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Get Institutions for : 
Capital Southwest Corp (CSWC)  
$25.79 0.39 (1.49%) as of 4:30 Thu 5/2


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Institutional Holders
Viewing Quarter :
  
Total Institutions: 132    17
Total shares held : 
 10,025,854  
% of shares held : 
 53.84%  
Changes In:
New/increased positions vs   
old/decreased positions : 
   42  
Amount of shares held : 
 1,108,355  
% of shares held change : 
   5.95%  
Quarter Price vs. Current Price:
Last Quarter's Starting Price : 
 $22.34  
Last Quarter's Ending Price : 
 $23.70  
Last Quarter's Average Price : 
 $22.31  
Change from last quarter's     
avg. price to the last closing  : 
3.48 (15.6%)  




 
All Securities Held :
Positions
     Shares
% Of
Total Shares
New Positions :
30
 697,912
 6.96%
 
Increased Positions :
52
 1,518,253
 15.14%
 
Unchanged Positions :
23
 1,002,745
 10%
 
Decreased Positions :
27
-254,627
-2.54%
 
Closed Positions :
13
-853,183
-8.51%
 
Guru Positions :
0
 0%
 
View holdings for period: 3-31-2022 View holdings for period: 6-30-2022 View holdings for period: 9-30-2022 View holdings for period: 12-31-2022 View holdings for period: 3-31-2023 View holdings for period: 6-30-2023 View holdings for period: 09-30-2023 View holdings for the current period

  Page 1 of 1  
Free Registration Required For Full Results

            Institution Name		 Portfolio
Position		 New/Closed
Position
Filing Date
Total Shares
Total Value
Change in Shares
File
   PUNCH & ASSOCIATES INVESTMENT MANAGEMENT INC 17 - 2023-12-31 781,986 $18,533,000 8,425
   VAN ECK ASSOCIATES CORP 280 - 2023-12-31 731,498 $17,337,000 70,093
   SANDERS MORRIS HARRIS INC/FA 5 - 2024-03-31 644,206 $16,079,000 644,206
   ASSET MANAGEMENT INVESTORS LLC 20 - 2023-12-31 613,137 $14,531,000 -30,692
   Sound Income Strategies LLC 29 - 2024-03-31 549,655 $13,719,000 17,348
   Beacon Pointe Advisors LLC 170 - 2023-12-31 405,411 $9,608,000 362,981
   Melia Wealth LLC 12 - 2024-03-31 372,073 $9,287,000 -310,264
   INVESCO LTD 1842 - 2023-12-31 380,951 $9,029,000 -58,434
   TWO SIGMA INVESTMENTS LLC 633 - 2023-12-31 378,964 $8,981,000 173,496
   FIRST MANHATTAN CO 156 - 2023-12-31 376,494 $8,923,000 -9,864
   TWO SIGMA ADVISERS, LLC 599 - 2023-12-31 351,500 $8,331,000 181,000
   LEGAL & GENERAL GROUP PLC 1318 - 2023-12-31 308,987 $7,326,000 32,832
   Hennion & Walsh Asset Management Inc. 61 - 2024-03-31 239,376 $5,975,000 -7,924
   TECTONIC ADVISORS LLC 35 - 2023-12-31 241,935 $5,734,000 12,497
   BLACKROCK INC. 3535 - 2023-12-31 191,052 $4,528,000 10,676
   GRACE & WHITE INC /NY 32 - 2024-03-31 176,597 $4,408,000 0
   FIXED INCOME SECURITIES INC 313 - 2023-12-31 163,232 $3,869,000 -31,890
   AMERIPRISE FINANCIAL INC 2475 - 2023-12-31 159,015 $3,770,000 71,264
   LPL FINANCIAL CORP 1936 - 2023-12-31 145,396 $3,446,000 16,290
   HUDSON BAY CAPITAL MANAGEMENT LP 307 *New 2023-12-31 130,741 $3,099,000 130,741
   RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 1426 - 2024-03-31 117,920 $2,943,000 2,826
   MCKINLEY CAPITAL MANAGEMENT INC /AK 80 - 2023-12-31 122,548 $2,904,000 86
   Golden Green Inc. 8 - 2023-09-30 122,481 $2,805,000 1,317
   Total Clarity Wealth Management Inc. 30 - 2024-03-31 97,160 $2,425,000 3,100
   CONFLUENCE INVESTMENT MANAGEMENT LLC 167 - 2024-03-31 95,774 $2,391,000 -621
   SUMITOMO MITSUI TRUST HOLDINGS, INC. 880 - 2024-03-31 94,701 $2,364,000 22,915
   MILLENNIUM MANAGEMENT LLC 2277 - 2023-12-31 98,831 $2,342,000 98,831
   Moerus Capital Management LLC 14 - 2023-12-31 95,730 $2,269,000 -10,540
   MARSHALL WACE LLP 958 *New 2023-12-31 93,744 $2,222,000 93,744
   MORGAN STANLEY 4358 - 2023-12-31 89,398 $2,119,000 1,586
   RAYMOND JAMES & ASSOCIATES 2121 - 2024-03-31 83,736 $2,090,000 -20,008
   REDMONT WEALTH ADVISORS LLC 8 - 2024-03-31 78,460 $1,958,000 -1,465
   CITADEL ADVISORS LLC 2340 - 2023-12-31 81,866 $1,940,000 19,217
   PUTNAM INVESTMENTS LLC 683 - 2023-12-31 81,291 $1,927,000 21,648
   HODGES CAPITAL MANAGEMENT INC. 140 - 2024-03-31 72,376 $1,806,000 4,813
   Muzinich & Co. Inc. 18 - 2023-12-31 74,979 $1,777,000 42,412
   GOLDMAN SACHS GROUP INC/ 3256 *New 2023-12-31 68,682 $1,628,000 68,682
   Argent Trust Co 218 *New 2023-12-31 68,555 $1,625,000 68,555
   Legacy Capital Wealth Partners LLC 44 - 2023-12-31 68,284 $1,618,000 -5,693
   ROYAL BANK OF CANADA 2731 - 2023-12-31 66,468 $1,576,000 -20,263
   Quadrature Capital LTD 342 - 2023-12-31 57,646 $1,366,000 24,075
   FIRST DALLAS SECURITIES INC. 39 - 2024-03-31 53,448 $1,334,000 3,621
   Foundations Investment Advisors LLC 263 *New 2023-12-31 54,558 $1,326,000 54,558
   NATIONAL ASSET MANAGEMENT, INC. 461 - 2023-12-31 54,331 $1,288,000 -923
   MRAZ, AMERINE & ASSOCIATES, INC. 64 - 2023-12-31 49,930 $1,183,000 -814
   Jump Financial LLC 609 - 2023-12-31 49,700 $1,178,000 49,700
   WELLS FARGO & CO/MN 2879 - 2023-12-31 47,369 $1,123,000 -5,977
   UBS Group AG 3332 - 2023-12-31 47,180 $1,118,000 1,884
   CALDWELL SUTTER CAPITAL INC. 54 - 2024-03-31 43,228 $1,079,000 0
   COMMONWEALTH EQUITY SERVICES LLC. 2089 - 2023-12-31 45,233 $1,072,000 -7,074
   FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 953 - 2023-09-30 45,990 $1,053,000 0
   Kestra Advisory Services LLC 1095 - 2023-12-31 43,584 $1,033,000 3,924
   OPPENHEIMER & CO INC 718 - 2023-12-31 40,654 $964,000 9,066
   Cornerstone Wealth Management LLC 217 - 2024-03-31 36,600 $914,000 3,174
   TUDOR INVESTMENT CORP ET AL 967 *New 2023-12-31 38,298 $908,000 38,298
   Advisor Group Holdings Inc. 2646 - 2023-12-31 36,868 $874,000 -2,337
   GREAT WEST LIFE ASSURANCE CO /CAN/ 1548 - 2023-12-31 36,291 $855,000 -3,726
   Cetera Investment Advisers 1211 - 2023-12-31 35,180 $834,000 -3,958
   CAMBRIDGE INVESTMENT RESEARCH ADVISORS INC 1847 - 2024-03-31 33,160 $828,000 4,973
   HIGHTOWER ADVISORS, LLC 1959 - 2023-12-31 32,286 $761,000 19,263
   ENVESTNET ASSET MANAGEMENT INC 3084 - 2023-12-31 31,917 $756,000 -6,383
   QUANTBOT TECHNOLOGIES LLC 650 - 2023-12-31 26,332 $624,000 3,677
   Sunbelt Securities Inc. 278 - 2024-03-31 24,389 $609,000 4,958
   CI Private Wealth LLC 1519 - 2023-12-31 24,979 $592,000 1,676
   All Season Financial Advisors Inc. 56 - 2024-03-31 22,788 $569,000 -5,959
   RAYMOND JAMES TRUST CO 667 - 2024-03-31 22,544 $563,000 5,220
   Winton Capital Group Ltd 243 - 2023-12-31 22,704 $538,000 5,714
   ExodusPoint Capital Management LP 941 *New 2023-12-31 22,591 $535,000 22,591
   Apollon Wealth Management LLC 663 - 2023-12-31 20,429 $484,000 1,139
   MONTICELLO WEALTH MANAGEMENT LLC 165 - 2024-03-31 18,272 $456,000 0
   Virtus ETF Advisers LLC 156 - 2023-12-31 19,238 $456,000 -8,519
   BARD ASSOCIATES INC 124 - 2023-12-31 18,510 $439,000 -300
   Aquatic Capital Management LLC 670 - 2023-12-31 17,900 $424,000 16,600
   D E SHAW & CO INC 2285 *New 2023-12-31 17,638 $418,000 17,638
   SMH CAPITAL ADVISORS INC 12 - 2023-12-31 16,944 $402,000 -79
   Samalin Investment Counsel LLC 176 - 2023-12-31 16,630 $394,000 5,782
   PNC FINANCIAL SERVICES GROUP INC 1684 - 2023-12-31 15,972 $379,000 0
   HRT FINANCIAL LLC 1383 *New 2023-12-31 15,989 $378,000 15,989
   MARINER WEALTH ADVISORS, LLC 2148 - 2023-12-31 15,821 $375,000 3,473
   HORIZON ASSET MANAGEMENT INC/NY 229 - 2023-12-31 15,600 $370,000 -800
   US BANCORP 1694 - 2023-12-31 14,828 $351,000 951
   Atria Wealth Solutions Inc. 1423 - 2023-12-31 13,670 $324,000 -1,434
   MULTIFINANCIAL SECURITIES CORP 1416 - 2023-12-31 12,644 $300,000 1,592
   VIRTU FINANCIAL LLC 604 *New 2023-12-31 12,547 $297,000 12,547
   Connor Clark & Lunn Investment Management Ltd. 1178 - 2023-12-31 12,282 $291,000 -31,889
   Core Wealth Partners LLC 92 - 2024-03-31 11,520 $288,000 0
   MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. - 2023-12-31 11,736 $278,000 0
   GUGGENHEIM CAPITAL LLC 1702 - 2023-12-31 11,587 $275,000 1,079
   Squarepoint Ops LLC 2000 - 2023-12-31 11,539 $273,000 11,539
   GROUP ONE TRADING, L.P. 659 - 2023-12-31 11,372 $270,000 9,300
   Good Life Advisors LLC 351 - 2023-12-31 11,283 $267,000 -1,130
   GEODE CAPITAL MANAGEMENT LLC 3836 - 2023-12-31 11,251 $267,000 0
   BROWN ADVISORY HOLDINGS INC 1099 - 2024-03-31 10,700 $267,000 0
   CAMPBELL & CO INVESTMENT ADVISER LLC 976 *New 2023-12-31 10,447 $248,000 10,447
   CREATIVE PLANNING 2278 *New 2023-12-31 9,895 $235,000 9,895
   EVERGREEN CAPITAL MANAGEMENT LLC 701 *New 2023-12-31 9,866 $234,000 9,866
   Private Advisor Group LLC 1946 *New 2023-12-31 9,870 $234,000 9,870
   H D Vest Advisory Services 1401 *New 2023-12-31 9,470 $224,000 9,470
   COLONY GROUP LLC 706 *New 2023-09-30 9,679 $222,000 9,679
   COLONY GROUP, LLC 739 *New 2023-12-31 9,129 $216,000 9,129
  100 Records found
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