12-31 2,848 $38,000 400
   Anchor Investment Management LLC 566 - 2023-12-31 2,700 $36,000 0
   PNC FINANCIAL SERVICES GROUP INC 3235 *New 2024-03-31 2,000 $29,000 2,000
   Atlantic Trust Group LLC 1944 *New 2024-03-31 1,850 $26,000 1,850
   Baldrige Asset Management LLC 228 - 2023-03-31 1,370 $17,000 0
   Qube Research & Technologies Ltd 3108 - 2023-12-31 1,150 $15,000 -15,307
   HANSON MCCLAIN, INC. 1975 - 2024-03-31 900 $13,000 0
   CAMBRIDGE TRUST CO 612 *New 2023-12-31 440 $6,000 440
   Goss Wealth Management LLC 3174 - 2023-12-31 300 $4,000 0
   GENWORTH FINANCIAL WEALTH MANAGEMENT INC 1665 *New 2024-03-31 39 $1,000 39
   ROBINSON CAPITAL MANAGEMENT LLC 181 *Closed 2023-12-31 0 $0 -125
   PRINCIPAL SECURITIES INC. 3191 - 2024-03-31 10 $0 0
   SABA CAPITAL MANAGEMENT, L.P. 439 *Closed 2023-12-31 0 $0 -253,837
   PROEQUITIES INC. 4711 - 2024-03-31 0 $0 0
   ZAZOVE ASSOCIATES LLC 50 *Closed 2024-03-31 0 $0 -14,507
   BDO Wealth Advisors LLC 1000 *Closed 2023-06-30 0 $0 -99
   US BANCORP 3861 *Closed 2024-03-31 0 $0 -1,031
   Addison Advisors LLC 704 *Closed 2024-03-31 0 $0 -102
   Rockbridge Investment Management LCC 926 *Closed 2023-12-31 0 $0 -2
   KELLER GROUP INVESTMENT MANAGEMENT INC /CA/ 456 *Closed 2024-03-31 0 $0 -11,018
   ADVISORY SERVICES NETWORK, LLC 3380 *Closed 2024-03-31 0 $0 -5,753
   LANDSCAPE CAPITAL MANAGEMENT L.L.C. 965 *Closed 2024-03-31 0 $0 -43,861
   AMERICAN NATIONAL BANK 568 *Closed 2024-03-31 0 $0 -36
   CoreCap Advisors LLC 631 *Closed 2023-12-31 0 $0 -12,000
   Logan Stone Capital LLC 184 *Closed 2023-12-31 0 $0 -96,705
   OAKTREE CAPITAL MANAGEMENT LP 77 *Closed 2023-12-31 0 $0 -367,821
  65 Records found
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