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Get Institutions for : 
Capital Southwest Corp (CSWC)  
$26.50 0.30 (1.15%) as of 4:30 Mon 5/20


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 132    17
Total shares held : 
 10,025,854  
% of shares held : 
 53.84%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   42  
Amount of shares held : 
 1,108,355  
% of shares held change : 
   5.95%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $22.34  
Last Quarter's Ending Price : 
 $23.70  
Last Quarter's Average Price : 
 $22.31  
Change from last quarter's     
avg. price to the last closing  : 
4.19 (18.78%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
30
 697,912
 6.96%
 
Increased Positions :
52
 1,518,253
 15.14%
 
Unchanged Positions :
23
 1,002,745
 10%
 
Decreased Positions :
27
-254,627
-2.54%
 
Closed Positions :
13
-853,183
-8.51%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   VAN ECK ASSOCIATES CORP 255 - 2024-03-31 847,225 $21,147,000 115,727
   PUNCH & ASSOCIATES INVESTMENT MANAGEMENT INC 29 - 2024-03-31 669,313 $16,706,000 -112,673
   SANDERS MORRIS HARRIS INC/FA 5 - 2024-03-31 644,206 $16,079,000 644,206
   ASSET MANAGEMENT INVESTORS LLC 20 - 2024-03-31 643,120 $16,052,000 29,983
   Sound Income Strategies LLC 29 - 2024-03-31 549,655 $13,719,000 17,348
   Beacon Pointe Advisors LLC 164 - 2024-03-31 437,389 $10,917,000 31,978
   TWO SIGMA INVESTMENTS LLC 588 - 2024-03-31 398,721 $9,952,000 19,757
   TWO SIGMA ADVISERS, LLC 551 - 2024-03-31 385,800 $9,630,000 34,300
   FIRST MANHATTAN CO 160 - 2024-03-31 373,325 $9,319,000 -3,169
   Melia Wealth LLC 12 - 2024-03-31 372,073 $9,287,000 -310,264
   LEGAL & GENERAL GROUP PLC 1231 - 2024-03-31 329,008 $8,205,000 20,021
   TECTONIC ADVISORS LLC 37 - 2024-03-31 256,698 $6,407,000 14,763
   Hennion & Walsh Asset Management Inc. 61 - 2024-03-31 239,376 $5,975,000 -7,924
   MORGAN STANLEY 3856 - 2024-03-31 192,118 $4,795,000 102,720
   GRACE & WHITE INC /NY 32 - 2024-03-31 176,597 $4,408,000 0
   FIXED INCOME SECURITIES INC 310 - 2024-03-31 171,087 $4,270,000 7,855
   BLACKROCK INC. 3555 - 2024-03-31 158,635 $3,960,000 -32,417
   LPL FINANCIAL CORP 1968 - 2024-03-31 153,500 $3,831,000 8,104
   MCKINLEY CAPITAL MANAGEMENT INC /AK 83 - 2024-03-31 120,451 $3,006,000 -2,097
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1426 - 2024-03-31 117,920 $2,943,000 2,826
   CITADEL ADVISORS LLC 2089 - 2024-03-31 117,745 $2,939,000 35,879
   Golden Green Inc. 8 - 2023-09-30 122,481 $2,805,000 1,317
   FRANKLIN RESOURCES INC 1491 *New 2024-03-31 108,560 $2,710,000 108,560
   AMERIPRISE FINANCIAL INC 2688 - 2024-03-31 100,278 $2,503,000 -58,737
   Total Clarity Wealth Management Inc. 30 - 2024-03-31 97,160 $2,425,000 3,100
   CONFLUENCE INVESTMENT MANAGEMENT LLC 167 - 2024-03-31 95,774 $2,391,000 -621
   SUMITOMO MITSUI TRUST HOLDINGS, INC. 880 - 2024-03-31 94,701 $2,364,000 22,915
   RAYMOND JAMES & ASSOCIATES 2121 - 2024-03-31 83,736 $2,090,000 -20,008
   FJ Capital Management LLC 61 *New 2024-03-31 82,205 $2,052,000 82,205
   Moerus Capital Management LLC 15 - 2024-03-31 82,097 $2,049,000 -13,633
   Argent Trust Co 210 - 2024-03-31 79,124 $1,975,000 10,569
   REDMONT WEALTH ADVISORS LLC 8 - 2024-03-31 78,460 $1,958,000 -1,465
   PUTNAM INVESTMENTS LLC 683 - 2023-12-31 81,291 $1,927,000 21,648
   MILLENNIUM MANAGEMENT LLC 2496 - 2024-03-31 76,666 $1,914,000 -22,165
   HODGES CAPITAL MANAGEMENT INC. 140 - 2024-03-31 72,376 $1,806,000 4,813
   Muzinich & Co. Inc. 18 - 2024-03-31 74,979 $1,777,000 0
   COMMONWEALTH EQUITY SERVICES LLC. 1848 - 2024-03-31 70,201 $1,752,000 24,968
   BENJAMIN F. EDWARDS & COMPANY INC. 385 *New 2024-03-31 67,965 $1,696,000 67,965
   Foundations Investment Advisors LLC 250 - 2024-03-31 65,453 $1,634,000 10,895
   ROYAL BANK OF CANADA 2656 - 2024-03-31 65,138 $1,626,000 -1,330
   Schonfeld Strategic Advisors LLC 905 *New 2024-03-31 63,500 $1,585,000 63,500
   COZAD ASSET MANAGEMENT INC 145 *New 2024-03-31 62,370 $1,557,000 62,370
   JANE STREET GROUP LLC 2585 *New 2024-03-31 60,059 $1,499,000 60,059
   UBS Group AG 3264 - 2024-03-31 56,591 $1,413,000 9,411
   FIRST DALLAS SECURITIES INC. 39 - 2024-03-31 53,448 $1,334,000 3,621
   Jump Financial LLC 655 - 2024-03-31 50,963 $1,272,000 1,263
   NATIONAL ASSET MANAGEMENT, INC. 460 - 2024-03-31 55,254 $1,265,000 923
   BARCLAYS PLC 2195 - 2024-03-31 49,502 $1,236,000 48,859
   MRAZ, AMERINE & ASSOCIATES, INC. 73 - 2024-03-31 47,044 $1,174,000 -2,886
   HRT FINANCIAL LLC 794 - 2024-03-31 45,145 $1,126,000 29,156
   Kestra Advisory Services LLC 1178 - 2024-03-31 43,864 $1,095,000 280
   CALDWELL SUTTER CAPITAL INC. 54 - 2024-03-31 43,228 $1,079,000 0
   Advisor Group Holdings Inc. 2258 - 2024-03-31 42,981 $1,073,000 6,113
   FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 953 - 2023-09-30 45,990 $1,053,000 0
   HARBOR CAPITAL ADVISORS INC. 199 *New 2024-03-31 42,083 $1,050,000 42,083
   WAYNE HUMMER INVESTMENTS L.L.C. 188 *New 2024-03-31 40,150 $1,002,000 40,150
   OPPENHEIMER & CO INC 741 - 2024-03-31 39,899 $996,000 -755
   Cubist Systematic Strategies LLC 1178 *New 2024-03-31 37,647 $940,000 37,647
   WELLS FARGO & CO/MN 3030 - 2024-03-31 37,570 $938,000 -9,799
   Cornerstone Wealth Management LLC 217 - 2024-03-31 36,600 $914,000 3,174
   Trexquant Investment LP 977 *New 2024-03-31 33,855 $845,000 33,855
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1847 - 2024-03-31 33,160 $828,000 4,973
   INVESCO LTD 2986 - 2024-03-31 32,959 $823,000 -347,992
   MULTIFINANCIAL SECURITIES CORP 1351 - 2024-03-31 28,793 $719,000 16,149
   GREAT WEST LIFE ASSURANCE CO /CAN/ 1599 - 2024-03-31 27,606 $689,000 -8,685
   ENVESTNET ASSET MANAGEMENT INC 3270 - 2024-03-31 25,419 $634,000 -6,498
   Virtus ETF Advisers LLC 152 - 2024-03-31 25,319 $632,000 6,081
   Sunbelt Securities Inc. 278 - 2024-03-31 24,389 $609,000 4,958
   All Season Financial Advisors Inc. 56 - 2024-03-31 22,788 $569,000 -5,959
   RAYMOND JAMES TRUST CO 667 - 2024-03-31 22,544 $563,000 5,220
   Apollon Wealth Management LLC 691 - 2024-03-31 20,473 $511,000 44
   CI Private Wealth LLC 1613 - 2024-03-31 20,342 $508,000 -4,637
   Connor Clark & Lunn Investment Management Ltd. 1134 - 2024-03-31 18,546 $463,000 6,264
   Aquatic Capital Management LLC 563 - 2024-03-31 18,500 $462,000 600
   Samalin Investment Counsel LLC 155 - 2024-03-31 18,435 $460,000 1,805
   MONTICELLO WEALTH MANAGEMENT LLC 165 - 2024-03-31 18,272 $456,000 0
   BARD ASSOCIATES INC 125 - 2024-03-31 18,180 $454,000 -330
   SMH CAPITAL ADVISORS INC 10 - 2024-03-31 17,348 $433,000 404
   QUANTBOT TECHNOLOGIES LLC 794 - 2024-03-31 17,090 $427,000 -9,242
   DEARBORN PARTNERS LLC 180 *New 2024-03-31 16,483 $411,000 16,483
   MARINER WEALTH ADVISORS, LLC 2199 - 2024-03-31 16,131 $403,000 310
   PNC FINANCIAL SERVICES GROUP INC 1677 - 2024-03-31 15,972 $399,000 0
   GUGGENHEIM CAPITAL LLC 1558 - 2024-03-31 15,965 $398,000 4,378
   US BANCORP 1676 - 2024-03-31 14,664 $366,000 -164
   SUSQUEHANNA INTERNATIONAL GROUP, LLP 3836 *New 2024-03-31 14,167 $354,000 14,167
   SG AMERICAS SECURITIES LLC 1355 *New 2024-03-31 14,079 $351,000 14,079
   FINANCIAL NETWORK 2196 *New 2024-03-31 13,419 $335,000 13,419
   BANK OF AMERICA CORP /DE/ 4641 - 2024-03-31 12,889 $322,000 6,483
   Private Advisor Group LLC 1822 - 2024-03-31 12,075 $301,000 2,205
   HIGHTOWER ADVISORS, LLC 2634 - 2024-03-31 12,052 $300,000 -20,234
   VIRTU FINANCIAL LLC 604 *New 2023-12-31 12,547 $297,000 12,547
   Core Wealth Partners LLC 92 - 2024-03-31 11,520 $288,000 0
   GEODE CAPITAL MANAGEMENT LLC 3817 - 2024-03-31 11,251 $281,000 0
   H D Vest Advisory Services 1339 - 2024-03-31 11,061 $276,000 1,591
   Squarepoint Ops LLC 1954 - 2024-03-31 10,983 $274,000 -556
   CAMPBELL & CO INVESTMENT ADVISER LLC 947 - 2024-03-31 10,695 $267,000 248
   BROWN ADVISORY HOLDINGS INC 1099 - 2024-03-31 10,700 $267,000 0
   Good Life Advisors LLC 374 - 2024-03-31 10,557 $263,000 -726
   CREATIVE PLANNING 2362 - 2024-03-31 10,245 $256,000 350
   EVERGREEN CAPITAL MANAGEMENT LLC 713 - 2024-03-31 9,866 $246,000 0
  100 Records found
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